NORTHERN LIGHTS FUND TRUST III - QQH
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Howard Capital Management Inc. | History | Added to | 6,797,385 | 305,776 | 5.0% | 4.08% | 1 | +306,674 | 4.72% | Q1 2026 | May 05, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 635,692 | 44,390 | 0.01% | 0.01% | 2 | +32,113 | 5.32% | Q1 2026 | May 04, 2026 |
| Cetera Investment Advisers | History | Reduced | 494,994 | 34,565 | 0.04% | 0.04% | 3 | -3,676 | -0.74% | Q1 2026 | May 13, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 426,406 | 29,776 | 0.08% | 0.09% | 4 | -14,948 | -3.39% | Q1 2026 | Apr 30, 2026 |
| Wealth Watch Advisors, INC | History | Added to | 362,022 | 25,279 | 10.59% | 9.96% | 5 | +14,650 | 4.22% | Q1 2026 | May 15, 2026 |
| J.W. COLE ADVISORS, INC. | History | Reduced | 266,467 | 18,607 | 0.63% | 0.41% | 6 | -15,135 | -5.37% | Q1 2026 | Apr 23, 2026 |
| Orion Porfolio Solutions, LLC | History | Reduced | 262,765 | 18,348 | 0.16% | 0.3% | 7 | -268,602 | -50.55% | Q1 2026 | May 13, 2026 |
| LPL Financial LLC | History | Reduced | 242,552 | 16,937 | 0.0% | 0.01% | 8 | -22,803 | -8.59% | Q1 2026 | May 06, 2026 |
| McKinney Capital Management, LLC | History | New | 224,885 | 15,703 | 13.49% | — | 9 | +224,885 | New | Q1 2026 | May 14, 2026 |
| Aegis Wealth Management, Inc. | History | Added to | 224,538 | 15,679 | 12.32% | 12.87% | 10 | +12,731 | 6.01% | Q1 2026 | Apr 20, 2026 |
| Discipline Wealth Solutions, LLC | History | Added to | 156,159 | 10,904 | 1.15% | 0.76% | 11 | +102,831 | 192.83% | Q1 2026 | Apr 17, 2026 |
| Lifestyle Asset Management, Inc. | History | Added to | 102,385 | 7,149 | 2.33% | 1.83% | 12 | +29,622 | 40.71% | Q1 2026 | Apr 10, 2026 |
| Optivise Advisory Services LLC | History | Reduced | 88,467 | 6,177 | 3.74% | 4.07% | 13 | -2,845 | -3.12% | Q1 2026 | Apr 15, 2026 |
| GTS SECURITIES LLC | History | Added to | 61,677 | 4,306 | 0.15% | 0.04% | 14 | +47,827 | 345.32% | Q1 2026 | May 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 48,119 | 3,360 | 0.0% | 0.0% | 15 | -1,307 | -2.64% | Q1 2026 | May 14, 2026 |
| Simplicity Wealth,LLC | History | Added to | 37,753 | 2,636 | 0.15% | 0.17% | 16 | +667 | 1.8% | Q1 2026 | Apr 30, 2026 |
| HighPoint Advisor Group LLC | History | New | 28,785 | 2,010 | 0.08% | — | 17 | +28,785 | New | Q1 2026 | May 14, 2026 |
| Delta Investment Management, LLC | History | Added to | 24,405 | 1,704 | 0.3% | 0.32% | 18 | +721 | 3.04% | Q1 2026 | May 12, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Reduced | 23,323 | 1,628 | 0.02% | 0.02% | 19 | -350 | -1.48% | Q1 2026 | May 11, 2026 |
| PANORAMIC INVESTMENT ADVISORS, LLC | History | Reduced | 23,021 | 1,607 | 0.87% | 1.02% | 20 | -1,277 | -5.26% | Q1 2026 | May 12, 2026 |
| IFP Advisors, Inc | History | Added to | 22,968 | 1,603 | 0.03% | 0.04% | 21 | +310 | 1.37% | Q1 2026 | Apr 13, 2026 |
| WBI INVESTMENTS, LLC | History | New | 22,728 | 1,587 | 0.44% | — | 22 | +22,728 | New | Q1 2026 | May 11, 2026 |
| Brookstone Capital Management | History | Reduced | 18,250 | 1,274 | 0.01% | 0.02% | 23 | -15 | -0.08% | Q1 2026 | Apr 16, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 17,319 | 1,209 | 0.0% | 0.0% | 24 | -7,529 | -30.3% | Q1 2026 | May 15, 2026 |
| Brooklyn Investment Group | History | No change | 15,652 | 1,092 | 0.03% | 0.06% | 25 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| J2 Capital Management Inc | History | Reduced | 15,089 | 1,053 | 0.72% | 0.88% | 26 | -586 | -3.74% | Q1 2026 | Apr 21, 2026 |
| Tactive Advisors, LLC | History | Added to | 14,452 | 1,009 | 0.28% | 0.31% | 27 | +726 | 5.29% | Q1 2026 | Apr 16, 2026 |
| Colonial River Investments, LLC | History | Added to | 13,586 | 948 | 0.34% | 0.36% | 28 | +678 | 5.25% | Q1 2026 | Apr 27, 2026 |
| Fiduciary Alliance LLC | History | Reduced | 9,102 | 672 | 0.04% | 0.07% | 29 | -4,946 | -35.21% | Q1 2026 | Apr 20, 2026 |
| Mariner, LLC | History | Added to | 8,186 | 571 | 0.0% | 0.0% | 30 | +1,381 | 20.29% | Q1 2026 | May 13, 2026 |
| MONEY CONCEPTS CAPITAL CORP | History | Added to | 7,590 | 530 | 0.03% | 0.03% | 31 | +40 | 0.53% | Q1 2026 | Apr 30, 2026 |
| TRUIST FINANCIAL CORP | History | No change | 6,794 | 474 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Bison Wealth, LLC | History | Added to | 4,746 | 401 | 0.04% | 0.03% | 33 | +890 | 23.08% | Q1 2026 | May 15, 2026 |
| VestGen Advisors, LLC | History | New | 4,702 | 392 | 0.01% | — | 34 | +4,702 | New | Q1 2026 | May 14, 2026 |
| HRT FINANCIAL LP | History | New | 5,591 | 390 | 0.0% | — | 35 | +5,591 | New | Q1 2026 | May 14, 2026 |
| Atria Investments, Inc | History | Added to | 5,442 | 379 | 0.0% | 0.0% | 36 | +1,649 | 43.47% | Q1 2026 | May 05, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 5,384 | 375 | 0.0% | 0.0% | 37 | +9 | 0.17% | Q1 2026 | Apr 20, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 5,271 | 368 | 0.0% | 0.0% | 38 | -8,135 | -60.68% | Q1 2026 | May 15, 2026 |
| PRINCIPAL SECURITIES, INC. | History | Added to | 5,195 | 362 | 0.01% | 0.01% | 39 | +846 | 19.45% | Q1 2026 | May 13, 2026 |
| VestGen Investment Management | History | Reduced | 5,168 | 360 | 0.2% | 0.22% | 40 | -72 | -1.37% | Q1 2026 | May 12, 2026 |
| ABSOLUTE CAPITAL MANAGEMENT, LLC | History | Added to | 4,318 | 301 | 0.1% | 0.12% | 41 | +140 | 3.35% | Q1 2026 | May 12, 2026 |
| GDS Wealth Management | History | New | 4,309 | 300 | 0.02% | — | 42 | +4,309 | New | Q1 2026 | Apr 27, 2026 |
| Kestra Advisory Services, LLC | History | No change | 3,789 | 264 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| KEYBANK NATIONAL ASSOCIATION/OH | History | New | 3,534 | 246 | 0.0% | — | 44 | +3,534 | New | Q1 2026 | Apr 24, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | Reduced | 3,373 | 235 | 0.01% | 0.01% | 45 | -439 | -11.52% | Q1 2026 | May 11, 2026 |
| JANE STREET GROUP, LLC | History | New | 3,159 | 220 | 0.0% | — | 46 | +3,159 | New | Q1 2026 | May 12, 2026 |
| Geneos Wealth Management Inc. | History | No change | 1,300 | 90 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| ASSETMARK, INC | History | Added to | 824 | 57 | 0.0% | 0.0% | 48 | +1 | 0.12% | Q1 2026 | May 06, 2026 |
| BROWN BROTHERS HARRIMAN & CO | History | New | 813 | 56 | 0.0% | — | 49 | +813 | New | Q1 2026 | May 14, 2026 |
| UBS Group AG | History | Reduced | 751 | 52 | 0.0% | 0.0% | 50 | -682 | -47.59% | Q1 2026 | May 05, 2026 |
| NewEdge Advisors, LLC | History | Added to | 49,995 | 49 | 0.0% | 0.01% | 51 | +28,819 | 136.09% | Q1 2026 | May 15, 2026 |
| MORGAN STANLEY | History | Reduced | 501 | 34 | 0.0% | 0.0% | 52 | -1 | -0.2% | Q1 2026 | May 15, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 136 | 9 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Parsonex Advisory Services, Inc. | History | Closed out | 0 | 0 | — | 0.67% | — | -13,683 | -100.0% | Q1 2026 | May 12, 2026 |
| AXXCESS WEALTH MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -12,985 | -100.0% | Q1 2026 | Apr 29, 2026 |
| Worth Financial Advisory Group, LLC | History | Closed out | 0 | 0 | — | 0.16% | — | -4,401 | -100.0% | Q1 2026 | May 04, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -4,359 | -100.0% | Q1 2026 | May 15, 2026 |
| Smithfield Trust Co | History | Closed out | 0 | 0 | — | 0.01% | — | -3,198 | -100.0% | Q1 2026 | May 08, 2026 |
| Synergy Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -2,697 | -100.0% | Q1 2026 | May 13, 2026 |
| Brookwood Investment Group LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -2,658 | -100.0% | Q1 2026 | May 04, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -923 | -100.0% | Q1 2026 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -365 | -100.0% | Q1 2026 | May 11, 2026 |