HIGH INCOME SECURITIES FUND - PCF
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Added to | 1,440,083 | 7,877 | 0.0% | 0.0% | 1 | +41,870 | 2.99% | Q2 2026 | Aug 07, 2026 |
| MORGAN STANLEY | History | Added to | 715,049 | 3,911 | 0.0% | 0.0% | 2 | +74,436 | 11.62% | Q2 2026 | Aug 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 477,665 | 2,612 | 0.0% | 0.0% | 3 | -5,969 | -1.23% | Q2 2026 | Aug 14, 2026 |
| Invesco Ltd. | History | Added to | 292,889 | 1,602 | 0.0% | 0.0% | 4 | +17,005 | 6.16% | Q2 2026 | Aug 14, 2026 |
| Almitas Capital LLC | History | Added to | 209,322 | 1,144 | 0.27% | 0.1% | 5 | +131,515 | 169.03% | Q2 2026 | Aug 14, 2026 |
| Saba Capital Management, L.P. | History | Added to | 194,477 | 1,063 | 0.03% | 0.03% | 6 | +16,400 | 9.21% | Q2 2026 | Aug 14, 2026 |
| Samalin Investment Counsel, LLC | History | Added to | 150,363 | 822 | 0.26% | 0.25% | 7 | +24,685 | 19.64% | Q2 2026 | Jul 27, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 119,413 | 653 | 0.01% | 0.01% | 8 | +55 | 0.05% | Q2 2026 | Aug 13, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Reduced | 101,167 | 553 | 0.03% | 0.03% | 9 | -1,396 | -1.36% | Q2 2026 | Aug 14, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 96,449 | 527 | 0.01% | 0.01% | 10 | -4,477 | -4.44% | Q2 2026 | Aug 12, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | No change | 72,147 | 394 | 0.05% | 0.06% | 11 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 61,800 | 338 | 0.0% | 0.0% | 12 | -11,100 | -15.23% | Q2 2026 | Aug 12, 2026 |
| ABSOLUTE INVESTMENT ADVISERS, LLC | History | Reduced | 61,363 | 335 | 0.03% | 0.07% | 13 | -47,260 | -43.51% | Q2 2026 | Jul 21, 2026 |
| MELFA WEALTH MANAGEMENT, INC. | History | Added to | 61,119 | 334 | 0.18% | 0.1% | 14 | +30,397 | 98.94% | Q2 2026 | Jul 24, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 57,956 | 317 | 0.0% | 0.0% | 15 | -24,642 | -29.83% | Q2 2026 | Aug 14, 2026 |
| LANARK FINANCIAL, INC. | History | Added to | 44,129 | 241 | 0.02% | 0.01% | 16 | +21,876 | 98.31% | Q2 2026 | Jul 21, 2026 |
| Quarry LP | History | Reduced | 36,689 | 200 | 0.02% | 0.06% | 18 | -28,257 | -43.51% | Q2 2026 | Aug 14, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 36,807 | 200 | 0.0% | 0.0% | 17 | +1,032 | 2.88% | Q2 2026 | Jul 15, 2026 |
| MGO ONE SEVEN LLC | History | Reduced | 34,999 | 191 | 0.0% | 0.0% | 19 | -14 | -0.04% | Q2 2026 | Jul 31, 2026 |
| SeaCrest Wealth Management, LLC | History | Added to | 32,848 | 179 | 0.02% | 0.02% | 20 | +3,474 | 11.83% | Q2 2026 | Jul 09, 2026 |
| SILVERLAKE WEALTH MANAGEMENT LLC | History | Reduced | 21,579 | 118 | 0.02% | 0.03% | 21 | -718 | -3.22% | Q2 2026 | Aug 06, 2026 |
| Tactive Advisors, LLC | History | Added to | 21,226 | 116 | 0.03% | 0.03% | 22 | +219 | 1.04% | Q2 2026 | Jul 08, 2026 |
| Gilman Hill Asset Management, LLC | History | No change | 20,000 | 109 | 0.01% | 0.02% | 23 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| Kovack Advisors, Inc. | History | Added to | 19,495 | 107 | 0.01% | 0.0% | 24 | +3,057 | 18.6% | Q2 2026 | Jul 28, 2026 |
| Cetera Investment Advisers | History | Reduced | 19,410 | 106 | 0.0% | 0.0% | 25 | -4,853 | -20.0% | Q2 2026 | Aug 12, 2026 |
| Merit Financial Group, LLC | History | Added to | 19,045 | 104 | 0.0% | 0.0% | 26 | +470 | 2.53% | Q2 2026 | Jul 20, 2026 |
| Logan Stone Capital, LLC | History | Added to | 17,820 | 97 | 0.02% | 0.02% | 27 | +2,772 | 18.42% | Q2 2026 | Aug 14, 2026 |
| Live Oak Private Wealth LLC | History | No change | 17,557 | 96 | 0.01% | 0.01% | 28 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| UHLMANN PRICE SECURITIES, LLC | History | Added to | 17,517 | 95 | 0.0% | 0.0% | 29 | +5,502 | 45.79% | Q2 2026 | Jul 24, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 17,254 | 94 | 0.0% | — | 30 | +17,254 | New | Q2 2026 | Aug 14, 2026 |
| K2 PRINCIPAL FUND, L.P. | History | No change | 16,617 | 90 | 0.01% | 0.01% | 31 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| BENJAMIN EDWARDS INC | History | Reduced | 14,472 | 79 | 0.0% | 0.0% | 32 | -876 | -5.71% | Q2 2026 | Jul 24, 2026 |
| Hunting Hill Global Capital, LLC | History | No change | 14,317 | 79 | 0.06% | 0.06% | 33 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Bulldog Investors, LLP | History | No change | 13,961 | 76 | 0.02% | 0.02% | 34 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NWF Advisory Services Inc. | History | No change | 13,700 | 74 | 0.01% | 0.01% | 35 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| Lido Advisors, LLC | History | Added to | 12,013 | 65 | 0.0% | 0.0% | 36 | +13 | 0.11% | Q2 2026 | Aug 07, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 11,383 | 62 | 0.0% | 0.0% | 37 | -2,980 | -20.75% | Q2 2026 | Jul 27, 2026 |
| Savvy Advisors, Inc. | History | Reduced | 11,460 | 62 | 0.0% | 0.0% | 38 | -1,550 | -11.91% | Q2 2026 | Aug 03, 2026 |
| AlphaStar Capital Management, LLC | History | New | 11,100 | 60 | 0.0% | — | 39 | +11,100 | New | Q2 2026 | Jul 30, 2026 |
| EASTERN BANK | History | No change | 8,000 | 43 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Jul 01, 2026 |
| Noble Wealth Management PBC | History | Reduced | 7,426 | 40 | 0.02% | 0.02% | 42 | -509 | -6.41% | Q2 2026 | Jul 01, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 7,311 | 40 | 0.0% | 0.0% | 41 | +170 | 2.38% | Q2 2026 | Aug 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 5,761 | 31 | 0.0% | 0.0% | 43 | -23,134 | -80.06% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | Reduced | 5,605 | 30 | 0.0% | 0.0% | 44 | -1,309 | -18.93% | Q2 2026 | Aug 13, 2026 |
| Global Retirement Partners, LLC | History | New | 2,555 | 13 | 0.0% | — | 45 | +2,555 | New | Q2 2026 | Aug 06, 2026 |
| Millstone Evans Group, LLC | History | No change | 1,600 | 8 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Arax Advisory Partners | History | New | 1,264 | 6 | 0.0% | — | 48 | +1,264 | New | Q2 2026 | Aug 10, 2026 |
| CoreCap Advisors, LLC | History | No change | 1,200 | 6 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Jul 06, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | No change | 874 | 4 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Institute for Wealth Management, LLC. | History | New | 600 | 3 | 0.0% | — | 51 | +600 | New | Q2 2026 | Jul 28, 2026 |
| WINMILL & CO. INC | History | No change | 662 | 3 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| TRUST CO OF VERMONT | History | New | 500 | 2 | 0.0% | — | 54 | +500 | New | Q2 2026 | Aug 07, 2026 |
| WPG Advisers, LLC | History | Added to | 392 | 2 | 0.0% | 0.0% | 53 | +8 | 2.08% | Q2 2026 | Aug 05, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 500 | 2 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,740 | -100.0% | Q2 2026 | Sep 02, 2026 |
| Integrity Advisory Solutions, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -16,421 | -100.0% | Q2 2026 | Jul 31, 2026 |
| BlackRock, Inc. | History | Closed out | 0 | 0 | — | — | — | -159 | -100.0% | Q2 2026 | Aug 07, 2026 |
| MAI Capital Management | History | Closed out | 0 | 0 | — | — | — | -157 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | — | — | -87 | -100.0% | Q2 2026 | Aug 11, 2026 |
| FIFTH THIRD BANCORP | History | Added to | 64 | 0 | — | — | — | +12 | 23.08% | Q2 2026 | Aug 05, 2026 |
| CALDWELL SUTTER CAPITAL, INC. | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |