PCM FUND, INC. - PCM
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Added to | 479,504 | 2,737 | 0.14% | 0.09% | 1 | +178,434 | 59.27% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Added to | 309,502 | 1,767 | 0.0% | 0.0% | 2 | +1,066 | 0.35% | Q1 2026 | May 06, 2026 |
| GUGGENHEIM CAPITAL LLC | History | Reduced | 275,256 | 1,571 | 0.01% | 0.01% | 3 | -14,530 | -5.01% | Q1 2026 | May 15, 2026 |
| Sovran Advisors, LLC | History | Reduced | 70,856 | 406 | 0.03% | 0.04% | 4 | -882 | -1.23% | Q1 2026 | May 01, 2026 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | Reduced | 70,133 | 400 | 0.03% | 0.04% | 5 | -17,376 | -19.86% | Q1 2026 | May 12, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 63,370 | 362 | 0.0% | 0.0% | 6 | +37,220 | 142.33% | Q1 2026 | Apr 30, 2026 |
| Arlington Capital Management, Inc. | History | New | 57,488 | 328 | 0.19% | — | 7 | +57,488 | New | Q1 2026 | May 01, 2026 |
| Concord Investment Counsel Inc. | History | Reduced | 56,715 | 323 | 0.11% | 0.15% | 8 | -17,977 | -24.07% | Q1 2026 | May 12, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 35,822 | 204 | 0.0% | 0.0% | 9 | +1,185 | 3.42% | Q1 2026 | Apr 30, 2026 |
| Physician Wealth Advisors, Inc. | History | No change | 27,330 | 156 | 0.02% | 0.02% | 10 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 24,618 | 140 | 0.0% | 0.0% | 12 | -3,775 | -13.3% | Q1 2026 | May 15, 2026 |
| HORIZON KINETICS ASSET MANAGEMENT LLC | History | No change | 24,532 | 140 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 22,564 | 128 | 0.0% | 0.0% | 13 | +2,318 | 11.45% | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 19,133 | 109 | 0.0% | 0.0% | 14 | +1,197 | 6.67% | Q1 2026 | May 14, 2026 |
| MORGAN STANLEY | History | Added to | 18,550 | 105 | 0.0% | 0.0% | 15 | +1,936 | 11.65% | Q1 2026 | May 15, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 17,579 | 100 | 0.0% | 0.0% | 16 | +2,538 | 16.87% | Q1 2026 | Apr 27, 2026 |
| Integrity Advisory Solutions, LLC | History | Added to | 15,964 | 91 | 0.01% | 0.01% | 17 | +2,387 | 17.58% | Q1 2026 | May 11, 2026 |
| SCOTIA CAPITAL INC. | History | Added to | 14,628 | 83 | 0.0% | 0.0% | 18 | +396 | 2.78% | Q1 2026 | May 13, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 78,595 | 78 | 0.0% | 0.0% | 19 | -9,550 | -10.83% | Q1 2026 | May 15, 2026 |
| EVERETT HARRIS & CO /CA/ | History | No change | 13,076 | 74 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 10,540 | 60 | 0.0% | 0.0% | 21 | -1,925 | -15.44% | Q1 2026 | Apr 07, 2026 |
| Advisory Services Network, LLC | History | New | 2,211 | 12 | 0.0% | — | 22 | +2,211 | New | Q1 2026 | May 15, 2026 |
| AdvisorNet Financial, Inc | History | Reduced | 1,188 | 6 | 0.0% | 0.0% | 23 | -513 | -30.16% | Q1 2026 | Apr 17, 2026 |
| Osbon Capital Management LLC | History | New | 1,000 | 5 | 0.0% | — | 24 | +1,000 | New | Q1 2026 | May 15, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 500 | 2 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| FNY Investment Advisers, LLC | History | No change | 300 | 1 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Logan Stone Capital, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -37,425 | -100.0% | Q1 2026 | May 15, 2026 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,452 | -100.0% | Q1 2026 | May 15, 2026 |
| StoneX Group Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -10,952 | -100.0% | Q1 2026 | May 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -8,779 | -100.0% | Q1 2026 | May 15, 2026 |
| Estate Planners Group, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,460 | -100.0% | Q1 2026 | May 11, 2026 |
| Parallel Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,911 | -100.0% | Q1 2026 | May 07, 2026 |
| WOLFF WIESE MAGANA LLC | History | No change | 4 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |