PGIM Rock ETF Trust - PBQQ
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| AssuredPartners Investment Advisors, LLC | History | Added to | 95,288 | 2,731 | 0.3% | 0.27% | 1 | +32,564 | 51.92% | Q1 2026 | Apr 10, 2026 |
| DHJJ Financial Advisors, Ltd. | History | Added to | 11,505 | 325 | 0.11% | 0.05% | 2 | +6,614 | 135.23% | Q1 2026 | Apr 09, 2026 |
| Foguth Wealth Management, LLC. | History | Closed out | 0 | 0 | — | 1.92% | — | -429,134 | -100.0% | Q4 2025 | Jan 05, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -27,009 | -100.0% | Q4 2025 | Feb 12, 2026 |
| OLD MISSION CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -14,354 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Cetera Investment Advisers | History | Closed out | 0 | 0 | — | 0.0% | — | -7,771 | -100.0% | Q4 2025 | Feb 17, 2026 |
| CENTAURUS FINANCIAL, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -6,979 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -700 | -100.0% | Q4 2025 | Feb 13, 2026 |