Personalis, Inc. - PSNL
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Merck & Co., Inc. | History | No change | 14,044,943 | 111,797 | 40.47% | 40.16% | 1 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Lightspeed Management Company, L.L.C. | History | No change | 8,160,734 | 64,959 | 4.65% | 16.53% | 2 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| ARK Investment Management LLC | History | Reduced | 7,879,087 | 62,717 | 0.42% | 0.31% | 3 | -31,104 | -0.39% | Q4 2025 | Feb 11, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 6,287,151 | 50,045 | 0.01% | 0.0% | 4 | +5,988,126 | 2002.55% | Q4 2025 | Feb 17, 2026 |
| BlackRock, Inc. | History | Reduced | 5,319,508 | 42,343 | 0.0% | 0.0% | 5 | -325,291 | -5.76% | Q4 2025 | Feb 12, 2026 |
| VANGUARD GROUP INC | History | Added to | 3,253,797 | 25,900 | 0.0% | 0.0% | 6 | +247,387 | 8.23% | Q4 2025 | Jan 29, 2026 |
| Aberdeen Group plc | History | Added to | 3,249,895 | 25,869 | 0.04% | 0.02% | 7 | +861,948 | 36.1% | Q4 2025 | Jan 16, 2026 |
| AIGH Capital Management LLC | History | Reduced | 2,900,000 | 23,084 | 5.59% | 7.15% | 8 | -992,101 | -25.49% | Q4 2025 | Feb 02, 2026 |
| T. Rowe Price Investment Management, Inc. | History | Reduced | 1,938,037 | 15,427 | 0.01% | 0.01% | 9 | -945,539 | -32.79% | Q4 2025 | Feb 19, 2026 |
| KENNEDY CAPITAL MANAGEMENT LLC | History | Reduced | 1,712,652 | 13,632 | 0.29% | 0.28% | 10 | -222,426 | -11.49% | Q4 2025 | Feb 13, 2026 |
| Blue Water Life Science Advisors, LP | History | No change | 1,676,300 | 13,343 | 8.37% | 9.97% | 11 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Added to | 1,448,585 | 11,531 | 0.0% | 0.0% | 12 | +1,347,439 | 1332.17% | Q4 2025 | Feb 17, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Reduced | 1,297,807 | 10,333 | 0.0% | 0.0% | 13 | -35,734 | -2.68% | Q4 2025 | Feb 09, 2026 |
| STATE STREET CORP | History | Added to | 1,050,590 | 8,362 | 0.0% | 0.0% | 14 | +124,243 | 13.41% | Q4 2025 | Feb 13, 2026 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 983,174 | 7,826 | 0.0% | 0.0% | 15 | +9,519 | 0.98% | Q4 2025 | Feb 12, 2026 |
| PFM Health Sciences, LP | History | New | 805,817 | 6,414 | 0.64% | — | 16 | +805,817 | New | Q4 2025 | Feb 17, 2026 |
| NEXT CENTURY GROWTH INVESTORS LLC | History | New | 624,363 | 4,969 | 0.35% | — | 17 | +624,363 | New | Q4 2025 | Feb 13, 2026 |
| HOWLAND CAPITAL MANAGEMENT LLC | History | Added to | 547,115 | 4,355 | 0.17% | 0.08% | 18 | +216,442 | 65.45% | Q4 2025 | Feb 13, 2026 |
| Sumitomo Mitsui Trust Group, Inc. | History | Reduced | 518,441 | 4,126 | 0.0% | 0.0% | 19 | -72,555 | -12.28% | Q4 2025 | Jan 23, 2026 |
| Amova Asset Management Americas, Inc. | History | Reduced | 518,441 | 4,126 | 0.05% | 0.04% | 20 | -72,555 | -12.28% | Q4 2025 | Feb 11, 2026 |
| STATE OF MICHIGAN RETIREMENT SYSTEM | History | No change | 493,798 | 3,930 | 0.02% | 0.02% | 21 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Portolan Capital Management, LLC | History | New | 379,197 | 3,018 | 0.16% | — | 22 | +379,197 | New | Q4 2025 | Feb 17, 2026 |
| FIRST MANHATTAN CO. LLC. | History | New | 373,822 | 2,975 | 0.01% | — | 23 | +373,822 | New | Q4 2025 | Feb 17, 2026 |
| NORTHERN TRUST CORP | History | Reduced | 354,918 | 2,825 | 0.0% | 0.0% | 24 | -38,866 | -9.87% | Q4 2025 | Feb 17, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 342,475 | 2,726 | 0.0% | 0.0% | 25 | -231,506 | -40.33% | Q4 2025 | Mar 25, 2026 |
| Wellington Shields Capital Management, LLC | History | Added to | 340,000 | 2,706 | 0.39% | 0.29% | 26 | +47,865 | 16.38% | Q4 2025 | Feb 09, 2026 |
| ORACLE INVESTMENT MANAGEMENT INC | History | Added to | 339,343 | 2,701 | 1.61% | 0.93% | 27 | +109,908 | 47.9% | Q4 2025 | Feb 18, 2026 |
| Nuveen, LLC | History | No change | 308,680 | 2,457 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| UBS Group AG | History | Added to | 306,568 | 2,440 | 0.0% | 0.0% | 29 | +11,004 | 3.72% | Q4 2025 | Jan 29, 2026 |
| Wellington Shields & Co., LLC | History | No change | 292,489 | 2,328 | 0.57% | 0.5% | 30 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| NANO CAP NEW MILLENNIUM GROWTH FUND L P | History | New | 290,000 | 2,308 | 1.97% | — | 31 | +290,000 | New | Q4 2025 | Feb 06, 2026 |
| TD ASSET MANAGEMENT INC | History | Added to | 271,876 | 2,164 | 0.0% | 0.0% | 32 | +217,292 | 398.09% | Q4 2025 | Feb 10, 2026 |
| IQ EQ FUND MANAGEMENT (IRELAND) Ltd | History | Added to | 267,674 | 2,130 | 0.15% | 0.08% | 33 | +82,638 | 44.66% | Q4 2025 | Feb 12, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 258,566 | 2,058 | 0.0% | 0.0% | 34 | +225,066 | 671.84% | Q4 2025 | Feb 12, 2026 |
| PERKINS CAPITAL MANAGEMENT INC | History | Reduced | 239,000 | 1,902 | 1.51% | 1.45% | 35 | -13,500 | -5.35% | Q4 2025 | Feb 04, 2026 |
| Bruce & Co., Inc. | History | Reduced | 233,000 | 1,854 | 0.57% | 0.51% | 36 | -20,000 | -7.91% | Q4 2025 | Feb 13, 2026 |
| MORGAN STANLEY | History | Reduced | 224,563 | 1,787 | 0.0% | 0.0% | 37 | -117,492 | -34.35% | Q4 2025 | Feb 13, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Added to | 158,170 | 1,259 | 0.0% | 0.0% | 38 | +28 | 0.02% | Q4 2025 | Feb 13, 2026 |
| D.A. DAVIDSON & CO. | History | New | 145,507 | 1,158 | 0.01% | — | 39 | +145,507 | New | Q4 2025 | Jan 29, 2026 |
| Williams Jones Wealth Management, LLC. | History | No change | 134,072 | 1,067 | 0.01% | 0.01% | 40 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| LPL Financial LLC | History | Reduced | 132,343 | 1,053 | 0.0% | 0.0% | 41 | -1,749 | -1.3% | Q4 2025 | Feb 11, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 132,062 | 1,051 | 0.0% | 0.0% | 42 | +107,162 | 430.37% | Q4 2025 | Feb 17, 2026 |
| Bank of New York Mellon Corp | History | Reduced | 122,951 | 978 | 0.0% | 0.0% | 43 | -2,361 | -1.88% | Q4 2025 | Feb 10, 2026 |
| BARCLAYS PLC | History | Added to | 119,951 | 954 | 0.0% | 0.0% | 44 | +5,148 | 4.48% | Q4 2025 | Feb 13, 2026 |
| AMERICAN CENTURY COMPANIES INC | History | Added to | 114,001 | 907 | 0.0% | 0.0% | 45 | +1,991 | 1.78% | Q4 2025 | Feb 13, 2026 |
| SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC | History | No change | 108,951 | 867 | 0.03% | 0.03% | 46 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| HRT FINANCIAL LP | History | New | 97,772 | 778 | 0.0% | — | 47 | +97,772 | New | Q4 2025 | Feb 12, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | Reduced | 92,994 | 740 | 0.0% | 0.0% | 48 | -360,049 | -79.47% | Q4 2025 | Feb 12, 2026 |
| ROYAL BANK OF CANADA | History | New | 79,310 | 631 | 0.0% | — | 49 | +79,310 | New | Q4 2025 | Feb 17, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 78,267 | 623 | 0.0% | 0.0% | 50 | -60,281 | -43.51% | Q4 2025 | Feb 17, 2026 |
| Green Alpha Advisors, LLC | History | Added to | 68,517 | 545 | 0.5% | 0.18% | 51 | +40,126 | 141.33% | Q4 2025 | Jan 07, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 64,251 | 511 | 0.0% | 0.0% | 52 | +17,322 | 36.91% | Q4 2025 | Feb 13, 2026 |
| RHUMBLINE ADVISERS | History | Reduced | 64,181 | 510 | 0.0% | 0.0% | 53 | -9,934 | -13.4% | Q4 2025 | Feb 13, 2026 |
| Susquehanna Portfolio Strategies, LLC | History | No change | 61,844 | 492 | 0.01% | 0.01% | 54 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 60,033 | 477 | 0.0% | 0.0% | 55 | +26,134 | 77.09% | Q4 2025 | Feb 17, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | Reduced | 56,834 | 452 | 0.0% | 0.0% | 56 | -7,831 | -12.11% | Q4 2025 | Feb 17, 2026 |
| SEI INVESTMENTS CO | History | New | 56,006 | 445 | 0.0% | — | 57 | +56,006 | New | Q4 2025 | Feb 13, 2026 |
| Verition Fund Management LLC | History | New | 51,804 | 412 | 0.0% | — | 58 | +51,804 | New | Q4 2025 | Feb 13, 2026 |
| POLEN CAPITAL MANAGEMENT LLC | History | New | 50,705 | 403 | 0.0% | — | 59 | +50,705 | New | Q4 2025 | Feb 12, 2026 |
| AlphaCentric Advisors LLC | History | New | 47,796 | 380 | 0.38% | — | 60 | +47,796 | New | Q4 2025 | Feb 12, 2026 |
| SG Americas Securities, LLC | History | New | 44,678 | 356 | 0.0% | — | 61 | +44,678 | New | Q4 2025 | Jan 09, 2026 |
| Invesco Ltd. | History | Reduced | 39,875 | 317 | 0.0% | 0.0% | 62 | -338 | -0.84% | Q4 2025 | Feb 19, 2026 |
| XTX Topco Ltd | History | Reduced | 39,412 | 313 | 0.01% | 0.03% | 63 | -43,297 | -52.35% | Q4 2025 | Feb 17, 2026 |
| Pathstone Holdings, LLC | History | New | 39,015 | 310 | 0.0% | — | 64 | +39,015 | New | Q4 2025 | Feb 13, 2026 |
| DEUTSCHE BANK AG\ | History | Added to | 38,827 | 309 | 0.0% | 0.0% | 65 | +1,655 | 4.45% | Q4 2025 | Feb 11, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Reduced | 32,476 | 258 | 0.0% | 0.0% | 66 | -24,282 | -42.78% | Q4 2025 | Feb 17, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 30,000 | 239 | 0.0% | 0.0% | 67 | +5,000 | 20.0% | Q4 2025 | Feb 11, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 28,700 | 228 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| CITIGROUP INC | History | Added to | 27,608 | 219 | 0.0% | 0.0% | 69 | +25,318 | 1105.59% | Q4 2025 | Feb 13, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 26,716 | 212 | 0.0% | 0.0% | 70 | +1,883 | 7.58% | Q4 2025 | Feb 11, 2026 |
| INTECH INVESTMENT MANAGEMENT LLC | History | Added to | 20,342 | 161 | 0.0% | 0.0% | 71 | +3,851 | 23.35% | Q4 2025 | Feb 10, 2026 |
| US BANCORP \DE\ | History | New | 20,062 | 159 | 0.0% | — | 72 | +20,062 | New | Q4 2025 | Jan 30, 2026 |
| MetLife Investment Management, LLC | History | Reduced | 18,658 | 148 | 0.0% | 0.0% | 73 | -11,135 | -37.37% | Q4 2025 | Feb 12, 2026 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | New | 15,745 | 125 | 0.0% | — | 75 | +15,745 | New | Q4 2025 | Feb 13, 2026 |
| Creative Planning | History | Added to | 15,768 | 125 | 0.0% | 0.0% | 76 | +3,210 | 25.56% | Q4 2025 | Feb 17, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 15,800 | 125 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| AXQ CAPITAL, LP | History | New | 14,965 | 119 | 0.03% | — | 77 | +14,965 | New | Q4 2025 | Feb 10, 2026 |
| China Universal Asset Management Co., Ltd. | History | Reduced | 14,471 | 115 | 0.01% | 0.01% | 78 | -1,073 | -6.9% | Q4 2025 | Jan 29, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 13,933 | 110 | 0.0% | 0.0% | 79 | -34,068 | -70.97% | Q4 2025 | Feb 13, 2026 |
| GUGGENHEIM CAPITAL LLC | History | New | 13,578 | 108 | 0.0% | — | 80 | +13,578 | New | Q4 2025 | Feb 17, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Reduced | 13,456 | 107 | 0.0% | 0.0% | 81 | -1,340 | -9.06% | Q4 2025 | Feb 10, 2026 |
| Focus Partners Wealth | History | No change | 13,527 | 107 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| ProShare Advisors LLC | History | Added to | 13,081 | 104 | 0.0% | 0.0% | 83 | +1,348 | 11.49% | Q4 2025 | Feb 06, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | No change | 12,974 | 103 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Scientech Research LLC | History | New | 12,402 | 98 | 0.06% | — | 85 | +12,402 | New | Q4 2025 | Feb 17, 2026 |
| Brooklyn Investment Group | History | New | 12,045 | 95 | 0.0% | — | 86 | +12,045 | New | Q4 2025 | Feb 12, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 11,600 | 92 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| SIMPLEX TRADING, LLC | History | Added to | 10,923 | 86 | 0.0% | 0.0% | 88 | +4,847 | 79.77% | Q4 2025 | Feb 11, 2026 |
| HSBC HOLDINGS PLC | History | Reduced | 10,474 | 84 | 0.0% | 0.0% | 89 | -40,967 | -79.64% | Q4 2025 | Mar 20, 2026 |
| DRW Securities, LLC | History | New | 10,483 | 83 | 0.0% | — | 90 | +10,483 | New | Q4 2025 | Feb 12, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | New | 10,240 | 81 | 0.0% | — | 91 | +10,240 | New | Q4 2025 | Feb 17, 2026 |
| Caitong International Asset Management Co., Ltd | History | Added to | 6,846 | 54 | 0.01% | 0.01% | 92 | +4,902 | 252.16% | Q4 2025 | Mar 03, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 6,495 | 51 | 0.0% | 0.0% | 93 | +1,450 | 28.74% | Q4 2025 | Feb 17, 2026 |
| AlphaQuest LLC | History | New | 5,007 | 39 | 0.0% | — | 94 | +5,007 | New | Q4 2025 | Feb 09, 2026 |
| Legal & General Group Plc | History | No change | 4,572 | 36 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Mirae Asset Global Investments Co., Ltd. | History | Added to | 4,315 | 34 | 0.0% | 0.0% | 96 | +887 | 25.88% | Q4 2025 | Jan 26, 2026 |
| Ameritas Investment Partners, Inc. | History | Reduced | 4,235 | 33 | 0.0% | 0.0% | 97 | -885 | -17.29% | Q4 2025 | Feb 11, 2026 |
| Russell Investments Group, Ltd. | History | Added to | 4,184 | 33 | 0.0% | 0.0% | 98 | +31 | 0.75% | Q4 2025 | Feb 17, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | New | 3,900 | 31 | 0.0% | — | 99 | +3,900 | New | Q4 2025 | Feb 03, 2026 |
| FMR LLC | History | Added to | 3,391 | 26 | 0.0% | 0.0% | 100 | +1,037 | 44.05% | Q4 2025 | Feb 17, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Reduced | 3,087 | 24 | 0.0% | 0.0% | 101 | -45 | -1.44% | Q4 2025 | Feb 17, 2026 |
| Sterling Capital Management LLC | History | Reduced | 2,887 | 22 | 0.0% | 0.0% | 102 | -573 | -16.56% | Q4 2025 | Feb 13, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 2,489 | 19 | 0.0% | 0.0% | 103 | -7,580 | -75.28% | Q4 2025 | Jan 23, 2026 |
| Berbice Capital Management LLC | History | No change | 320 | 18 | 0.01% | 0.02% | 104 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| GF FUND MANAGEMENT CO. LTD. | History | Reduced | 1,744 | 13 | 0.0% | 0.0% | 106 | -164 | -8.6% | Q4 2025 | Jan 27, 2026 |
| AMALGAMATED BANK | History | Reduced | 1,575 | 13 | 0.0% | 0.0% | 105 | -138 | -8.06% | Q4 2025 | Feb 05, 2026 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | No change | 1,265 | 10 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 1,061 | 8 | 0.0% | — | 108 | +1,049 | 8741.67% | Q4 2025 | Feb 06, 2026 |
| Tower Research Capital LLC (TRC) | History | Reduced | 777 | 6 | 0.0% | 0.0% | 109 | -1,821 | -70.09% | Q4 2025 | Feb 17, 2026 |
| MCF Advisors LLC | History | New | 800 | 6 | 0.0% | — | 110 | +800 | New | Q4 2025 | Feb 11, 2026 |
| Ancora Advisors LLC | History | No change | 690 | 5 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Physician Wealth Advisors, Inc. | History | No change | 437 | 3 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | New | 289 | 2 | 0.0% | — | 113 | +289 | New | Q4 2025 | Feb 17, 2026 |
| Daiwa Securities Group Inc. | History | Reduced | 200 | 2 | 0.0% | 0.0% | 114 | -200 | -50.0% | Q4 2025 | Feb 11, 2026 |
| Sound Income Strategies, LLC | History | New | 200 | 1 | 0.0% | — | 116 | +200 | New | Q4 2025 | Jan 21, 2026 |
| GAMMA Investing LLC | History | Added to | 172 | 1 | 0.0% | — | 118 | +128 | 290.91% | Q4 2025 | Jan 05, 2026 |
| SBI Securities Co., Ltd. | History | Added to | 187 | 1 | 0.0% | — | 117 | +46 | 32.62% | Q4 2025 | Feb 03, 2026 |
| EverSource Wealth Advisors, LLC | History | No change | 165 | 1 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,210,754 | -100.0% | Q3 2025 | Nov 14, 2025 |
| JBF Capital, Inc. | History | Closed out | 0 | 0 | — | 0.15% | — | -166,104 | -100.0% | Q3 2025 | Nov 14, 2025 |
| GSA CAPITAL PARTNERS LLP | History | Closed out | 0 | 0 | — | 0.03% | — | -46,193 | -100.0% | Q3 2025 | Nov 07, 2025 |
| IEQ CAPITAL, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -22,000 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Squarepoint Ops LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -18,886 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Atom Investors LP | History | Closed out | 0 | 0 | — | 0.01% | — | -18,043 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Parallel Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,522 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Brevan Howard Capital Management LP | History | Closed out | 0 | 0 | — | 0.0% | — | -14,855 | -100.0% | Q3 2025 | Nov 14, 2025 |
| FourThought Financial Partners, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -13,145 | -100.0% | Q3 2025 | Nov 13, 2025 |
| GROUP ONE TRADING LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,142 | -100.0% | Q3 2025 | Nov 12, 2025 |
| GPS Wealth Strategies Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q3 2025 | Nov 03, 2025 |
| Rockefeller Capital Management L.P. | History | Reduced | 36 | 0 | — | 0.0% | — | -664 | -94.86% | Q4 2025 | Mar 16, 2026 |
| Rise Advisors, LLC | History | Closed out | 0 | 0 | — | — | — | -142 | -100.0% | Q3 2025 | Oct 08, 2025 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | — | — | -134 | -100.0% | Q3 2025 | Nov 12, 2025 |
| MAI Capital Management | History | New | 100 | 0 | — | — | — | +100 | New | Q4 2025 | Feb 13, 2026 |
| Keating Financial Advisory Services, Inc. | History | New | 100 | 0 | — | — | — | +100 | New | Q4 2025 | Feb 09, 2026 |
| Allworth Financial LP | History | New | 77 | 0 | — | — | — | +77 | New | Q4 2025 | Feb 05, 2026 |
| Arax Advisory Partners | History | Reduced | 9 | 0 | — | — | — | -68 | -88.31% | Q4 2025 | Feb 13, 2026 |
| SIGNATUREFD, LLC | History | New | 57 | 0 | — | — | — | +57 | New | Q4 2025 | Jan 20, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | New | 47 | 0 | — | — | — | +47 | New | Q4 2025 | Feb 13, 2026 |
| CWM, LLC | History | Added to | 24 | 0 | — | — | — | +6 | 33.33% | Q4 2025 | Jan 26, 2026 |