Simplify Exchange Traded Funds - PFIX
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Trek Financial, LLC | History | New | 250,083 | 11,986 | 0.69% | — | 1 | +250,083 | New | Q4 2025 | Feb 04, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 193,913 | 9,294 | 0.01% | 0.0% | 2 | +126,991 | 189.76% | Q4 2025 | Feb 12, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 151,777 | 7,274 | 0.0% | 0.0% | 3 | +19,636 | 14.86% | Q4 2025 | Feb 12, 2026 |
| Drum Hill Capital, LLC | History | Added to | 114,046 | 5,466 | 5.68% | 5.84% | 4 | +1,925 | 1.72% | Q4 2025 | Jan 26, 2026 |
| Holcombe Financial, Inc. | History | Added to | 93,145 | 4,464 | 2.8% | 2.88% | 5 | +7,361 | 8.58% | Q4 2025 | Jan 27, 2026 |
| LPL Financial LLC | History | Added to | 48,526 | 2,325 | 0.0% | 0.0% | 6 | +7,713 | 18.9% | Q4 2025 | Feb 11, 2026 |
| Hilltop Holdings Inc. | History | New | 42,295 | 2,027 | 0.12% | — | 7 | +42,295 | New | Q4 2025 | Feb 17, 2026 |
| HighTower Advisors, LLC | History | New | 23,140 | 1,109 | 0.0% | — | 8 | +23,140 | New | Q4 2025 | Feb 06, 2026 |
| Urban Wealth Management, LLC | History | New | 22,839 | 1,094 | 1.02% | — | 9 | +22,839 | New | Q4 2025 | Jan 30, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 20,361 | 975 | 0.0% | 0.0% | 10 | +10,482 | 106.1% | Q4 2025 | Feb 17, 2026 |
| Professional Financial Advisors, LLC | History | Added to | 18,721 | 897 | 0.18% | 0.18% | 11 | +1,316 | 7.56% | Q4 2025 | Jan 15, 2026 |
| FSA Investment Group, LLC | History | Added to | 16,030 | 768 | 0.47% | 0.47% | 12 | +162 | 1.02% | Q4 2025 | Jan 13, 2026 |
| Quadrature Capital Ltd | History | New | 13,514 | 647 | 0.01% | — | 13 | +13,514 | New | Q4 2025 | Feb 17, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 11,900 | 570 | 0.0% | 0.0% | 14 | +3,299 | 38.36% | Q4 2025 | Feb 13, 2026 |
| Savvy Advisors, Inc. | History | New | 11,192 | 536 | 0.02% | — | 15 | +11,192 | New | Q4 2025 | Jan 20, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 9,976 | 478 | 0.0% | 0.0% | 16 | -74,398 | -88.18% | Q4 2025 | Feb 10, 2026 |
| Anchor Investment Management, LLC | History | Added to | 9,225 | 442 | 0.04% | 0.02% | 17 | +4,150 | 81.77% | Q4 2025 | Feb 26, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Reduced | 8,787 | 421 | 0.0% | 0.0% | 18 | -143 | -1.6% | Q4 2025 | Feb 18, 2026 |
| Global Endowment Management, LP | History | No change | 8,000 | 383 | 0.05% | 0.05% | 19 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Cetera Investment Advisers | History | Reduced | 7,285 | 349 | 0.0% | 0.0% | 20 | -22,020 | -75.14% | Q4 2025 | Feb 17, 2026 |
| GOLDMAN SACHS GROUP INC | History | New | 6,310 | 302 | 0.0% | — | 21 | +6,310 | New | Q4 2025 | Mar 25, 2026 |
| Cambridge Advisors Inc. | History | Added to | 6,118 | 293 | 0.06% | 0.06% | 22 | +150 | 2.51% | Q4 2025 | Jan 21, 2026 |
| Comprehensive Money Management Services LLC | History | Added to | 5,065 | 242 | 0.17% | 0.15% | 23 | +800 | 18.76% | Q4 2025 | Jan 22, 2026 |
| Luminist Capital LLC | History | Added to | 3,607 | 172 | 0.21% | 0.12% | 24 | +747 | 26.12% | Q4 2025 | Feb 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 3,349 | 160 | 0.0% | 0.0% | 25 | -8,922 | -72.71% | Q4 2025 | Feb 17, 2026 |
| BANK OF MONTREAL /CAN/ | History | Added to | 1,048 | 50 | 0.0% | 0.0% | 26 | +658 | 168.72% | Q4 2025 | Feb 12, 2026 |
| Colonial Trust Co / SC | History | New | 1,000 | 47 | 0.01% | — | 27 | +1,000 | New | Q4 2025 | Feb 12, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 961 | 46 | 0.0% | 0.0% | 28 | -49 | -4.85% | Q4 2025 | Feb 12, 2026 |
| Archer Investment Corp | History | No change | 802 | 38 | 0.01% | 0.01% | 29 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Copia Wealth Management | History | No change | 745 | 35 | 0.03% | 0.03% | 30 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 597 | 28 | 0.0% | 0.01% | 32 | -7,632 | -92.75% | Q4 2025 | Jan 23, 2026 |
| HARBOR INVESTMENT ADVISORY, LLC | History | New | 600 | 28 | 0.0% | — | 31 | +600 | New | Q4 2025 | Jan 07, 2026 |
| US BANCORP \DE\ | History | Added to | 545 | 26 | 0.0% | 0.0% | 33 | +400 | 275.86% | Q4 2025 | Jan 30, 2026 |
| Triumph Capital Management | History | New | 342 | 16 | 0.0% | — | 34 | +342 | New | Q4 2025 | Feb 12, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | New | 316 | 15 | 0.0% | — | 35 | +316 | New | Q4 2025 | Feb 05, 2026 |
| NewEdge Advisors, LLC | History | No change | 80 | 3 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 58 | 2 | 0.0% | 0.0% | 37 | -773 | -93.02% | Q4 2025 | Feb 11, 2026 |
| AE Wealth Management LLC | History | No change | 24 | 1 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Thomas J. Herzfeld Advisors, Inc. | History | Closed out | 0 | 0 | — | 3.16% | — | -191,613 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Ausdal Financial Partners, Inc. | History | Closed out | 0 | 0 | — | 0.2% | — | -86,032 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Advyzon Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.51% | — | -61,855 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Pekin Hardy Strauss, Inc. | History | Closed out | 0 | 0 | — | 0.12% | — | -24,685 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Stratos Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -16,167 | -100.0% | Q3 2025 | Nov 06, 2025 |
| CHOREO, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -13,053 | -100.0% | Q3 2025 | Nov 12, 2025 |
| J HAGAN CAPITAL, INC. | History | Closed out | 0 | 0 | — | 0.2% | — | -7,031 | -100.0% | Q3 2025 | Nov 13, 2025 |
| INTEGRITY ALLIANCE, LLC. | History | Closed out | 0 | 0 | — | 0.01% | — | -4,785 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Reyes Financial Architecture, Inc. | History | Closed out | 0 | 0 | — | 0.05% | — | -1,485 | -100.0% | Q3 2025 | Nov 12, 2025 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -757 | -100.0% | Q3 2025 | Nov 12, 2025 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -668 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Newbridge Financial Services Group, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -193 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -154 | -100.0% | Q3 2025 | Nov 18, 2025 |
| MORGAN STANLEY | History | Reduced | 3 | 0 | — | 0.0% | — | -148 | -98.01% | Q4 2025 | Feb 13, 2026 |
| Rockefeller Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -132 | -100.0% | Q3 2025 | Nov 14, 2025 |
| SIMPLEX TRADING, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -90 | -100.0% | Q3 2025 | Nov 12, 2025 |
| WELLS FARGO & COMPANY/MN | History | Added to | 2 | 0 | — | — | — | +1 | 100.0% | Q4 2025 | Feb 13, 2026 |
| MAI Capital Management | History | No change | 6 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Global Retirement Partners, LLC | History | No change | 9 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |