NORTHERN LIGHTS FUND TRUST III - QQH
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Howard Capital Management Inc. | History | Added to | 6,490,711 | 314,779 | 4.08% | 3.81% | 1 | +289,022 | 4.66% | Q4 2025 | Jan 23, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 603,579 | 46,695 | 0.01% | 0.01% | 2 | -62,173 | -9.34% | Q4 2025 | Feb 10, 2026 |
| Orion Porfolio Solutions, LLC | History | Reduced | 531,367 | 41,109 | 0.3% | 0.34% | 3 | -45,011 | -7.81% | Q4 2025 | Feb 12, 2026 |
| Cetera Investment Advisers | History | Reduced | 498,670 | 38,579 | 0.04% | 0.05% | 4 | -45,989 | -8.44% | Q4 2025 | Feb 17, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 441,354 | 34,145 | 0.09% | 0.1% | 5 | -26,242 | -5.61% | Q4 2025 | Feb 05, 2026 |
| Wealth Watch Advisors, INC | History | Added to | 347,372 | 26,874 | 9.96% | 10.86% | 6 | +1,800 | 0.52% | Q4 2025 | Feb 17, 2026 |
| LPL Financial LLC | History | Added to | 265,355 | 20,529 | 0.01% | 0.01% | 7 | +17,704 | 7.15% | Q4 2025 | Feb 11, 2026 |
| J.W. COLE ADVISORS, INC. | History | Added to | 281,602 | 17,078 | 0.41% | 0.4% | 8 | +7,677 | 2.8% | Q4 2025 | Feb 11, 2026 |
| Aegis Wealth Management, Inc. | History | New | 211,807 | 16,386 | 12.87% | — | 9 | +211,807 | New | Q4 2025 | Feb 05, 2026 |
| Optivise Advisory Services LLC | History | Reduced | 91,312 | 7,064 | 4.07% | 5.39% | 10 | -27,431 | -23.1% | Q4 2025 | Jan 12, 2026 |
| Lifestyle Asset Management, Inc. | History | Added to | 72,763 | 5,629 | 1.83% | 1.89% | 11 | +49 | 0.07% | Q4 2025 | Feb 11, 2026 |
| Discipline Wealth Solutions, LLC | History | Added to | 53,328 | 4,125 | 0.76% | 0.81% | 12 | +13,147 | 32.72% | Q4 2025 | Jan 26, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 49,426 | 3,823 | 0.0% | 0.0% | 13 | -1,220 | -2.41% | Q4 2025 | Feb 18, 2026 |
| Simplicity Wealth,LLC | History | Reduced | 37,086 | 2,869 | 0.17% | 0.18% | 14 | -2,576 | -6.49% | Q4 2025 | Jan 30, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 24,848 | 1,922 | 0.0% | 0.0% | 15 | -677 | -2.65% | Q4 2025 | Feb 17, 2026 |
| PANORAMIC INVESTMENT ADVISORS, LLC | History | Reduced | 24,298 | 1,879 | 1.02% | 1.05% | 16 | -105 | -0.43% | Q4 2025 | Feb 05, 2026 |
| Delta Investment Management, LLC | History | Reduced | 23,684 | 1,832 | 0.32% | 0.35% | 17 | -1,553 | -6.15% | Q4 2025 | Jan 30, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Reduced | 23,673 | 1,831 | 0.02% | 0.03% | 18 | -2,600 | -9.9% | Q4 2025 | Feb 10, 2026 |
| IFP Advisors, Inc | History | Added to | 22,658 | 1,752 | 0.04% | 0.04% | 19 | +602 | 2.73% | Q4 2025 | Feb 06, 2026 |
| NewEdge Advisors, LLC | History | New | 21,176 | 1,638 | 0.01% | — | 20 | +21,176 | New | Q4 2025 | Feb 18, 2026 |
| Brookstone Capital Management | History | Reduced | 18,265 | 1,413 | 0.02% | 0.02% | 21 | -80 | -0.44% | Q4 2025 | Jan 15, 2026 |
| Brooklyn Investment Group | History | No change | 15,652 | 1,227 | 0.06% | 0.14% | 22 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| J2 Capital Management Inc | History | Added to | 15,675 | 1,212 | 0.88% | 0.88% | 23 | +275 | 1.79% | Q4 2025 | Jan 20, 2026 |
| Fiduciary Alliance LLC | History | Reduced | 14,048 | 1,086 | 0.07% | 0.07% | 24 | -479 | -3.3% | Q4 2025 | Jan 22, 2026 |
| GTS SECURITIES LLC | History | Reduced | 13,850 | 1,071 | 0.04% | 0.07% | 25 | -8,943 | -39.24% | Q4 2025 | Feb 13, 2026 |
| Tactive Advisors, LLC | History | Added to | 13,726 | 1,061 | 0.31% | 0.18% | 26 | +5,457 | 65.99% | Q4 2025 | Jan 09, 2026 |
| Parsonex Advisory Services, Inc. | History | Reduced | 13,683 | 1,058 | 0.67% | 0.79% | 27 | -1,548 | -10.16% | Q4 2025 | Feb 12, 2026 |
| CITADEL ADVISORS LLC | History | New | 13,406 | 1,037 | 0.0% | — | 28 | +13,406 | New | Q4 2025 | Feb 17, 2026 |
| AXXCESS WEALTH MANAGEMENT, LLC | History | Added to | 12,985 | 1,004 | 0.02% | 0.02% | 29 | +373 | 2.96% | Q4 2025 | Feb 19, 2026 |
| Colonial River Investments, LLC | History | Added to | 12,908 | 998 | 0.36% | 0.35% | 30 | +296 | 2.35% | Q4 2025 | Feb 04, 2026 |
| MONEY CONCEPTS CAPITAL CORP | History | Reduced | 7,550 | 584 | 0.03% | 0.15% | 31 | -24,245 | -76.25% | Q4 2025 | Feb 04, 2026 |
| Mariner, LLC | History | Added to | 6,805 | 526 | 0.0% | 0.0% | 32 | +532 | 8.48% | Q4 2025 | Feb 13, 2026 |
| TRUIST FINANCIAL CORP | History | No change | 6,794 | 525 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| Concurrent Investment Advisors, LLC | History | New | 5,375 | 415 | 0.0% | — | 34 | +5,375 | New | Q4 2025 | Jan 29, 2026 |
| VestGen Investment Management | History | Added to | 5,240 | 405 | 0.22% | 0.23% | 35 | +163 | 3.21% | Q4 2025 | Feb 18, 2026 |
| Worth Financial Advisory Group, LLC | History | Reduced | 4,401 | 340 | 0.16% | 0.21% | 36 | -491 | -10.04% | Q4 2025 | Jan 16, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 4,359 | 337 | 0.0% | 0.0% | 37 | +1,143 | 35.54% | Q4 2025 | Feb 17, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 4,349 | 336 | 0.01% | 0.01% | 38 | +216 | 5.23% | Q4 2025 | Feb 12, 2026 |
| ABSOLUTE CAPITAL MANAGEMENT, LLC | History | Added to | 4,178 | 323 | 0.12% | 0.14% | 39 | +4 | 0.1% | Q4 2025 | Feb 12, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | Reduced | 3,812 | 294 | 0.01% | 0.01% | 40 | -37 | -0.96% | Q4 2025 | Feb 09, 2026 |
| Atria Investments, Inc | History | Reduced | 3,793 | 293 | 0.0% | 0.0% | 41 | -120 | -3.07% | Q4 2025 | Feb 05, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 3,789 | 293 | 0.0% | 0.0% | 42 | +6 | 0.16% | Q4 2025 | Feb 13, 2026 |
| Bison Wealth, LLC | History | New | 3,856 | 271 | 0.03% | — | 43 | +3,856 | New | Q4 2025 | Mar 24, 2026 |
| Smithfield Trust Co | History | New | 3,198 | 246 | 0.01% | — | 44 | +3,198 | New | Q4 2025 | Feb 09, 2026 |
| Synergy Asset Management, LLC | History | Reduced | 2,697 | 208 | 0.02% | 0.01% | 45 | -2,693 | -49.96% | Q4 2025 | Jan 13, 2026 |
| Brookwood Investment Group LLC | History | New | 2,658 | 205 | 0.02% | — | 46 | +2,658 | New | Q4 2025 | Jan 22, 2026 |
| UBS Group AG | History | New | 1,433 | 110 | 0.0% | — | 47 | +1,433 | New | Q4 2025 | Jan 29, 2026 |
| Geneos Wealth Management Inc. | History | No change | 1,300 | 100 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| BANK OF AMERICA CORP /DE/ | History | New | 923 | 71 | 0.0% | — | 49 | +923 | New | Q4 2025 | Feb 17, 2026 |
| ASSETMARK, INC | History | No change | 823 | 63 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| MORGAN STANLEY | History | Added to | 502 | 38 | 0.0% | 0.0% | 51 | +1 | 0.2% | Q4 2025 | Feb 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | New | 365 | 28 | 0.0% | — | 52 | +365 | New | Q4 2025 | Feb 13, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 136 | 10 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| CPR Investments Inc. | History | Closed out | 0 | 0 | — | 0.98% | — | -18,606 | -100.0% | Q3 2025 | Oct 14, 2025 |
| Summit Financial, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -6,087 | -100.0% | Q3 2025 | Nov 14, 2025 |