PUMA BIOTECHNOLOGY, INC. - PBYI
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 24 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ACORN CAPITAL ADVISORS, LLC | History | No change | 4,131,299 | 24,581 | 8.33% | 11.14% | 1 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| VANGUARD GROUP INC | History | Added to | 3,797,748 | 22,596 | 0.0% | 0.0% | 2 | +106,028 | 2.87% | Q4 2025 | Jan 29, 2026 |
| BlackRock, Inc. | History | Added to | 3,642,588 | 21,673 | 0.0% | 0.0% | 3 | +64,711 | 1.81% | Q4 2025 | Feb 12, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | Reduced | 2,123,813 | 12,636 | 0.02% | 0.02% | 4 | -27,400 | -1.27% | Q4 2025 | Feb 12, 2026 |
| ACADIAN ASSET MANAGEMENT LLC | History | Reduced | 2,024,823 | 12,043 | 0.02% | 0.02% | 5 | -28,482 | -1.39% | Q4 2025 | Feb 10, 2026 |
| AMERICAN CENTURY COMPANIES INC | History | Added to | 1,650,137 | 9,818 | 0.0% | 0.0% | 6 | +166,949 | 11.26% | Q4 2025 | Feb 13, 2026 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 1,339,603 | 7,971 | 0.0% | 0.0% | 7 | +67,725 | 5.32% | Q4 2025 | Feb 12, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Added to | 1,120,329 | 6,665 | 0.04% | 0.03% | 8 | +292,108 | 35.27% | Q4 2025 | Feb 11, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 994,345 | 5,917 | 0.0% | 0.0% | 9 | +10,823 | 1.1% | Q4 2025 | Feb 09, 2026 |
| STATE STREET CORP | History | Added to | 877,077 | 5,218 | 0.0% | 0.0% | 10 | +128,419 | 17.15% | Q4 2025 | Feb 13, 2026 |
| Connor, Clark & Lunn Investment Management Ltd. | History | Reduced | 875,301 | 5,208 | 0.01% | 0.02% | 11 | -68,171 | -7.23% | Q4 2025 | Feb 10, 2026 |
| KENNEDY CAPITAL MANAGEMENT LLC | History | Added to | 868,315 | 5,166 | 0.11% | 0.1% | 12 | +685 | 0.08% | Q4 2025 | Feb 13, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 793,962 | 4,724 | 0.0% | 0.0% | 13 | +559,345 | 238.41% | Q4 2025 | Mar 25, 2026 |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | History | Added to | 773,485 | 4,602 | 0.1% | 0.05% | 14 | +339,924 | 78.4% | Q4 2025 | Feb 17, 2026 |
| RITHOLTZ WEALTH MANAGEMENT | History | Added to | 694,001 | 4,129 | 0.08% | 0.05% | 15 | +223,234 | 47.42% | Q4 2025 | Jan 23, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Added to | 666,605 | 3,966 | 0.0% | 0.0% | 16 | +535,933 | 410.14% | Q4 2025 | Feb 17, 2026 |
| NORTHERN TRUST CORP | History | Added to | 616,197 | 3,666 | 0.0% | 0.0% | 17 | +89,461 | 16.98% | Q4 2025 | Feb 17, 2026 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | History | Added to | 547,853 | 3,259 | 0.0% | 0.0% | 18 | +83,119 | 17.89% | Q4 2025 | Feb 13, 2026 |
| GLOBEFLEX CAPITAL L P | History | No change | 452,606 | 2,693 | 0.41% | 0.37% | 19 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| SEI INVESTMENTS CO | History | Added to | 429,925 | 2,558 | 0.0% | 0.0% | 20 | +82,691 | 23.81% | Q4 2025 | Feb 13, 2026 |
| LSV ASSET MANAGEMENT | History | Reduced | 404,802 | 2,409 | 0.01% | 0.01% | 21 | -155,119 | -27.7% | Q4 2025 | Feb 06, 2026 |
| D. E. Shaw & Co., Inc. | History | Reduced | 378,296 | 2,250 | 0.0% | 0.0% | 22 | -120,302 | -24.13% | Q4 2025 | Feb 17, 2026 |
| Bank of New York Mellon Corp | History | Reduced | 351,881 | 2,093 | 0.0% | 0.0% | 23 | -3,487 | -0.98% | Q4 2025 | Feb 10, 2026 |
| MORGAN STANLEY | History | Reduced | 326,774 | 1,944 | 0.0% | 0.0% | 24 | -51,308 | -13.57% | Q4 2025 | Feb 13, 2026 |
| PRUDENTIAL FINANCIAL INC | History | Added to | 286,509 | 1,704 | 0.0% | 0.0% | 25 | +65,565 | 29.67% | Q4 2025 | Feb 13, 2026 |
| Russell Investments Group, Ltd. | History | Reduced | 251,653 | 1,497 | 0.0% | 0.01% | 26 | -713,040 | -73.91% | Q4 2025 | Feb 17, 2026 |
| FEDERATED HERMES, INC. | History | Added to | 237,857 | 1,415 | 0.0% | 0.0% | 27 | +39,876 | 20.14% | Q4 2025 | Feb 12, 2026 |
| PANAGORA ASSET MANAGEMENT INC | History | Added to | 194,887 | 1,159 | 0.0% | 0.0% | 28 | +28,966 | 17.46% | Q4 2025 | Feb 13, 2026 |
| Empowered Funds, LLC | History | Added to | 186,185 | 1,107 | 0.02% | 0.01% | 29 | +66,624 | 55.72% | Q4 2025 | Feb 18, 2026 |
| Prospera Financial Services Inc | History | Reduced | 185,496 | 1,103 | 0.02% | 0.02% | 30 | -4,123 | -2.17% | Q4 2025 | Feb 09, 2026 |
| FRANKLIN RESOURCES INC | History | Added to | 182,706 | 1,087 | 0.0% | 0.0% | 31 | +9,008 | 5.19% | Q4 2025 | Feb 11, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 177,470 | 1,055 | 0.0% | 0.0% | 32 | +154,170 | 661.67% | Q4 2025 | Feb 17, 2026 |
| FMR LLC | History | Added to | 163,870 | 975 | 0.0% | 0.0% | 33 | +18,585 | 12.79% | Q4 2025 | Feb 17, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Added to | 162,351 | 965 | 0.0% | 0.0% | 35 | +106,225 | 189.26% | Q4 2025 | Feb 17, 2026 |
| MACKENZIE FINANCIAL CORP | History | Reduced | 160,973 | 965 | 0.0% | 0.0% | 34 | -14,237 | -8.13% | Q4 2025 | Feb 18, 2026 |
| LOS ANGELES CAPITAL MANAGEMENT LLC | History | Reduced | 148,132 | 808 | 0.0% | 0.0% | 36 | -125,918 | -45.95% | Q4 2025 | Feb 11, 2026 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Added to | 133,774 | 795 | 0.0% | 0.0% | 37 | +79,456 | 146.28% | Q4 2025 | Feb 17, 2026 |
| UBS Group AG | History | Reduced | 127,312 | 757 | 0.0% | 0.0% | 38 | -248,779 | -66.15% | Q4 2025 | Jan 29, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | No change | 125,372 | 745 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| FIRST TRUST ADVISORS LP | History | Added to | 122,800 | 730 | 0.0% | 0.0% | 40 | +3,021 | 2.52% | Q4 2025 | Feb 13, 2026 |
| Qube Research & Technologies Ltd | History | Reduced | 111,520 | 663 | 0.0% | 0.0% | 41 | -43,996 | -28.29% | Q4 2025 | Feb 17, 2026 |
| Invesco Ltd. | History | Added to | 108,301 | 644 | 0.0% | 0.0% | 42 | +44,484 | 69.71% | Q4 2025 | Feb 19, 2026 |
| Round Rock Advisors LLC | History | Added to | 105,042 | 625 | 0.09% | 0.05% | 43 | +39,646 | 60.62% | Q4 2025 | Apr 07, 2026 |
| STRS OHIO | History | Reduced | 99,400 | 591 | 0.0% | 0.0% | 44 | -25,500 | -20.42% | Q4 2025 | Feb 02, 2026 |
| WINTON GROUP Ltd | History | Added to | 97,159 | 578 | 0.02% | 0.01% | 45 | +35,835 | 58.44% | Q4 2025 | Feb 11, 2026 |
| EVERGREEN CAPITAL MANAGEMENT LLC | History | No change | 96,000 | 571 | 0.01% | 0.01% | 46 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| Haven Private, LLC | History | New | 92,083 | 547 | 0.24% | — | 47 | +92,083 | New | Q4 2025 | Feb 12, 2026 |
| OpenArc Corporate Advisory, LLC | History | New | 89,361 | 531 | 0.01% | — | 48 | +89,361 | New | Q4 2025 | Feb 13, 2026 |
| BARCLAYS PLC | History | Added to | 81,434 | 484 | 0.0% | 0.0% | 49 | +1,553 | 1.94% | Q4 2025 | Feb 13, 2026 |
| Nuveen, LLC | History | No change | 79,101 | 470 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | New | 75,200 | 447 | 0.0% | — | 51 | +75,200 | New | Q4 2025 | Feb 17, 2026 |
| TWO SIGMA ADVISERS, LP | History | Reduced | 71,100 | 423 | 0.0% | 0.0% | 52 | -2,100 | -2.87% | Q4 2025 | Feb 17, 2026 |
| NOMURA ASSET MANAGEMENT INTERNATIONAL INC. | History | New | 61,255 | 364 | 0.0% | — | 53 | +61,255 | New | Q4 2025 | Feb 17, 2026 |
| LAZARD ASSET MANAGEMENT LLC | History | Reduced | 59,575 | 354 | 0.0% | 0.0% | 54 | -3,572 | -5.66% | Q4 2025 | Feb 17, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 59,317 | 353 | 0.0% | 0.0% | 55 | +8,494 | 16.71% | Q4 2025 | Feb 05, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 57,100 | 339 | 0.0% | 0.0% | 56 | -35,700 | -38.47% | Q4 2025 | Feb 17, 2026 |
| Verdad Advisers, LP | History | New | 55,542 | 330 | 0.38% | — | 57 | +55,542 | New | Q4 2025 | Feb 17, 2026 |
| RHUMBLINE ADVISERS | History | Reduced | 53,895 | 320 | 0.0% | 0.0% | 58 | -6,106 | -10.18% | Q4 2025 | Feb 13, 2026 |
| State of Wyoming | History | Added to | 53,155 | 316 | 0.03% | 0.01% | 59 | +40,418 | 317.33% | Q4 2025 | Feb 11, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 52,385 | 311 | 0.0% | 0.0% | 60 | +7,418 | 16.5% | Q4 2025 | Feb 17, 2026 |
| D'Orazio & Associates, Inc. | History | Added to | 49,807 | 296 | 0.04% | 0.02% | 61 | +17,874 | 55.97% | Q4 2025 | Feb 04, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 48,281 | 287 | 0.0% | 0.0% | 62 | +15,750 | 48.42% | Q4 2025 | Feb 13, 2026 |
| Man Group plc | History | New | 47,324 | 281 | 0.0% | — | 63 | +47,324 | New | Q4 2025 | Feb 17, 2026 |
| VIRTUS ADVISERS, LLC | History | No change | 47,172 | 280 | 0.13% | 0.14% | 64 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Metis Global Partners, LLC | History | Reduced | 42,586 | 253 | 0.01% | 0.01% | 65 | -13,212 | -23.68% | Q4 2025 | Feb 11, 2026 |
| LPL Financial LLC | History | Reduced | 40,442 | 240 | 0.0% | 0.0% | 66 | -10,861 | -21.17% | Q4 2025 | Feb 11, 2026 |
| Vise Technologies, Inc. | History | New | 40,298 | 239 | 0.0% | — | 67 | +40,298 | New | Q4 2025 | Feb 11, 2026 |
| Universal- Beteiligungs- und Servicegesellschaft mbH | History | Reduced | 39,308 | 233 | 0.0% | 0.0% | 68 | -159,200 | -80.2% | Q4 2025 | Jan 28, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 36,362 | 216 | 0.0% | 0.0% | 69 | -102,180 | -73.75% | Q4 2025 | Feb 12, 2026 |
| EntryPoint Capital, LLC | History | New | 35,389 | 210 | 0.08% | — | 71 | +35,389 | New | Q4 2025 | Feb 12, 2026 |
| Baron Wealth Management LLC | History | Added to | 35,392 | 210 | 0.06% | 0.04% | 70 | +13,625 | 62.59% | Q4 2025 | Jan 14, 2026 |
| DIADEMA PARTNERS LP | History | Reduced | 33,800 | 201 | 0.03% | 0.18% | 72 | -102,100 | -75.13% | Q4 2025 | Feb 17, 2026 |
| PRELUDE CAPITAL MANAGEMENT, LLC | History | Reduced | 32,148 | 191 | 0.01% | 0.02% | 73 | -6,274 | -16.33% | Q4 2025 | Feb 17, 2026 |
| Stokes Family Office, LLC | History | New | 28,091 | 167 | 0.02% | — | 74 | +28,091 | New | Q4 2025 | Feb 18, 2026 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | New | 27,335 | 162 | 0.0% | — | 75 | +27,335 | New | Q4 2025 | Feb 12, 2026 |
| Kathmere Capital Management, LLC | History | Reduced | 27,131 | 161 | 0.01% | 0.01% | 76 | -822 | -2.94% | Q4 2025 | Jan 13, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Added to | 25,936 | 155 | 0.0% | 0.0% | 77 | +4,311 | 19.94% | Q4 2025 | Feb 17, 2026 |
| MetLife Investment Management, LLC | History | Added to | 24,412 | 145 | 0.0% | 0.0% | 78 | +9,867 | 67.84% | Q4 2025 | Feb 12, 2026 |
| C2C Wealth Management, LLC | History | No change | 23,020 | 136 | 0.11% | 0.1% | 79 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| Brandywine Global Investment Management, LLC | History | New | 21,800 | 129 | 0.0% | — | 80 | +21,800 | New | Q4 2025 | Feb 11, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 21,108 | 125 | 0.0% | 0.0% | 81 | +3,823 | 22.12% | Q4 2025 | Feb 11, 2026 |
| Heron Bay Capital Management | History | New | 20,056 | 119 | 0.02% | — | 83 | +20,056 | New | Q4 2025 | Feb 13, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | Reduced | 20,159 | 119 | 0.0% | 0.0% | 82 | -64 | -0.32% | Q4 2025 | Feb 17, 2026 |
| One Wealth Advisors, LLC | History | New | 19,389 | 115 | 0.01% | — | 84 | +19,389 | New | Q4 2025 | Feb 02, 2026 |
| INTECH INVESTMENT MANAGEMENT LLC | History | No change | 18,900 | 112 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Engineers Gate Manager LP | History | New | 18,786 | 111 | 0.0% | — | 86 | +18,786 | New | Q4 2025 | Feb 17, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Reduced | 16,614 | 98 | 0.0% | 0.0% | 87 | -89,019 | -84.27% | Q4 2025 | Feb 17, 2026 |
| AXQ CAPITAL, LP | History | New | 16,592 | 98 | 0.02% | — | 88 | +16,592 | New | Q4 2025 | Feb 10, 2026 |
| Caprock Group, LLC | History | Added to | 16,448 | 97 | 0.0% | 0.0% | 89 | +4,680 | 39.77% | Q4 2025 | Jan 28, 2026 |
| Headlands Technologies LLC | History | Reduced | 15,976 | 95 | 0.01% | 0.01% | 90 | -13,198 | -45.24% | Q4 2025 | Feb 13, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | Added to | 15,719 | 93 | 0.0% | 0.0% | 91 | +7,397 | 88.88% | Q4 2025 | Feb 13, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 13,800 | 82 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | New | 13,427 | 79 | 0.0% | — | 93 | +13,427 | New | Q4 2025 | Feb 13, 2026 |
| CAUSEWAY CAPITAL MANAGEMENT LLC | History | Reduced | 13,310 | 79 | 0.0% | 0.0% | 94 | -785 | -5.57% | Q4 2025 | Feb 13, 2026 |
| CWM, LLC | History | Added to | 12,813 | 76 | 0.0% | 0.0% | 95 | +3,893 | 43.64% | Q4 2025 | Jan 26, 2026 |
| PERKINS CAPITAL MANAGEMENT INC | History | Added to | 12,500 | 74 | 0.06% | 0.06% | 96 | +300 | 2.46% | Q4 2025 | Feb 04, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 12,169 | 72 | 0.0% | 0.0% | 97 | -6,094 | -33.37% | Q4 2025 | Feb 17, 2026 |
| PFG Investments, LLC | History | Reduced | 12,000 | 71 | 0.0% | 0.0% | 99 | -3,000 | -20.0% | Q4 2025 | Jan 26, 2026 |
| Cerity Partners LLC | History | Added to | 12,072 | 71 | 0.0% | 0.0% | 98 | +1,862 | 18.24% | Q4 2025 | Feb 11, 2026 |
| ROYCE & ASSOCIATES LP | History | Reduced | 11,914 | 70 | 0.0% | 0.0% | 100 | -6,811 | -36.37% | Q4 2025 | Feb 09, 2026 |
| IEQ CAPITAL, LLC | History | New | 11,495 | 68 | 0.0% | — | 101 | +11,495 | New | Q4 2025 | Feb 13, 2026 |
| Abel Hall, LLC | History | New | 10,793 | 64 | 0.01% | — | 102 | +10,793 | New | Q4 2025 | Feb 17, 2026 |
| Williams & Novak, LLC | History | New | 10,560 | 62 | 0.05% | — | 104 | +10,560 | New | Q4 2025 | Feb 05, 2026 |
| Ethic Inc. | History | Added to | 10,548 | 62 | 0.0% | 0.0% | 103 | +195 | 1.88% | Q4 2025 | Feb 03, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | New | 10,144 | 59 | 0.0% | — | 106 | +10,144 | New | Q4 2025 | Jan 08, 2026 |
| ProShare Advisors LLC | History | New | 10,062 | 59 | 0.0% | — | 105 | +10,062 | New | Q4 2025 | Feb 06, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Added to | 9,758 | 58 | 0.0% | 0.0% | 107 | +1,702 | 21.13% | Q4 2025 | Feb 10, 2026 |
| GROUP ONE TRADING LLC | History | New | 9,233 | 54 | 0.0% | — | 108 | +9,233 | New | Q4 2025 | Feb 12, 2026 |
| State of Alaska, Department of Revenue | History | New | 8,445 | 50 | 0.0% | — | 109 | +8,445 | New | Q4 2025 | Jan 23, 2026 |
| China Universal Asset Management Co., Ltd. | History | New | 8,211 | 48 | 0.0% | — | 110 | +8,211 | New | Q4 2025 | Jan 29, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 4,055 | 24 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Legal & General Group Plc | History | No change | 3,564 | 21 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 3,600 | 21 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Private Wealth Asset Management, LLC | History | No change | 3,500 | 20 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Ball & Co Wealth Management Inc. | History | No change | 3,066 | 18 | 0.01% | 0.01% | 115 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Reduced | 2,650 | 15 | 0.0% | 0.0% | 116 | -351 | -11.7% | Q4 2025 | Feb 17, 2026 |
| Mirae Asset Global Investments Co., Ltd. | History | New | 2,449 | 14 | 0.0% | — | 119 | +2,449 | New | Q4 2025 | Jan 26, 2026 |
| CITIGROUP INC | History | Added to | 2,380 | 14 | 0.0% | 0.0% | 117 | +1,521 | 177.07% | Q4 2025 | Feb 13, 2026 |
| Sterling Capital Management LLC | History | Reduced | 2,482 | 14 | 0.0% | 0.0% | 118 | -445 | -15.2% | Q4 2025 | Feb 13, 2026 |
| Tower Research Capital LLC (TRC) | History | Reduced | 2,239 | 13 | 0.0% | 0.0% | 120 | -1,640 | -42.28% | Q4 2025 | Feb 17, 2026 |
| AMALGAMATED BANK | History | Reduced | 1,353 | 8 | 0.0% | 0.0% | 121 | -79 | -5.52% | Q4 2025 | Feb 05, 2026 |
| Global Retirement Partners, LLC | History | No change | 1,492 | 8 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Rialto Wealth Management, LLC | History | No change | 1,450 | 8 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q4 2025 | Jan 12, 2026 |
| ROYAL BANK OF CANADA | History | New | 1,254 | 7 | 0.0% | — | 124 | +1,254 | New | Q4 2025 | Feb 17, 2026 |
| GHP Investment Advisors, Inc. | History | No change | 1,170 | 6 | 0.0% | 0.0% | 125 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| WealthCollab, LLC | History | No change | 1,156 | 6 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| GF FUND MANAGEMENT CO. LTD. | History | New | 989 | 5 | 0.0% | — | 128 | +989 | New | Q4 2025 | Jan 27, 2026 |
| GPS Wealth Strategies Group, LLC | History | No change | 1,000 | 5 | 0.0% | 0.0% | 127 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 775 | 4 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Optiver Holding B.V. | History | No change | 768 | 4 | 0.0% | 0.0% | 130 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Farther Finance Advisors, LLC | History | New | 529 | 3 | 0.0% | — | 132 | +529 | New | Q4 2025 | Jan 23, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 513 | 3 | 0.0% | — | 131 | +396 | 338.46% | Q4 2025 | Feb 06, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | No change | 342 | 2 | 0.0% | 0.0% | 133 | 0 | 0.0% | Q4 2025 | Jan 15, 2026 |
| IFP Advisors, Inc | History | Added to | 204 | 1 | 0.0% | — | 136 | +155 | 316.33% | Q4 2025 | Feb 06, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 237 | 1 | 0.0% | — | 137 | +70 | 41.92% | Q4 2025 | Feb 06, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | Added to | 293 | 1 | 0.0% | 0.0% | 135 | +43 | 17.2% | Q4 2025 | Feb 10, 2026 |
| US BANCORP \DE\ | History | No change | 200 | 1 | 0.0% | 0.0% | 134 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| MARSHALL WACE, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -557,548 | -100.0% | Q3 2025 | Nov 13, 2025 |
| TANG CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -200,000 | -100.0% | Q3 2025 | Nov 14, 2025 |
| WELLINGTON MANAGEMENT GROUP LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -149,552 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Hillsdale Investment Management Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -77,800 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Assenagon Asset Management S.A. | History | Closed out | 0 | 0 | — | 0.0% | — | -72,979 | -100.0% | Q3 2025 | Oct 07, 2025 |
| MACQUARIE GROUP LTD | History | Closed out | 0 | 0 | — | 0.0% | — | -61,255 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Graham Capital Management, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -52,708 | -100.0% | Q3 2025 | Nov 14, 2025 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -30,743 | -100.0% | Q3 2025 | Nov 13, 2025 |
| SHERBROOKE PARK ADVISERS LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -30,527 | -100.0% | Q3 2025 | Nov 14, 2025 |
| XTX Topco Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -25,524 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Squarepoint Ops LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,334 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Arax Advisory Partners | History | Reduced | 10 | 0 | — | 0.0% | — | -1,262 | -99.21% | Q4 2025 | Feb 13, 2026 |
| Clearstead Advisors, LLC | History | Reduced | 17 | 0 | — | 0.0% | — | -318 | -94.93% | Q4 2025 | Feb 09, 2026 |
| Luminist Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -250 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Rockefeller Capital Management L.P. | History | New | 159 | 0 | — | — | — | +159 | New | Q4 2025 | Mar 16, 2026 |
| Atlantic Union Bankshares Corp | History | Closed out | 0 | 0 | — | — | — | -150 | -100.0% | Q3 2025 | Nov 04, 2025 |
| DecisionPoint Financial, LLC | History | New | 100 | 0 | — | — | — | +100 | New | Q4 2025 | Jan 29, 2026 |
| GAMMA Investing LLC | History | Added to | 139 | 0 | — | — | — | +61 | 78.21% | Q4 2025 | Jan 05, 2026 |
| Allworth Financial LP | History | New | 50 | 0 | — | — | — | +50 | New | Q4 2025 | Feb 05, 2026 |
| MAI Capital Management | History | New | 37 | 0 | — | — | — | +37 | New | Q4 2025 | Feb 13, 2026 |
| SJS Investment Consulting Inc. | History | New | 36 | 0 | — | — | — | +36 | New | Q4 2025 | Jan 21, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | New | 10 | 0 | — | — | — | +10 | New | Q4 2025 | Feb 17, 2026 |
| Inspire Investing, LLC | History | New | 5 | 0 | — | — | — | +5 | New | Q4 2025 | Feb 17, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 68 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Sunbelt Securities, Inc. | History | No change | 30 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 20, 2026 |
| SBI Securities Co., Ltd. | History | No change | 56 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| True Wealth Design, LLC | History | No change | 123 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 08, 2026 |
| ELEVATION WEALTH PARTNERS, LLC | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 09, 2026 |