HIGH INCOME SECURITIES FUND - PCF
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Added to | 1,398,213 | 7,718 | 0.0% | 0.0% | 1 | +70,013 | 5.27% | Q1 2026 | May 06, 2026 |
| MORGAN STANLEY | History | Added to | 640,613 | 3,536 | 0.0% | 0.0% | 2 | +129,844 | 25.42% | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 483,634 | 2,669 | 0.0% | 0.0% | 3 | +82,661 | 20.62% | Q1 2026 | May 14, 2026 |
| Invesco Ltd. | History | Reduced | 275,884 | 1,522 | 0.0% | 0.0% | 4 | -10,524 | -3.67% | Q1 2026 | May 12, 2026 |
| Saba Capital Management, L.P. | History | New | 178,077 | 982 | 0.03% | — | 5 | +178,077 | New | Q1 2026 | May 15, 2026 |
| Samalin Investment Counsel, LLC | History | Added to | 125,678 | 693 | 0.25% | 0.21% | 6 | +28,095 | 28.79% | Q1 2026 | Apr 22, 2026 |
| Advisors Asset Management, Inc. | History | Reduced | 119,358 | 658 | 0.01% | 0.01% | 7 | -1,936 | -1.6% | Q1 2026 | May 15, 2026 |
| ABSOLUTE INVESTMENT ADVISERS, LLC | History | Reduced | 108,623 | 599 | 0.07% | 0.12% | 8 | -58,714 | -35.09% | Q1 2026 | Apr 22, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Added to | 102,563 | 566 | 0.03% | 0.02% | 9 | +50,003 | 95.14% | Q1 2026 | May 15, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 100,926 | 557 | 0.01% | 0.01% | 10 | +50,849 | 101.54% | Q1 2026 | May 15, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 82,598 | 455 | 0.0% | 0.0% | 11 | -1,358 | -1.62% | Q1 2026 | May 15, 2026 |
| Almitas Capital LLC | History | New | 77,807 | 429 | 0.1% | — | 12 | +77,807 | New | Q1 2026 | May 15, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 72,900 | 402 | 0.0% | 0.0% | 13 | -5,400 | -6.9% | Q1 2026 | Jun 02, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 72,147 | 398 | 0.06% | 0.06% | 14 | +995 | 1.4% | Q1 2026 | May 11, 2026 |
| Quarry LP | History | Added to | 64,946 | 358 | 0.06% | 0.06% | 15 | +604 | 0.94% | Q1 2026 | May 15, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 35,775 | 201 | 0.0% | 0.0% | 16 | +950 | 2.73% | Q1 2026 | Apr 08, 2026 |
| MGO ONE SEVEN LLC | History | Reduced | 35,013 | 193 | 0.0% | 0.0% | 17 | -68 | -0.19% | Q1 2026 | May 14, 2026 |
| MELFA WEALTH MANAGEMENT, INC. | History | No change | 30,722 | 169 | 0.1% | 0.11% | 18 | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| SeaCrest Wealth Management, LLC | History | Reduced | 29,374 | 162 | 0.02% | 0.02% | 19 | -1,071 | -3.52% | Q1 2026 | Apr 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 28,895 | 159 | 0.0% | 0.0% | 20 | +4,500 | 18.45% | Q1 2026 | Jul 08, 2026 |
| Cetera Investment Advisers | History | Reduced | 24,263 | 133 | 0.0% | 0.0% | 21 | -6,308 | -20.63% | Q1 2026 | May 13, 2026 |
| SILVERLAKE WEALTH MANAGEMENT LLC | History | Reduced | 22,297 | 123 | 0.03% | 0.03% | 22 | -2,361 | -9.57% | Q1 2026 | Apr 15, 2026 |
| NBC SECURITIES, INC. | History | Reduced | 22,253 | 122 | 0.01% | 0.01% | 23 | -7,847 | -26.07% | Q1 2026 | Apr 14, 2026 |
| Tactive Advisors, LLC | History | Added to | 21,007 | 115 | 0.03% | 0.03% | 24 | +3,780 | 21.94% | Q1 2026 | Apr 16, 2026 |
| Gilman Hill Asset Management, LLC | History | No change | 20,000 | 110 | 0.02% | 0.02% | 25 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| Merit Financial Group, LLC | History | Added to | 18,575 | 102 | 0.0% | 0.0% | 26 | +369 | 2.03% | Q1 2026 | Apr 15, 2026 |
| Live Oak Private Wealth LLC | History | New | 17,557 | 96 | 0.01% | — | 27 | +17,557 | New | Q1 2026 | Apr 20, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 16,740 | 92 | 0.0% | 0.0% | 28 | +108 | 0.65% | Q1 2026 | May 15, 2026 |
| Kovack Advisors, Inc. | History | Added to | 16,438 | 91 | 0.0% | 0.0% | 30 | +1,658 | 11.22% | Q1 2026 | May 12, 2026 |
| K2 PRINCIPAL FUND, L.P. | History | No change | 16,617 | 91 | 0.01% | 0.01% | 29 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Integrity Advisory Solutions, LLC | History | Added to | 16,421 | 90 | 0.01% | 0.01% | 31 | +2,187 | 15.36% | Q1 2026 | May 11, 2026 |
| BENJAMIN EDWARDS INC | History | No change | 15,348 | 84 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Logan Stone Capital, LLC | History | Reduced | 15,048 | 83 | 0.02% | 0.08% | 33 | -40,543 | -72.93% | Q1 2026 | May 15, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | New | 14,363 | 79 | 0.0% | — | 35 | +14,363 | New | Q1 2026 | Apr 30, 2026 |
| Hunting Hill Global Capital, LLC | History | No change | 14,317 | 79 | 0.06% | 0.06% | 34 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Bulldog Investors, LLP | History | Added to | 13,961 | 77 | 0.02% | 0.01% | 36 | +3,256 | 30.42% | Q1 2026 | May 08, 2026 |
| NWF Advisory Services Inc. | History | Reduced | 13,700 | 75 | 0.01% | 0.01% | 37 | -3,000 | -17.96% | Q1 2026 | May 04, 2026 |
| Savvy Advisors, Inc. | History | Reduced | 13,010 | 71 | 0.0% | 0.01% | 38 | -12,385 | -48.77% | Q1 2026 | May 11, 2026 |
| Lido Advisors, LLC | History | New | 12,000 | 66 | 0.0% | — | 40 | +12,000 | New | Q1 2026 | May 13, 2026 |
| UHLMANN PRICE SECURITIES, LLC | History | Added to | 12,015 | 66 | 0.0% | 0.04% | 39 | +343 | 2.94% | Q1 2026 | Apr 16, 2026 |
| EASTERN BANK | History | No change | 8,000 | 44 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Noble Wealth Management PBC | History | Added to | 7,935 | 43 | 0.02% | 0.02% | 42 | +2,169 | 37.62% | Q1 2026 | Apr 02, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 7,141 | 40 | 0.0% | 0.0% | 43 | -8,516 | -54.39% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Added to | 6,914 | 38 | 0.0% | 0.0% | 44 | +2,481 | 55.97% | Q1 2026 | May 05, 2026 |
| Global Retirement Partners, LLC | History | No change | 2,302 | 14 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Millstone Evans Group, LLC | History | No change | 1,600 | 8 | 0.0% | 0.01% | 46 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 1,263 | 7 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| CoreCap Advisors, LLC | History | No change | 1,200 | 6 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Reduced | 874 | 4 | 0.0% | 0.0% | 49 | -58 | -6.22% | Q1 2026 | May 11, 2026 |
| WINMILL & CO. INC | History | No change | 662 | 3 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| TRUST CO OF VERMONT | History | No change | 500 | 3 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | Reduced | 500 | 2 | 0.0% | 0.0% | 52 | -100 | -16.67% | Q1 2026 | Apr 06, 2026 |
| WPG Advisers, LLC | History | Added to | 384 | 2 | 0.0% | 0.0% | 53 | +22 | 6.08% | Q1 2026 | Apr 29, 2026 |
| Shaker Financial Services, LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -69,164 | -100.0% | Q1 2026 | May 12, 2026 |
| Aptus Capital Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -20,660 | -100.0% | Q1 2026 | May 11, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -18,796 | -100.0% | Q1 2026 | May 15, 2026 |
| XTX Topco Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -11,477 | -100.0% | Q1 2026 | May 15, 2026 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,582 | -100.0% | Q1 2026 | May 05, 2026 |
| Indiana Trust & Investment Management Co | History | Closed out | 0 | 0 | — | 0.0% | — | -2,310 | -100.0% | Q1 2026 | Apr 28, 2026 |
| Strive Financial Group ,LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -375 | -100.0% | Q1 2026 | May 15, 2026 |
| BlackRock, Inc. | History | New | 159 | 0 | — | — | — | +159 | New | Q1 2026 | May 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | — | — | -153 | -100.0% | Q1 2026 | May 15, 2026 |
| Tower Research Capital LLC (TRC) | History | New | 87 | 0 | — | — | — | +87 | New | Q1 2026 | May 15, 2026 |
| FIFTH THIRD BANCORP | History | New | 52 | 0 | — | — | — | +52 | New | Q1 2026 | May 01, 2026 |
| MAI Capital Management | History | Added to | 157 | 0 | — | — | — | +4 | 2.61% | Q1 2026 | May 15, 2026 |
| CALDWELL SUTTER CAPITAL, INC. | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| COMERICA BANK | History | No change | 71 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |