FIRST TRUST EXCHANGE-TRADED FUND - QABA
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ | History | Reduced | 94,154 | 5,483 | 0.0% | 0.0% | 1 | -5,224 | -5.26% | Q1 2026 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 80,715 | 4,701 | 0.0% | 0.0% | 2 | -79,023 | -49.47% | Q1 2026 | May 11, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 66,921 | 3,898 | 0.0% | 0.0% | 3 | -3,766 | -5.33% | Q1 2026 | May 15, 2026 |
| MORGAN STANLEY | History | Reduced | 59,051 | 3,439 | 0.0% | 0.0% | 4 | -42,240 | -41.7% | Q1 2026 | May 15, 2026 |
| Lumbard & Kellner, LLC | History | Added to | 57,613 | 3,355 | 1.16% | 1.14% | 5 | +370 | 0.65% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Reduced | 41,889 | 2,439 | 0.0% | 0.0% | 6 | -2,258 | -5.11% | Q1 2026 | May 05, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 39,920 | 2,325 | 0.0% | 0.0% | 7 | -469 | -1.16% | Q1 2026 | May 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 33,224 | 1,935 | 0.0% | 0.0% | 8 | -18,392 | -35.63% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Reduced | 26,996 | 1,572 | 0.0% | 0.0% | 9 | -3,759 | -12.22% | Q1 2026 | May 06, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 22,766 | 1,325 | 0.0% | 0.0% | 10 | +15,311 | 205.38% | Q1 2026 | May 15, 2026 |
| Virtu Financial LLC | History | Added to | 20,700 | 1,206 | 0.05% | 0.03% | 11 | +7,412 | 55.78% | Q1 2026 | May 14, 2026 |
| GAMCO INVESTORS, INC. ET AL | History | No change | 15,850 | 923 | 0.01% | 0.01% | 12 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Reduced | 14,500 | 844 | 0.0% | 0.0% | 13 | -14,300 | -49.65% | Q1 2026 | May 15, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 12,247 | 713 | 0.0% | 0.0% | 14 | -462 | -3.64% | Q1 2026 | Apr 30, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 11,184 | 651 | 0.0% | 0.0% | 15 | +1,833 | 19.6% | Q1 2026 | May 14, 2026 |
| Cutler Capital Management, LLC | History | Added to | 10,207 | 594 | 0.16% | 0.14% | 16 | +1,620 | 18.87% | Q1 2026 | May 15, 2026 |
| Cetera Investment Advisers | History | Added to | 10,182 | 593 | 0.0% | 0.0% | 17 | +1,171 | 13.0% | Q1 2026 | May 13, 2026 |
| Summit Financial, LLC | History | New | 8,929 | 520 | 0.01% | — | 19 | +8,929 | New | Q1 2026 | May 15, 2026 |
| SIGNET FINANCIAL MANAGEMENT, LLC | History | Reduced | 8,929 | 520 | 0.06% | 0.06% | 18 | -4 | -0.04% | Q1 2026 | May 05, 2026 |
| Greenwich Wealth Management LLC | History | No change | 6,994 | 407 | 0.02% | 0.02% | 20 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| SPINNAKER TRUST | History | No change | 5,745 | 334 | 0.02% | 0.02% | 21 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 5,187 | 302 | 0.0% | 0.0% | 22 | +122 | 2.41% | Q1 2026 | Apr 27, 2026 |
| Sound Income Strategies, LLC | History | Reduced | 4,784 | 281 | 0.01% | 0.02% | 23 | -1,358 | -22.11% | Q1 2026 | Apr 27, 2026 |
| JANE STREET GROUP, LLC | History | New | 4,680 | 272 | 0.0% | — | 24 | +4,680 | New | Q1 2026 | May 12, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 4,437 | 258 | 0.0% | 0.0% | 25 | -257 | -5.48% | Q1 2026 | May 15, 2026 |
| Waverly Advisors, LLC | History | New | 3,500 | 203 | 0.0% | — | 26 | +3,500 | New | Q1 2026 | May 15, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 2,324 | 135 | 0.0% | 0.0% | 27 | +228 | 10.88% | Q1 2026 | May 15, 2026 |
| Dunhill Financial, LLC | History | Added to | 1,712 | 99 | 0.02% | 0.0% | 28 | +1,490 | 671.17% | Q1 2026 | May 06, 2026 |
| Gunpowder Capital Management, LLC dba Oliver Wealth Management | History | No change | 1,325 | 77 | 0.06% | 0.06% | 29 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Merkkuri Wealth Advisors LLC | History | New | 1,016 | 59 | 0.04% | — | 30 | +1,016 | New | Q1 2026 | Apr 21, 2026 |
| HHM Wealth Advisors, LLC | History | No change | 785 | 45 | 0.01% | 0.01% | 31 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| Independence Bank of Kentucky | History | No change | 500 | 29 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| SRH ADVISORS, LLC | History | No change | 460 | 26 | 0.01% | 0.01% | 33 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 445 | 25 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| UMB Bank, n.a. | History | Added to | 400 | 23 | 0.0% | 0.0% | 35 | +200 | 100.0% | Q1 2026 | May 11, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 380 | 22 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 310 | 18 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| MAI Capital Management | History | New | 300 | 17 | 0.0% | — | 38 | +300 | New | Q1 2026 | May 15, 2026 |
| Western Wealth Management, LLC | History | New | 200 | 11 | 0.0% | — | 39 | +200 | New | Q1 2026 | May 19, 2026 |
| BLAIR WILLIAM & CO/IL | History | No change | 150 | 8 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| COMERICA BANK | History | No change | 117 | 6 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| ASSETMARK, INC | History | No change | 104 | 6 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| NewEdge Advisors, LLC | History | No change | 55 | 3 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q1 2026 | Jun 02, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 37 | 2 | 0.0% | 0.0% | 45 | +2 | 5.71% | Q1 2026 | Apr 07, 2026 |
| NBC SECURITIES, INC. | History | No change | 45 | 2 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | History | Closed out | 0 | 0 | — | 0.04% | — | -2,257 | -100.0% | Q1 2026 | Apr 14, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,287 | -100.0% | Q1 2026 | Apr 30, 2026 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | — | — | -13 | -100.0% | Q1 2026 | May 15, 2026 |
| Qube Research & Technologies Ltd | History | Reduced | 4 | 0 | — | — | — | -4 | -50.0% | Q1 2026 | May 15, 2026 |
| Beacon Capital Management, Inc. | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 08, 2026 |