PGIM Rock ETF Trust - PBSE
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Richard P Slaughter Associates Inc | History | Added to | 441,890 | 13,018 | 2.73% | 2.64% | 1 | +17,943 | 4.23% | Q4 2025 | Jan 12, 2026 |
| PRUDENTIAL FINANCIAL INC | History | Added to | 235,869 | 6,948 | 0.01% | 0.01% | 2 | +53,841 | 29.58% | Q4 2025 | Feb 13, 2026 |
| Spire Wealth Management | History | Reduced | 105,058 | 3,094 | 0.1% | 0.11% | 3 | -5,769 | -5.21% | Q4 2025 | Jan 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 71,459 | 2,105 | 0.0% | 0.0% | 4 | -10,309 | -12.61% | Q4 2025 | Feb 12, 2026 |
| JIM SAULNIER & ASSOCIATES, LLC | History | No change | 55,826 | 1,644 | 0.85% | 0.9% | 5 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| AMERICAN ASSET MANAGEMENT INC. | History | Reduced | 46,433 | 1,367 | 1.16% | 1.22% | 6 | -388 | -0.83% | Q4 2025 | Jan 07, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 7,848 | 231 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| Kestra Advisory Services, LLC | History | New | 5,454 | 160 | 0.0% | — | 8 | +5,454 | New | Q4 2025 | Feb 13, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 1,547 | 45 | 0.01% | 0.01% | 9 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| MORGAN STANLEY | History | New | 749 | 22 | 0.0% | — | 10 | +749 | New | Q4 2025 | Feb 13, 2026 |