HIGH INCOME SECURITIES FUND - PCF
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Added to | 1,485,826 | 7,666 | 0.0% | 0.0% | 1 | +45,743 | 3.18% | Q3 2026 | Nov 06, 2026 |
| MORGAN STANLEY | History | Reduced | 713,421 | 3,681 | 0.0% | 0.0% | 2 | -1,628 | -0.23% | Q3 2026 | Nov 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 554,329 | 2,860 | 0.0% | 0.0% | 3 | +76,664 | 16.05% | Q3 2026 | Nov 12, 2026 |
| GatePass Capital, LLC | History | New | 502,450 | 2,592 | 0.89% | — | 4 | +502,450 | New | Q3 2026 | Nov 09, 2026 |
| Invesco Ltd. | History | Reduced | 272,717 | 1,407 | 0.0% | 0.0% | 5 | -20,172 | -6.89% | Q3 2026 | Nov 12, 2026 |
| Almitas Capital LLC | History | No change | 209,322 | 1,144 | 0.27% | 0.27% | 6 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Saba Capital Management, L.P. | History | No change | 194,477 | 1,063 | 0.03% | 0.03% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Samalin Investment Counsel, LLC | History | Added to | 156,643 | 808 | 0.25% | 0.26% | 8 | +6,280 | 4.18% | Q3 2026 | Oct 23, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 119,596 | 617 | 0.01% | 0.01% | 9 | +183 | 0.15% | Q3 2026 | Nov 10, 2026 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | No change | 101,167 | 553 | 0.03% | 0.03% | 10 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 97,888 | 505 | 0.01% | 0.01% | 11 | +1,439 | 1.49% | Q3 2026 | Nov 09, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 93,656 | 483 | 0.0% | 0.0% | 12 | +82,273 | 722.77% | Q3 2026 | Nov 02, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | Added to | 76,811 | 396 | 0.05% | 0.05% | 13 | +4,664 | 6.46% | Q3 2026 | Oct 29, 2026 |
| Total Wealth Planning & Management, Inc. | History | New | 71,865 | 370 | 0.27% | — | 14 | +71,865 | New | Q3 2026 | Oct 23, 2026 |
| NewEdge Advisors, LLC | History | No change | 61,800 | 318 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q3 2026 | Nov 13, 2026 |
| MELFA WEALTH MANAGEMENT, INC. | History | No change | 61,119 | 315 | 0.18% | 0.18% | 16 | 0 | 0.0% | Q3 2026 | Nov 06, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 60,098 | 311 | 0.0% | 0.0% | 17 | +2,142 | 3.7% | Q3 2026 | Nov 12, 2026 |
| LANARK FINANCIAL, INC. | History | Added to | 49,443 | 255 | 0.02% | 0.02% | 18 | +5,314 | 12.04% | Q3 2026 | Oct 26, 2026 |
| Quarry LP | History | No change | 36,689 | 200 | 0.02% | 0.02% | 19 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 37,917 | 191 | 0.0% | 0.0% | 20 | +1,110 | 3.02% | Q3 2026 | Oct 13, 2026 |
| MGO ONE SEVEN LLC | History | Reduced | 34,925 | 180 | 0.0% | 0.0% | 21 | -74 | -0.21% | Q3 2026 | Oct 28, 2026 |
| SeaCrest Wealth Management, LLC | History | Added to | 33,562 | 173 | 0.02% | 0.02% | 22 | +714 | 2.17% | Q3 2026 | Oct 21, 2026 |
| Kingstone Capital Partners Texas, LLC | History | New | 29,160 | 150 | 0.07% | — | 23 | +29,160 | New | Q3 2026 | Nov 02, 2026 |
| Tactive Advisors, LLC | History | Added to | 26,489 | 136 | 0.03% | 0.03% | 24 | +5,263 | 24.8% | Q3 2026 | Oct 08, 2026 |
| ABSOLUTE INVESTMENT ADVISERS, LLC | History | Reduced | 21,617 | 111 | 0.01% | 0.03% | 25 | -39,746 | -64.77% | Q3 2026 | Oct 21, 2026 |
| Gilman Hill Asset Management, LLC | History | No change | 20,000 | 103 | 0.01% | 0.01% | 26 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| SILVERLAKE WEALTH MANAGEMENT LLC | History | Reduced | 19,212 | 99 | 0.02% | 0.02% | 27 | -2,367 | -10.97% | Q3 2026 | Oct 21, 2026 |
| Logan Stone Capital, LLC | History | No change | 17,820 | 97 | 0.02% | 0.02% | 28 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 17,254 | 94 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UHLMANN PRICE SECURITIES, LLC | History | Added to | 18,084 | 93 | 0.01% | 0.0% | 30 | +567 | 3.24% | Q3 2026 | Nov 03, 2026 |
| Merit Financial Group, LLC | History | Reduced | 17,651 | 91 | 0.0% | 0.0% | 31 | -1,394 | -7.32% | Q3 2026 | Nov 06, 2026 |
| Live Oak Private Wealth LLC | History | No change | 17,557 | 90 | 0.01% | 0.01% | 32 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | New | 16,878 | 87 | 0.0% | — | 33 | +16,878 | New | Q3 2026 | Oct 13, 2026 |
| Kovack Advisors, Inc. | History | Reduced | 16,750 | 86 | 0.0% | 0.01% | 34 | -2,745 | -14.08% | Q3 2026 | Nov 13, 2026 |
| K2 PRINCIPAL FUND, L.P. | History | No change | 16,617 | 85 | 0.01% | 0.01% | 35 | 0 | 0.0% | Q3 2026 | Nov 13, 2026 |
| Bulldog Investors, LLP | History | No change | 13,961 | 76 | 0.02% | 0.02% | 36 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cetera Investment Advisers | History | Reduced | 14,405 | 74 | 0.0% | 0.0% | 38 | -5,005 | -25.79% | Q3 2026 | Nov 13, 2026 |
| BENJAMIN EDWARDS INC | History | No change | 14,472 | 74 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q3 2026 | Nov 12, 2026 |
| NWF Advisory Services Inc. | History | No change | 13,700 | 70 | 0.01% | 0.01% | 39 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| Lido Advisors, LLC | History | No change | 12,013 | 61 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Savvy Advisors, Inc. | History | No change | 11,460 | 59 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q3 2026 | Nov 12, 2026 |
| EASTERN BANK | History | No change | 8,000 | 41 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q3 2026 | Oct 05, 2026 |
| ROYAL BANK OF CANADA | History | No change | 7,311 | 40 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | Added to | 7,531 | 38 | 0.0% | 0.0% | 44 | +1,926 | 34.36% | Q3 2026 | Nov 10, 2026 |
| Noble Wealth Management PBC | History | Reduced | 7,009 | 36 | 0.02% | 0.02% | 45 | -417 | -5.62% | Q3 2026 | Oct 01, 2026 |
| JPMORGAN CHASE & CO | History | New | 6,894 | 35 | 0.0% | — | 46 | +6,894 | New | Q3 2026 | Nov 12, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 5,761 | 31 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Rockefeller Capital Management L.P. | History | New | 3,506 | 18 | 0.0% | — | 48 | +3,506 | New | Q3 2026 | Nov 13, 2026 |
| BFC Planning, Inc. | History | Added to | 2,469 | 12 | 0.0% | 0.0% | 50 | +79 | 3.31% | Q3 2026 | Nov 13, 2026 |
| Global Retirement Partners, LLC | History | Reduced | 2,494 | 12 | 0.0% | 0.0% | 49 | -61 | -2.39% | Q3 2026 | Nov 10, 2026 |
| Geneos Wealth Management Inc. | History | New | 1,992 | 10 | 0.0% | — | 51 | +1,992 | New | Q3 2026 | Nov 09, 2026 |
| Millstone Evans Group, LLC | History | No change | 1,600 | 8 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q3 2026 | Nov 12, 2026 |
| Arax Advisory Partners | History | No change | 1,264 | 6 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q3 2026 | Nov 12, 2026 |
| CoreCap Advisors, LLC | History | No change | 1,200 | 6 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| US BANCORP \DE\ | History | New | 677 | 3 | 0.0% | — | 56 | +677 | New | Q3 2026 | Nov 05, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Reduced | 770 | 3 | 0.0% | 0.0% | 55 | -104 | -11.9% | Q3 2026 | Oct 27, 2026 |
| TRUST CO OF VERMONT | History | No change | 500 | 2 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 500 | 2 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| Nuveen, LLC | History | New | 269 | 1 | 0.0% | — | 60 | +269 | New | Q3 2026 | Nov 10, 2026 |
| Strive Financial Group ,LLC | History | New | 250 | 1 | 0.0% | — | 61 | +250 | New | Q3 2026 | Nov 09, 2026 |
| WPG Advisers, LLC | History | Reduced | 387 | 1 | 0.0% | 0.0% | 59 | -5 | -1.28% | Q3 2026 | Oct 27, 2026 |
| AlphaStar Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,100 | -100.0% | Q3 2026 | Oct 16, 2026 |
| BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -2,390 | -100.0% | Q3 2026 | Nov 13, 2026 |
| Institute for Wealth Management, LLC. | History | Closed out | 0 | 0 | — | 0.0% | — | -600 | -100.0% | Q3 2026 | Nov 06, 2026 |
| WINMILL & CO. INC | History | Reduced | 100 | 0 | — | 0.0% | — | -562 | -84.89% | Q3 2026 | Nov 13, 2026 |
| HUNTINGTON NATIONAL BANK | History | New | 134 | 0 | — | — | — | +134 | New | Q3 2026 | Nov 10, 2026 |
| FIFTH THIRD BANCORP | History | No change | 64 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| CALDWELL SUTTER CAPITAL, INC. | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Nov 09, 2026 |