HIGH INCOME SECURITIES FUND - PCF
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Samalin Investment Counsel, LLC | History | Added to | 125,678 | 693 | 0.25% | 0.21% | 1 | +28,095 | 28.79% | Q1 2026 | Apr 22, 2026 |
| ABSOLUTE INVESTMENT ADVISERS, LLC | History | Reduced | 108,623 | 599 | 0.07% | 0.12% | 2 | -58,714 | -35.09% | Q1 2026 | Apr 22, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 35,775 | 201 | 0.0% | 0.0% | 3 | +950 | 2.73% | Q1 2026 | Apr 08, 2026 |
| MELFA WEALTH MANAGEMENT, INC. | History | No change | 30,722 | 169 | 0.1% | 0.11% | 4 | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| SeaCrest Wealth Management, LLC | History | Reduced | 29,374 | 162 | 0.02% | 0.02% | 5 | -1,071 | -3.52% | Q1 2026 | Apr 15, 2026 |
| SILVERLAKE WEALTH MANAGEMENT LLC | History | Reduced | 22,297 | 123 | 0.03% | 0.03% | 6 | -2,361 | -9.57% | Q1 2026 | Apr 15, 2026 |
| NBC SECURITIES, INC. | History | Reduced | 22,253 | 122 | 0.01% | 0.01% | 7 | -7,847 | -26.07% | Q1 2026 | Apr 14, 2026 |
| Tactive Advisors, LLC | History | Added to | 21,007 | 115 | 0.03% | 0.03% | 8 | +3,780 | 21.94% | Q1 2026 | Apr 16, 2026 |
| Gilman Hill Asset Management, LLC | History | No change | 20,000 | 110 | 0.02% | 0.02% | 9 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| Merit Financial Group, LLC | History | Added to | 18,575 | 102 | 0.0% | 0.0% | 10 | +369 | 2.03% | Q1 2026 | Apr 15, 2026 |
| Live Oak Private Wealth LLC | History | New | 17,557 | 96 | 0.01% | — | 11 | +17,557 | New | Q1 2026 | Apr 20, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | New | 14,363 | 79 | 0.0% | — | 12 | +14,363 | New | Q1 2026 | Apr 30, 2026 |
| UHLMANN PRICE SECURITIES, LLC | History | Added to | 12,015 | 66 | 0.0% | 0.04% | 13 | +343 | 2.94% | Q1 2026 | Apr 16, 2026 |
| EASTERN BANK | History | No change | 8,000 | 44 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Noble Wealth Management PBC | History | Added to | 7,935 | 43 | 0.02% | 0.02% | 15 | +2,169 | 37.62% | Q1 2026 | Apr 02, 2026 |
| Millstone Evans Group, LLC | History | No change | 1,600 | 8 | 0.0% | 0.01% | 16 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| CoreCap Advisors, LLC | History | No change | 1,200 | 6 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | Reduced | 500 | 2 | 0.0% | 0.0% | 18 | -100 | -16.67% | Q1 2026 | Apr 06, 2026 |
| WPG Advisers, LLC | History | Added to | 384 | 2 | 0.0% | 0.0% | 19 | +22 | 6.08% | Q1 2026 | Apr 29, 2026 |
| LPL Financial LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,328,200 | -100.0% | Q4 2025 | Feb 11, 2026 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -510,769 | -100.0% | Q4 2025 | Feb 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -400,973 | -100.0% | Q4 2025 | Feb 18, 2026 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -286,408 | -100.0% | Q4 2025 | Feb 19, 2026 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -121,294 | -100.0% | Q4 2025 | Feb 12, 2026 |
| OSAIC HOLDINGS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -83,956 | -100.0% | Q4 2025 | Feb 17, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -78,300 | -100.0% | Q4 2025 | Feb 18, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -71,152 | -100.0% | Q4 2025 | Feb 09, 2026 |
| Shaker Financial Services, LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -69,164 | -100.0% | Q4 2025 | Jan 26, 2026 |
| Quarry LP | History | Closed out | 0 | 0 | — | 0.06% | — | -64,342 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Logan Stone Capital, LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -55,591 | -100.0% | Q4 2025 | Feb 17, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -52,560 | -100.0% | Q4 2025 | Feb 17, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -50,077 | -100.0% | Q4 2025 | Feb 09, 2026 |
| MGO ONE SEVEN LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -35,081 | -100.0% | Q4 2025 | Feb 03, 2026 |
| Cetera Investment Advisers | History | Closed out | 0 | 0 | — | 0.0% | — | -30,571 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Savvy Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -25,395 | -100.0% | Q4 2025 | Jan 20, 2026 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -24,395 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Aptus Capital Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -20,660 | -100.0% | Q4 2025 | Feb 13, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -18,796 | -100.0% | Q4 2025 | Feb 17, 2026 |
| NWF Advisory Services Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -16,700 | -100.0% | Q4 2025 | Mar 03, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,632 | -100.0% | Q4 2025 | Feb 17, 2026 |
| K2 PRINCIPAL FUND, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -16,617 | -100.0% | Q4 2025 | Feb 13, 2026 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -15,657 | -100.0% | Q4 2025 | Feb 17, 2026 |
| BENJAMIN EDWARDS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,348 | -100.0% | Q4 2025 | Feb 02, 2026 |
| Kovack Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -14,780 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Hunting Hill Global Capital, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -14,317 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Integrity Advisory Solutions, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -14,234 | -100.0% | Q4 2025 | Feb 09, 2026 |
| XTX Topco Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -11,477 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Bulldog Investors, LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -10,705 | -100.0% | Q4 2025 | Feb 13, 2026 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,582 | -100.0% | Q4 2025 | Feb 06, 2026 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -4,433 | -100.0% | Q4 2025 | Jan 29, 2026 |
| Indiana Trust & Investment Management Co | History | Closed out | 0 | 0 | — | 0.0% | — | -2,310 | -100.0% | Q4 2025 | Jan 21, 2026 |
| Global Retirement Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,302 | -100.0% | Q4 2025 | Feb 06, 2026 |
| CIBC Private Wealth Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,263 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -932 | -100.0% | Q4 2025 | Feb 13, 2026 |
| WINMILL & CO. INC | History | Closed out | 0 | 0 | — | 0.0% | — | -662 | -100.0% | Q4 2025 | Feb 13, 2026 |
| TRUST CO OF VERMONT | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q4 2025 | Jan 16, 2026 |
| Strive Financial Group ,LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -375 | -100.0% | Q4 2025 | Feb 18, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | — | — | -153 | -100.0% | Q4 2025 | Feb 17, 2026 |
| MAI Capital Management | History | Closed out | 0 | 0 | — | — | — | -153 | -100.0% | Q4 2025 | Feb 13, 2026 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | — | — | -71 | -100.0% | Q4 2025 | Jan 29, 2026 |
| FIFTH THIRD BANCORP | History | New | 52 | 0 | — | — | — | +52 | New | Q1 2026 | May 01, 2026 |
| CALDWELL SUTTER CAPITAL, INC. | History | Closed out | 0 | 0 | — | — | — | -2 | -100.0% | Q4 2025 | Jan 30, 2026 |