FIRST TRUST EXCHANGE-TRADED FUND - QABA
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | No change | 134,714 | 9,064 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 84,280 | 5,671 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 79,038 | 5,318 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ROYAL BANK OF CANADA | History | No change | 68,681 | 4,622 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 60,503 | 4,071 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Lumbard & Kellner, LLC | History | No change | 57,811 | 3,890 | 1.18% | 1.18% | 6 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 39,920 | 2,686 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | No change | 36,359 | 2,446 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| LPL Financial LLC | History | Added to | 32,378 | 2,078 | 0.0% | 0.0% | 9 | +5,124 | 18.8% | Q3 2026 | Nov 06, 2026 |
| Sanctuary Advisors, LLC | History | No change | 15,850 | 1,066 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 14,567 | 935 | 0.0% | 0.0% | 11 | +2,814 | 23.94% | Q3 2026 | Nov 02, 2026 |
| Private Advisory Group LLC | History | New | 12,847 | 824 | 0.04% | — | 12 | +12,847 | New | Q3 2026 | Nov 06, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 12,059 | 811 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | No change | 11,243 | 756 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CITADEL ADVISORS LLC | History | No change | 10,006 | 673 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Cutler Capital Management, LLC | History | No change | 9,868 | 664 | 0.17% | 0.17% | 16 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cetera Investment Advisers | History | No change | 9,796 | 659 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Summit Financial, LLC | History | No change | 7,518 | 505 | 0.01% | 0.01% | 18 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Greenwich Wealth Management LLC | History | No change | 6,994 | 471 | 0.02% | 0.02% | 19 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| SPINNAKER TRUST | History | No change | 5,745 | 386 | 0.02% | 0.02% | 20 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 5,087 | 326 | 0.0% | 0.0% | 21 | -114 | -2.19% | Q3 2026 | Nov 02, 2026 |
| Sound Income Strategies, LLC | History | No change | 4,784 | 308 | 0.01% | 0.01% | 22 | 0 | 0.0% | Q3 2026 | Oct 09, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 4,504 | 303 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 4,021 | 270 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Belvedere Trading LLC | History | New | 4,100 | 263 | 0.0% | — | 25 | +4,100 | New | Q3 2026 | Nov 05, 2026 |
| CreativeOne Wealth, LLC | History | No change | 3,504 | 235 | 0.01% | 0.01% | 26 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Nicholson Wealth Management Group, LLC | History | No change | 3,040 | 204 | 0.12% | 0.12% | 27 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 2,324 | 156 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Dunhill Financial, LLC | History | No change | 1,712 | 115 | 0.02% | 0.02% | 29 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Gunpowder Capital Management, LLC dba Oliver Wealth Management | History | No change | 1,325 | 89 | 0.06% | 0.06% | 30 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| HHM Wealth Advisors, LLC | History | No change | 785 | 52 | 0.01% | 0.01% | 31 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| FIDUCIARY FINANCIAL ADVISORS | History | No change | 735 | 49 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Parallel Advisors, LLC | History | New | 456 | 29 | 0.0% | — | 35 | +456 | New | Q3 2026 | Nov 03, 2026 |
| SRH ADVISORS, LLC | History | No change | 460 | 29 | 0.01% | 0.01% | 33 | 0 | 0.0% | Q3 2026 | Oct 22, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 445 | 29 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| UMB Bank, n.a. | History | No change | 400 | 25 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q3 2026 | Nov 06, 2026 |
| Independence Bank of Kentucky | History | Reduced | 250 | 16 | 0.0% | 0.0% | 37 | -250 | -50.0% | Q3 2026 | Oct 26, 2026 |
| BLAIR WILLIAM & CO/IL | History | No change | 150 | 10 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| ASSETMARK, INC | History | No change | 104 | 6 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| NewEdge Advisors, LLC | History | No change | 55 | 3 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 35 | 2 | 0.0% | 0.0% | 42 | -2 | -5.41% | Q3 2026 | Oct 08, 2026 |
| LANARK FINANCIAL, INC. | History | Added to | 46 | 2 | 0.0% | 0.0% | 41 | +1 | 2.22% | Q3 2026 | Oct 26, 2026 |
| Rosenberg Matthew Hamilton | History | New | 20 | 1 | 0.0% | — | 43 | +20 | New | Q3 2026 | Oct 05, 2026 |
| StoneX Group Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -3,938 | -100.0% | Q3 2026 | Nov 03, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -210 | -100.0% | Q3 2026 | Nov 02, 2026 |
| Beacon Capital Management, Inc. | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| Russell Investments Group, Ltd. | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Nov 06, 2026 |
| BFC Planning, Inc. | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |