PGIM Rock ETF Trust - PMSE
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| JIM SAULNIER & ASSOCIATES, LLC | History | No change | 22,812 | 581 | 0.28% | 0.3% | 1 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| NBC SECURITIES, INC. | History | Added to | 21,595 | 550 | 0.04% | 0.04% | 2 | +246 | 1.15% | Q1 2026 | Apr 14, 2026 |
| OLD MISSION CAPITAL LLC | History | Reduced | 17,975 | 457 | 0.01% | 0.01% | 3 | -3 | -0.02% | Q1 2026 | May 15, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 1,200 | 30 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q1 2026 | May 15, 2026 |