NORTHERN LIGHTS FUND TRUST III - QQH
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Howard Capital Management, LLC | History | Reduced | 4,355,633 | 372,842 | 4.44% | 5.0% | 1 | -2,441,752 | -35.92% | Q2 2026 | Jul 28, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 629,437 | 53,879 | 0.01% | 0.01% | 2 | -6,255 | -0.98% | Q2 2026 | Sep 23, 2026 |
| Cetera Investment Advisers | History | Reduced | 424,608 | 36,346 | 0.03% | 0.04% | 3 | -70,386 | -14.22% | Q2 2026 | Aug 12, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 419,138 | 35,878 | 0.08% | 0.08% | 4 | -7,268 | -1.7% | Q2 2026 | Jul 27, 2026 |
| Wealth Watch Advisors, INC | History | Reduced | 322,697 | 27,622 | 8.96% | 10.59% | 5 | -39,325 | -10.86% | Q2 2026 | Aug 14, 2026 |
| J.W. COLE ADVISORS, INC. | History | Reduced | 256,226 | 21,932 | 0.38% | 0.63% | 6 | -10,241 | -3.84% | Q2 2026 | Jul 21, 2026 |
| LPL Financial LLC | History | Added to | 254,261 | 21,764 | 0.0% | 0.0% | 7 | +11,709 | 4.83% | Q2 2026 | Aug 07, 2026 |
| Aegis Wealth Management, Inc. | History | Added to | 233,887 | 20,020 | 12.92% | 12.32% | 8 | +9,349 | 4.16% | Q2 2026 | Jul 16, 2026 |
| McKinney Capital Management, LLC | History | Added to | 228,158 | 19,530 | 7.7% | 13.49% | 9 | +3,273 | 1.46% | Q2 2026 | Aug 05, 2026 |
| Discipline Wealth Solutions, LLC | History | Added to | 191,319 | 16,376 | 1.43% | 1.15% | 10 | +35,160 | 22.52% | Q2 2026 | Jul 21, 2026 |
| Lifestyle Asset Management, Inc. | History | Added to | 115,143 | 9,856 | 2.65% | 2.33% | 11 | +12,758 | 12.46% | Q2 2026 | Jul 20, 2026 |
| Optivise Advisory Services LLC | History | Reduced | 80,132 | 6,859 | 3.48% | 3.74% | 12 | -8,335 | -9.42% | Q2 2026 | Jul 13, 2026 |
| NewEdge Advisors, LLC | History | Added to | 56,372 | 4,825 | 0.01% | 0.01% | 13 | +6,377 | 12.76% | Q2 2026 | Aug 12, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 47,325 | 4,051 | 0.0% | 0.0% | 14 | -794 | -1.65% | Q2 2026 | Aug 14, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | New | 39,914 | 3,416 | 0.84% | — | 15 | +39,914 | New | Q2 2026 | Aug 27, 2026 |
| Quadrature Capital Ltd | History | New | 37,260 | 3,189 | 0.03% | — | 16 | +37,260 | New | Q2 2026 | Aug 06, 2026 |
| Simplicity Wealth,LLC | History | Reduced | 37,186 | 3,183 | 0.11% | 0.15% | 17 | -567 | -1.5% | Q2 2026 | Aug 06, 2026 |
| Colonial River Investments, LLC | History | Added to | 36,867 | 3,155 | 0.9% | 0.34% | 18 | +23,281 | 171.36% | Q2 2026 | Jul 24, 2026 |
| HighPoint Advisor Group LLC | History | Added to | 29,546 | 2,529 | 0.09% | 0.08% | 19 | +761 | 2.64% | Q2 2026 | Aug 05, 2026 |
| Delta Investment Management, LLC | History | Reduced | 23,857 | 2,042 | 0.34% | 0.3% | 20 | -548 | -2.25% | Q2 2026 | Aug 13, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Added to | 23,822 | 2,039 | 0.02% | 0.02% | 21 | +499 | 2.14% | Q2 2026 | Aug 14, 2026 |
| WBI INVESTMENTS, LLC | History | Added to | 23,694 | 2,028 | 0.5% | 0.44% | 22 | +966 | 4.25% | Q2 2026 | Aug 11, 2026 |
| IFP Advisors, Inc | History | Added to | 22,990 | 1,967 | 0.04% | 0.03% | 23 | +22 | 0.1% | Q2 2026 | Jul 20, 2026 |
| PANORAMIC INVESTMENT ADVISORS, LLC | History | Reduced | 20,601 | 1,763 | 0.84% | 0.87% | 24 | -2,420 | -10.51% | Q2 2026 | Aug 13, 2026 |
| MILLINGTON SECURITIES, LLC | History | No change | 22,728 | 1,587 | 0.44% | 0.44% | 25 | 0 | 0.0% | Q1 2026 | Jul 15, 2026 |
| Brookstone Capital Management | History | Reduced | 18,146 | 1,553 | 0.02% | 0.01% | 26 | -104 | -0.57% | Q2 2026 | Jul 15, 2026 |
| Nuveen, LLC | History | New | 15,652 | 1,339 | 0.0% | — | 27 | +15,652 | New | Q2 2026 | Aug 11, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 14,590 | 1,248 | 0.0% | 0.0% | 28 | -2,729 | -15.76% | Q2 2026 | Aug 14, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 14,517 | 1,242 | 0.0% | 0.0% | 29 | +9,246 | 175.41% | Q2 2026 | Sep 02, 2026 |
| Brooklyn Investment Group | History | No change | 15,652 | 1,092 | 0.03% | 0.03% | 30 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| Fiduciary Alliance LLC | History | Added to | 9,199 | 787 | 0.05% | 0.04% | 31 | +97 | 1.07% | Q2 2026 | Jul 20, 2026 |
| MONEY CONCEPTS CAPITAL CORP | History | No change | 7,590 | 649 | 0.03% | 0.03% | 32 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| TRUIST FINANCIAL CORP | History | No change | 6,794 | 581 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 5,561 | 476 | 0.01% | 0.01% | 34 | +366 | 7.05% | Q2 2026 | Aug 04, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 5,423 | 464 | 0.0% | 0.0% | 35 | +39 | 0.72% | Q2 2026 | Jul 27, 2026 |
| Bison Wealth, LLC | History | Added to | 5,092 | 429 | 0.04% | 0.04% | 36 | +346 | 7.29% | Q2 2026 | Jul 07, 2026 |
| VestGen Advisors, LLC | History | Reduced | 4,395 | 376 | 0.01% | 0.01% | 37 | -307 | -6.53% | Q2 2026 | Aug 11, 2026 |
| VestGen Investment Management | History | Reduced | 4,133 | 353 | 0.19% | 0.2% | 38 | -1,035 | -20.03% | Q2 2026 | Jul 31, 2026 |
| Kestra Advisory Services, LLC | History | No change | 3,789 | 324 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| ABSOLUTE CAPITAL MANAGEMENT, LLC | History | Reduced | 3,653 | 312 | 0.08% | 0.1% | 40 | -665 | -15.4% | Q2 2026 | Jul 24, 2026 |
| Orion Porfolio Solutions, LLC | History | Reduced | 3,583 | 306 | 0.0% | 0.16% | 41 | -259,182 | -98.64% | Q2 2026 | Aug 14, 2026 |
| FOUNDERS FINANCIAL SECURITIES LLC | History | New | 3,554 | 304 | 0.02% | — | 42 | +3,554 | New | Q2 2026 | Jul 31, 2026 |
| Worth Financial Advisory Group, LLC | History | New | 3,368 | 288 | 0.12% | — | 43 | +3,368 | New | Q2 2026 | Jul 30, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | Reduced | 3,051 | 261 | 0.01% | 0.01% | 44 | -322 | -9.55% | Q2 2026 | Jul 31, 2026 |
| J2 Capital Management Inc | History | Reduced | 2,879 | 246 | 0.17% | 0.72% | 45 | -12,210 | -80.92% | Q2 2026 | Jul 20, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | New | 2,661 | 227 | 0.0% | — | 46 | +2,661 | New | Q2 2026 | Sep 23, 2026 |
| GDS Wealth Management | History | Reduced | 2,563 | 219 | 0.01% | 0.02% | 47 | -1,746 | -40.52% | Q2 2026 | Aug 13, 2026 |
| Geneos Wealth Management Inc. | History | No change | 1,300 | 111 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Colonial Trust Advisors | History | New | 1,106 | 94 | 0.01% | — | 49 | +1,106 | New | Q2 2026 | Aug 11, 2026 |
| ASSETMARK, INC | History | Reduced | 823 | 70 | 0.0% | 0.0% | 50 | -1 | -0.12% | Q2 2026 | Jul 30, 2026 |
| BROWN BROTHERS HARRIMAN & CO | History | No change | 813 | 69 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| MORGAN STANLEY | History | Added to | 502 | 42 | 0.0% | 0.0% | 52 | +1 | 0.2% | Q2 2026 | Aug 13, 2026 |
| PRIVATE TRUST CO NA | History | New | 181 | 15 | 0.0% | — | 53 | +181 | New | Q2 2026 | Jul 28, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 136 | 11 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| GTS SECURITIES LLC | History | Closed out | 0 | 0 | — | 0.15% | — | -61,677 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Tactive Advisors, LLC | History | Closed out | 0 | 0 | — | 0.28% | — | -14,452 | -100.0% | Q2 2026 | Jul 08, 2026 |
| Mariner, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,186 | -100.0% | Q2 2026 | Aug 13, 2026 |
| HRT FINANCIAL LP | History | Closed out | 0 | 0 | — | 0.0% | — | -5,591 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Atria Investments, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -5,442 | -100.0% | Q2 2026 | Jul 28, 2026 |
| KEYBANK NATIONAL ASSOCIATION/OH | History | Closed out | 0 | 0 | — | 0.0% | — | -3,534 | -100.0% | Q2 2026 | Jul 28, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,159 | -100.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -751 | -100.0% | Q2 2026 | Aug 13, 2026 |