PGIM Rock ETF Trust - PMSE
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| JIM SAULNIER & ASSOCIATES, LLC | History | No change | 22,812 | 582 | 0.3% | 0.32% | 1 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| NBC SECURITIES, INC. | History | No change | 21,349 | 545 | 0.04% | 0.04% | 2 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| OLD MISSION CAPITAL LLC | History | New | 17,978 | 459 | 0.01% | — | 3 | +17,978 | New | Q4 2025 | Feb 17, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 1,200 | 30 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |