New York Life Investments ETF Trust - QAI
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Tredje AP-fonden | History | No change | 6,275,000 | 214,103 | 1.17% | 1.58% | 1 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| MORGAN STANLEY | History | Reduced | 2,683,705 | 91,568 | 0.01% | 0.01% | 2 | -735,332 | -21.51% | Q1 2026 | May 15, 2026 |
| Alaska Permanent Capital Management, LLC | History | Added to | 1,623,616 | 55,382 | 3.88% | 3.74% | 3 | +150,671 | 10.23% | Q1 2026 | Apr 24, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 1,248,513 | 42,599 | 0.01% | 0.01% | 4 | +34,835 | 2.87% | Q1 2026 | May 15, 2026 |
| Alaska Wealth Advisors, LLC | History | Added to | 1,057,898 | 36,095 | 4.33% | 4.36% | 5 | +37,306 | 3.66% | Q1 2026 | Apr 24, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 772,663 | 26,373 | 0.01% | 0.0% | 6 | +186,136 | 31.74% | Q1 2026 | May 15, 2026 |
| Verdence Capital Advisors LLC | History | Added to | 747,275 | 25,497 | 1.48% | 1.24% | 7 | +121,813 | 19.48% | Q1 2026 | Apr 30, 2026 |
| Focus Partners Wealth | History | Reduced | 588,410 | 20,076 | 0.02% | 0.02% | 8 | -16,867 | -2.79% | Q1 2026 | May 14, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Reduced | 575,117 | 19,621 | 0.03% | 0.04% | 9 | -9,741 | -1.67% | Q1 2026 | May 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 404,742 | 13,809 | 0.0% | 0.0% | 10 | +51,897 | 14.71% | Q1 2026 | May 14, 2026 |
| Pitcairn Wealth Advisors LLC | History | Reduced | 368,985 | 12,364 | 1.14% | 1.11% | 11 | -1 | -0.0% | Q1 2026 | May 13, 2026 |
| UBS Group AG | History | Reduced | 277,647 | 9,473 | 0.0% | 0.0% | 12 | -120,914 | -30.34% | Q1 2026 | May 05, 2026 |
| UMB Bank, n.a. | History | Reduced | 216,880 | 7,399 | 0.1% | 0.21% | 13 | -246,194 | -53.17% | Q1 2026 | May 11, 2026 |
| Endowment Wealth Management, Inc. | History | Reduced | 216,639 | 7,391 | 3.27% | 3.53% | 14 | -12,910 | -5.62% | Q1 2026 | May 08, 2026 |
| ASPIRIANT, LLC | History | Added to | 196,822 | 6,715 | 0.19% | 0.17% | 15 | +20,731 | 11.77% | Q1 2026 | May 12, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 147,485 | 5,032 | 0.0% | 0.0% | 16 | -10,462 | -6.62% | Q1 2026 | May 11, 2026 |
| Live Oak Investment Partners | History | Added to | 135,894 | 4,636 | 2.74% | 2.68% | 17 | +5,720 | 4.39% | Q1 2026 | Apr 29, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 129,669 | 4,424 | 0.01% | 0.01% | 18 | -5,993 | -4.42% | Q1 2026 | May 15, 2026 |
| BROWN WEALTH MANAGEMENT, LLC | History | Reduced | 128,608 | 4,388 | 1.13% | 1.36% | 19 | -25,266 | -16.42% | Q1 2026 | Apr 09, 2026 |
| COMERICA BANK | History | No change | 122,867 | 4,117 | 0.02% | 0.02% | 20 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| FIFTH THIRD BANCORP | History | New | 116,385 | 3,971 | 0.01% | — | 21 | +116,385 | New | Q1 2026 | May 01, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 107,427 | 3,665 | 0.0% | 0.0% | 22 | +2,852 | 2.73% | Q1 2026 | May 04, 2026 |
| Darwin Wealth Management, LLC | History | Reduced | 100,599 | 3,432 | 1.07% | 1.13% | 23 | -8,048 | -7.41% | Q1 2026 | May 01, 2026 |
| Baron Financial Group, LLC | History | Added to | 98,371 | 3,356 | 1.81% | 1.74% | 24 | +1,640 | 1.7% | Q1 2026 | Apr 09, 2026 |
| LFA - Lugano Financial Advisors SA | History | Reduced | 98,012 | 3,344 | 1.7% | 1.72% | 25 | -1,164 | -1.17% | Q1 2026 | May 05, 2026 |
| LPL Financial LLC | History | Reduced | 86,248 | 2,942 | 0.0% | 0.0% | 26 | -3,280 | -3.66% | Q1 2026 | May 06, 2026 |
| Private Advisor Group, LLC | History | Added to | 76,325 | 2,604 | 0.01% | 0.01% | 27 | +1,189 | 1.58% | Q1 2026 | Apr 24, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 72,564 | 2,475 | 0.01% | 0.01% | 28 | +3,798 | 5.52% | Q1 2026 | May 04, 2026 |
| Patten Group, Inc. | History | Added to | 62,060 | 2,117 | 0.37% | 0.33% | 29 | +8,858 | 16.65% | Q1 2026 | Apr 24, 2026 |
| Twelve Points Wealth Management LLC | History | Added to | 61,831 | 2,109 | 0.46% | 0.43% | 30 | +5,321 | 9.42% | Q1 2026 | Apr 14, 2026 |
| Mariner, LLC | History | Added to | 61,188 | 2,087 | 0.0% | 0.0% | 31 | +2,452 | 4.17% | Q1 2026 | May 13, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 58,900 | 2,009 | 0.0% | 0.0% | 32 | +21,447 | 57.26% | Q1 2026 | May 15, 2026 |
| Hyposwiss Advisors SA | History | Added to | 52,505 | 1,791 | 1.77% | 1.68% | 33 | +1,410 | 2.76% | Q1 2026 | Apr 30, 2026 |
| Waverly Advisors, LLC | History | Added to | 46,608 | 1,590 | 0.01% | 0.01% | 34 | +6,513 | 16.24% | Q1 2026 | May 15, 2026 |
| Empirical Asset Management, LLC | History | Added to | 42,777 | 1,459 | 0.38% | 0.39% | 35 | +1,762 | 4.3% | Q1 2026 | May 11, 2026 |
| HBK Sorce Advisory LLC | History | Reduced | 32,273 | 1,166 | 0.02% | 0.04% | 36 | -22,657 | -41.25% | Q1 2026 | May 11, 2026 |
| CONSULTIVA WEALTH MANAGEMENT, CORP. | History | Added to | 33,290 | 1,135 | 3.29% | 3.13% | 37 | +20 | 0.06% | Q1 2026 | May 13, 2026 |
| HANCOCK WHITNEY CORP | History | No change | 27,288 | 973 | 0.02% | 0.02% | 38 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Snowden Capital Advisors LLC | History | No change | 28,366 | 967 | 0.03% | 0.02% | 39 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| CreativeOne Wealth, LLC | History | Added to | 21,386 | 729 | 0.02% | 0.02% | 40 | +158 | 0.74% | Q1 2026 | May 15, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Added to | 21,248 | 724 | 0.03% | 0.03% | 41 | +270 | 1.29% | Q1 2026 | Apr 28, 2026 |
| Rathbones Group PLC | History | Added to | 17,627 | 601 | 0.0% | 0.0% | 42 | +980 | 5.89% | Q1 2026 | May 12, 2026 |
| BANK OF MONTREAL /CAN/ | History | Added to | 17,588 | 600 | 0.0% | 0.0% | 43 | +954 | 5.74% | Q1 2026 | May 13, 2026 |
| Cooper Financial Group | History | Reduced | 17,174 | 585 | 0.06% | 0.06% | 44 | -116 | -0.67% | Q1 2026 | Apr 07, 2026 |
| Betterment LLC | History | Added to | 16,383 | 559 | 0.0% | 0.0% | 45 | +305 | 1.9% | Q1 2026 | May 14, 2026 |
| Cetera Investment Advisers | History | Added to | 16,264 | 554 | 0.0% | 0.0% | 46 | +8 | 0.05% | Q1 2026 | May 13, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Added to | 15,816 | 539 | 0.0% | 0.0% | 47 | +6,039 | 61.77% | Q1 2026 | May 12, 2026 |
| Moors & Cabot, Inc. | History | Added to | 15,736 | 536 | 0.02% | 0.02% | 48 | +4,850 | 44.55% | Q1 2026 | May 08, 2026 |
| NBC SECURITIES, INC. | History | Added to | 13,660 | 466 | 0.03% | 0.03% | 49 | +476 | 3.61% | Q1 2026 | Apr 14, 2026 |
| PROSPERITY BANCSHARES INC | History | Reduced | 12,034 | 410 | 0.33% | 0.63% | 50 | -8,748 | -42.09% | Q1 2026 | May 12, 2026 |
| HighTower Advisors, LLC | History | Reduced | 10,860 | 370 | 0.0% | 0.0% | 51 | -373 | -3.32% | Q1 2026 | May 05, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 10,410 | 355 | 0.0% | 0.0% | 52 | +2,067 | 24.78% | Q1 2026 | May 12, 2026 |
| GREENWOOD CAPITAL ASSOCIATES LLC | History | Reduced | 10,055 | 343 | 0.04% | 0.04% | 53 | -2,256 | -18.33% | Q1 2026 | Apr 29, 2026 |
| NorthRock Partners, LLC | History | Reduced | 10,076 | 343 | 0.01% | 0.01% | 54 | -1,150 | -10.24% | Q1 2026 | May 15, 2026 |
| Elyxium Wealth, LLC | History | Reduced | 9,847 | 335 | 0.11% | 0.51% | 55 | -44,691 | -81.94% | Q1 2026 | May 06, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 8,752 | 300 | 0.0% | 0.0% | 56 | +1,086 | 14.17% | Q1 2026 | Apr 08, 2026 |
| StoneX Group Inc. | History | Added to | 8,643 | 294 | 0.02% | 0.01% | 57 | +217 | 2.58% | Q1 2026 | May 14, 2026 |
| Pallas Capital Advisors LLC | History | No change | 7,935 | 270 | 0.01% | 0.01% | 58 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Perigon Wealth Management, LLC | History | Reduced | 7,006 | 239 | 0.0% | 0.0% | 59 | -1,165 | -14.26% | Q1 2026 | Apr 10, 2026 |
| Hexagon Capital Partners LLC | History | New | 6,999 | 238 | 0.03% | — | 60 | +6,999 | New | Q1 2026 | May 04, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 6,937 | 236 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 6,644 | 226 | 0.0% | 0.0% | 62 | +5 | 0.08% | Q1 2026 | May 08, 2026 |
| DAVIS R M INC | History | No change | 6,545 | 223 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 6,274 | 214 | 0.0% | 0.0% | 64 | +80 | 1.29% | Q1 2026 | Apr 30, 2026 |
| TRUIST FINANCIAL CORP | History | New | 6,022 | 205 | 0.0% | — | 66 | +6,022 | New | Q1 2026 | Apr 27, 2026 |
| STEPHENS INC /AR/ | History | No change | 6,033 | 205 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| J.Safra Asset Management Corp | History | Added to | 5,414 | 184 | 0.01% | 0.01% | 67 | +155 | 2.95% | Q1 2026 | May 04, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 5,400 | 184 | 0.0% | 0.0% | 68 | +108 | 2.04% | Q1 2026 | May 14, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 5,179 | 176 | 0.0% | 0.0% | 69 | +2,125 | 69.58% | Q1 2026 | May 07, 2026 |
| Allworth Financial LP | History | Added to | 4,192 | 143 | 0.0% | 0.0% | 70 | +155 | 3.84% | Q1 2026 | May 14, 2026 |
| EFG International AG | History | Added to | 3,800 | 129 | 0.0% | 0.0% | 71 | +2,600 | 216.67% | Q1 2026 | May 15, 2026 |
| PEOPLES FINANCIAL SERVICES CORP. | History | No change | 3,182 | 108 | 0.05% | 0.05% | 72 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 2,132 | 73 | 0.0% | 0.0% | 73 | +1,224 | 134.8% | Q1 2026 | Apr 07, 2026 |
| PRIVATE TRUST CO NA | History | Reduced | 1,949 | 67 | 0.01% | 0.01% | 74 | -90 | -4.41% | Q1 2026 | Apr 30, 2026 |
| CWM, LLC | History | Added to | 1,911 | 65 | 0.0% | 0.0% | 75 | +27 | 1.43% | Q1 2026 | May 14, 2026 |
| HUNTINGTON NATIONAL BANK | History | New | 1,306 | 44 | 0.0% | — | 76 | +1,306 | New | Q1 2026 | May 15, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 1,118 | 38 | 0.0% | 0.0% | 77 | +8 | 0.72% | Q1 2026 | May 01, 2026 |
| CX Institutional | History | Reduced | 1,009 | 34 | 0.0% | 0.0% | 78 | -29 | -2.79% | Q1 2026 | Apr 06, 2026 |
| Advisory Services Network, LLC | History | New | 657 | 22 | 0.0% | — | 79 | +657 | New | Q1 2026 | May 15, 2026 |
| Phillip James Consulting Co. | History | New | 785 | 20 | 0.02% | — | 80 | +785 | New | Q1 2026 | May 11, 2026 |
| Financial Connections Group, Inc. | History | New | 449 | 15 | 0.01% | — | 82 | +449 | New | Q1 2026 | May 01, 2026 |
| MAI Capital Management | History | Added to | 444 | 15 | 0.0% | 0.0% | 81 | +200 | 81.97% | Q1 2026 | May 15, 2026 |
| Western Wealth Management, LLC | History | New | 382 | 13 | 0.0% | — | 83 | +382 | New | Q1 2026 | May 19, 2026 |
| Advisors Preferred, LLC | History | Added to | 355 | 12 | 0.0% | 0.0% | 84 | +129 | 57.08% | Q1 2026 | May 05, 2026 |
| FMR LLC | History | No change | 318 | 10 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Spire Wealth Management | History | No change | 260 | 8 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Global Retirement Partners, LLC | History | No change | 207 | 6 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Smartleaf Asset Management LLC | History | No change | 120 | 4 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 117 | 3 | 0.0% | 0.0% | 89 | -3 | -2.5% | Q1 2026 | May 13, 2026 |
| CHILTON CAPITAL MANAGEMENT LLC | History | New | 80 | 2 | 0.0% | — | 90 | +80 | New | Q1 2026 | May 11, 2026 |
| MCF Advisors LLC | History | No change | 36 | 1 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Elevated Capital Advisors, LLC | History | No change | 51 | 1 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| AXXCESS WEALTH MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -105,336 | -100.0% | Q1 2026 | Apr 29, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -20,741 | -100.0% | Q1 2026 | May 15, 2026 |
| CENTRAL BANK & TRUST CO | History | Closed out | 0 | 0 | — | 0.1% | — | -19,880 | -100.0% | Q1 2026 | Apr 07, 2026 |
| Clark Capital Management Group, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -14,648 | -100.0% | Q1 2026 | May 15, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,574 | -100.0% | Q1 2026 | May 12, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,499 | -100.0% | Q1 2026 | Apr 27, 2026 |
| Matrix Trust Co | History | Closed out | 0 | 0 | — | 0.04% | — | -7,000 | -100.0% | Q1 2026 | Apr 09, 2026 |
| Sincerus Advisory, LLC | History | Closed out | 0 | 0 | — | 0.16% | — | -6,043 | -100.0% | Q1 2026 | Apr 06, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,964 | -100.0% | Q1 2026 | Apr 30, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -248 | -100.0% | Q1 2026 | May 13, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Reduced | 5 | 0 | — | 0.0% | — | -166 | -97.08% | Q1 2026 | May 15, 2026 |
| Ascentis Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -76 | -100.0% | Q1 2026 | Apr 28, 2026 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | — | — | -4 | -100.0% | Q1 2026 | May 15, 2026 |
| ASSETMARK, INC | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 13, 2026 |