Ready Capital Corp - RC
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BlackRock, Inc. | History | No change | 17,747,767 | 31,058 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| UBS Group AG | History | No change | 11,362,315 | 19,888 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC | History | No change | 6,489,106 | 11,355 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| PRIVATE MANAGEMENT GROUP INC | History | Added to | 8,168,443 | 9,475 | 0.26% | 0.37% | 4 | +235,922 | 2.97% | Q3 2026 | Nov 04, 2026 |
| MASON CAPITAL MANAGEMENT LLC | History | No change | 4,319,933 | 7,559 | 1.25% | 1.25% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 3,926,983 | 6,874 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Waterfall Asset Management, LLC | History | No change | 3,908,983 | 6,840 | 4.19% | 4.19% | 7 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| STATE STREET CORP | History | No change | 3,355,345 | 5,904 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Sep 22, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 3,147,977 | 5,508 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | No change | 3,038,221 | 5,316 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 1,796,045 | 3,143 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | No change | 1,792,938 | 3,137 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| TUDOR INVESTMENT CORP ET AL | History | No change | 1,292,949 | 2,262 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NORTHERN TRUST CORP | History | No change | 1,209,565 | 2,116 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Qube Research & Technologies Ltd | History | No change | 1,209,540 | 2,116 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | History | No change | 1,208,816 | 2,115 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| VANGUARD FIDUCIARY TRUST CO | History | No change | 1,023,341 | 1,790 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Mariner, LLC | History | No change | 1,018,434 | 1,782 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NEXPOINT ASSET MANAGEMENT, L.P. | History | No change | 850,129 | 1,487 | 0.1% | 0.1% | 19 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RAMSEY QUANTITATIVE SYSTEMS | History | No change | 1,249,003 | 1,448 | 1.33% | 1.96% | 20 | 0 | 0.0% | Q3 2026 | Oct 22, 2026 |
| D. E. Shaw & Co., Inc. | History | No change | 727,537 | 1,273 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Arax Advisory Partners | History | No change | 597,353 | 1,045 | 0.01% | 0.01% | 22 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Atom Investors LP | History | No change | 581,559 | 1,017 | 0.09% | 0.09% | 23 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Quadrant Private Wealth Management, LLC | History | Reduced | 826,813 | 967 | 0.13% | 0.44% | 24 | -278,814 | -25.22% | Q3 2026 | Nov 04, 2026 |
| GSA CAPITAL PARTNERS LLP | History | No change | 488,886 | 856 | 0.05% | 0.05% | 25 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Soltis Investment Advisors LLC | History | Reduced | 736,971 | 854 | 0.04% | 0.08% | 26 | -126,037 | -14.6% | Q3 2026 | Oct 28, 2026 |
| IEQ CAPITAL, LLC | History | No change | 466,595 | 816 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Invesco Ltd. | History | No change | 423,372 | 740 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| AMERICAN FINANCIAL GROUP INC | History | No change | 386,120 | 675 | 0.24% | 0.24% | 29 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 379,514 | 664 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| XTX Topco Ltd | History | No change | 371,561 | 650 | 0.01% | 0.01% | 31 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Odyssean, LLC | History | No change | 349,648 | 611 | 0.1% | 0.1% | 32 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Bank of New York Mellon Corp | History | Added to | 521,084 | 604 | 0.0% | 0.0% | 33 | +38,307 | 7.93% | Q3 2026 | Nov 05, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | No change | 341,782 | 599 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 335,978 | 587 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Quinn Opportunity Partners LLC | History | No change | 332,825 | 582 | 0.03% | 0.03% | 36 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Clear Harbor Asset Management, LLC | History | Added to | 398,896 | 462 | 0.03% | 0.01% | 37 | +301,646 | 310.18% | Q3 2026 | Nov 05, 2026 |
| Nuveen, LLC | History | No change | 263,899 | 461 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| IAT REINSURANCE CO LTD. | History | No change | 20,000 | 450 | 0.27% | 0.27% | 39 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Squarepoint Ops LLC | History | No change | 230,397 | 403 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HSBC HOLDINGS PLC | History | No change | 218,578 | 383 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BARCLAYS PLC | History | No change | 190,978 | 334 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cerity Partners LLC | History | No change | 190,609 | 333 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RHUMBLINE ADVISERS | History | No change | 184,100 | 322 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Creative Planning | History | Reduced | 265,791 | 308 | 0.0% | 0.0% | 45 | -21,450 | -7.47% | Q3 2026 | Nov 02, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 186,457 | 302 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CITADEL ADVISORS LLC | History | No change | 156,533 | 273 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| DEUTSCHE BANK AG\ | History | No change | 147,661 | 258 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Point72 Asset Management, L.P. | History | No change | 140,791 | 246 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Advisors Asset Management, Inc. | History | No change | 134,956 | 236 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| JANE STREET GROUP, LLC | History | No change | 132,863 | 232 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | No change | 132,000 | 231 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 125,631 | 219 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Russell Investments Group, Ltd. | History | No change | 110,943 | 194 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | No change | 106,723 | 186 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Aug 19, 2026 |
| Joel Isaacson & Co., LLC | History | No change | 104,301 | 182 | 0.01% | 0.01% | 56 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Jain Global LLC | History | No change | 102,772 | 179 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | No change | 96,731 | 169 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MetLife Investment Management, LLC | History | No change | 86,161 | 150 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 79,774 | 147 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FMR LLC | History | No change | 81,566 | 142 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Graham Capital Management, L.P. | History | No change | 80,813 | 141 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | No change | 80,725 | 141 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Summit Global Investments | History | Added to | 118,018 | 137 | 0.01% | 0.01% | 64 | +381 | 0.32% | Q3 2026 | Oct 28, 2026 |
| Corient Private Wealth LP | History | No change | 75,609 | 132 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2026 | Aug 27, 2026 |
| FIRST FOUNDATION ADVISORS | History | No change | 70,208 | 122 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Quantbot Technologies LP | History | No change | 69,768 | 122 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 68,996 | 120 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| ROYAL BANK OF CANADA | History | No change | 67,963 | 119 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Eagle Point Credit Management LLC | History | No change | 67,920 | 118 | 0.18% | 0.18% | 70 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | No change | 66,876 | 117 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 100,260 | 116 | 0.0% | 0.0% | 72 | +5 | 0.0% | Q3 2026 | Oct 30, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 66,582 | 116 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| JPMORGAN CHASE & CO | History | No change | 61,018 | 107 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| HighTower Advisors, LLC | History | No change | 60,945 | 106 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Vanguard Global Advisers, LLC | History | No change | 60,296 | 105 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Advisory Services Network, LLC | History | No change | 55,259 | 96 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| FRANKLIN RESOURCES INC | History | No change | 47,593 | 83 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | No change | 47,865 | 83 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| PARAGON CAPITAL MANAGEMENT INC | History | No change | 70,000 | 81 | 0.06% | 0.09% | 80 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | No change | 45,736 | 80 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | No change | 46,014 | 80 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 44,049 | 77 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | No change | 44,418 | 77 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2026 | Sep 09, 2026 |
| Virtu Financial LLC | History | No change | 42,679 | 75 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Focus Partners Wealth | History | No change | 42,977 | 75 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Dorsey & Whitney Trust CO LLC | History | No change | 42,495 | 74 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NORDEN GROUP LLC | History | Added to | 61,646 | 71 | 0.01% | 0.01% | 89 | +1,822 | 3.05% | Q3 2026 | Oct 20, 2026 |
| SG Americas Securities, LLC | History | No change | 40,290 | 71 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 38,861 | 68 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| OceanIQ Capital, LLC | History | No change | 61,054 | 68 | 0.04% | 0.07% | 91 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| BFSG, LLC | History | Added to | 58,110 | 67 | 0.01% | 0.01% | 92 | +1,189 | 2.09% | Q3 2026 | Oct 30, 2026 |
| Belpointe Asset Management LLC | History | No change | 37,403 | 65 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Allied Private Wealth LLC | History | No change | 39,948 | 65 | 0.04% | 0.04% | 94 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 49,031 | 64 | 0.0% | 0.0% | 95 | -55,086 | -52.91% | Q3 2026 | Oct 13, 2026 |
| VOYA INVESTMENT MANAGEMENT LLC | History | No change | 36,005 | 63 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| GROUP ONE TRADING LLC | History | No change | 35,500 | 62 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| IMC-Chicago, LLC | History | Added to | 52,013 | 60 | 0.0% | 0.0% | 98 | +10,655 | 25.76% | Q3 2026 | Nov 05, 2026 |
| INTECH INVESTMENT MANAGEMENT LLC | History | No change | 33,784 | 59 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| LexAurum Advisors, LLC | History | Reduced | 49,664 | 57 | 0.01% | 0.01% | 100 | -1,439 | -2.82% | Q3 2026 | Oct 19, 2026 |
| Pallas Capital Advisors LLC | History | No change | 33,134 | 57 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| SIMPLEX TRADING, LLC | History | Reduced | 45,700 | 53 | 0.0% | 0.0% | 102 | -12,300 | -21.21% | Q3 2026 | Nov 04, 2026 |
| Sound Income Strategies, LLC | History | Reduced | 39,308 | 51 | 0.0% | 0.0% | 103 | -2,116 | -5.11% | Q3 2026 | Oct 09, 2026 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | No change | 28,456 | 50 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 28,576 | 50 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | No change | 28,992 | 50 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q2 2026 | Aug 24, 2026 |
| STRS OHIO | History | Added to | 41,400 | 48 | 0.0% | 0.0% | 107 | +11,200 | 37.09% | Q3 2026 | Oct 30, 2026 |
| Cetera Investment Advisers | History | No change | 25,979 | 45 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| BRIGHTON JONES LLC | History | Reduced | 38,466 | 44 | 0.0% | 0.0% | 110 | -20,840 | -35.14% | Q3 2026 | Nov 03, 2026 |
| Ironwood Investment Counsel, LLC | History | No change | 25,518 | 44 | 0.01% | 0.01% | 109 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 24,598 | 43 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| MAI Capital Management | History | No change | 24,929 | 43 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| AIGEN INVESTMENT MANAGEMENT, LP | History | No change | 24,699 | 43 | 0.01% | 0.01% | 113 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Sowell Financial Services LLC | History | Reduced | 36,454 | 42 | 0.0% | 0.0% | 114 | -185 | -0.5% | Q3 2026 | Oct 23, 2026 |
| Cascade Financial Partners, LLC | History | No change | 24,480 | 42 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| US BANCORP \DE\ | History | No change | 22,697 | 41 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| PRUDENTIAL FINANCIAL INC | History | No change | 23,667 | 41 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Beacon Pointe Advisors, LLC | History | No change | 23,435 | 41 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| SEI INVESTMENTS CO | History | No change | 23,267 | 40 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MJP ASSOCIATES INC /ADV | History | No change | 23,415 | 40 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Merit Financial Group, LLC | History | No change | 22,336 | 39 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| ANCHYRA PARTNERS LLC | History | New | 33,569 | 38 | 0.01% | — | 122 | +33,569 | New | Q3 2026 | Oct 13, 2026 |
| Neuberger Berman Group LLC | History | No change | 21,332 | 37 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q2 2026 | Oct 27, 2026 |
| Geneos Wealth Management Inc. | History | No change | 18,956 | 33 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| J.W. COLE ADVISORS, INC. | History | Reduced | 28,142 | 32 | 0.0% | 0.0% | 127 | -2,667 | -8.66% | Q3 2026 | Nov 05, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 18,419 | 32 | 0.0% | 0.0% | 125 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MARSHALL WACE, LLP | History | No change | 18,664 | 32 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| COLDSTREAM CAPITAL MANAGEMENT INC | History | No change | 18,219 | 31 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Tower Research Capital LLC (TRC) | History | No change | 17,974 | 31 | 0.0% | 0.0% | 129 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 26,009 | 30 | 0.0% | 0.0% | 131 | -6,212 | -19.28% | Q3 2026 | Nov 02, 2026 |
| HBK Sorce Advisory LLC | History | No change | 19,697 | 30 | 0.0% | 0.0% | 130 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| VICTORY CAPITAL MANAGEMENT INC | History | No change | 16,983 | 29 | 0.0% | 0.0% | 132 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Endowment Wealth Management, Inc. | History | No change | 25,163 | 29 | 0.01% | 0.02% | 133 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | No change | 16,279 | 28 | 0.0% | 0.0% | 134 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Institute for Wealth Management, LLC. | History | No change | 16,346 | 28 | 0.0% | 0.0% | 135 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Advisor OS, LLC | History | No change | 23,415 | 27 | 0.0% | 0.0% | 136 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| Vanguard Personalized Indexing Management, LLC | History | No change | 14,931 | 26 | 0.0% | 0.0% | 137 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Focus Partners Advisor Solutions, LLC | History | No change | 14,904 | 26 | 0.0% | 0.0% | 138 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| B. Riley Wealth Advisors, Inc. | History | Added to | 21,667 | 25 | 0.0% | 0.0% | 139 | +7,500 | 52.94% | Q3 2026 | Oct 13, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 22,060 | 25 | 0.0% | 0.0% | 140 | +74 | 0.34% | Q3 2026 | Nov 02, 2026 |
| INSIGNEO ADVISORY SERVICES, LLC | History | No change | 14,700 | 25 | 0.0% | 0.0% | 141 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Miller Global Investments, LLC | History | No change | 22,393 | 25 | 0.02% | 0.03% | 142 | 0 | 0.0% | Q3 2026 | Oct 02, 2026 |
| Abel Hall, LLC | History | Reduced | 20,827 | 24 | 0.0% | 0.01% | 143 | -19,906 | -48.87% | Q3 2026 | Oct 19, 2026 |
| Legal & General Group Plc | History | No change | 13,324 | 23 | 0.0% | 0.0% | 144 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 13,297 | 23 | 0.0% | 0.0% | 145 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| Robertson Stephens Wealth Management, LLC | History | No change | 20,448 | 23 | 0.0% | 0.0% | 146 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| One Wealth Map LLC | History | No change | 16,148 | 23 | 0.01% | 0.01% | 147 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| Continuum Advisory, LLC | History | No change | 12,680 | 22 | 0.0% | 0.0% | 148 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Eurizon Capital SGR S.p.A. | History | No change | 12,921 | 22 | 0.0% | 0.0% | 149 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| ProShare Advisors LLC | History | Reduced | 18,498 | 21 | 0.0% | 0.0% | 151 | -520 | -2.73% | Q3 2026 | Oct 28, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 12,325 | 21 | 0.0% | 0.0% | 150 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BANK OF MONTREAL /CAN/ | History | No change | 11,821 | 20 | 0.0% | 0.0% | 152 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| MISSION WEALTH MANAGEMENT, LP | History | Reduced | 17,101 | 19 | 0.0% | 0.0% | 153 | -8,984 | -34.44% | Q3 2026 | Oct 15, 2026 |
| Allworth Financial LP | History | No change | 10,331 | 18 | 0.0% | 0.0% | 154 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Sharkey, Howes & Javer | History | No change | 16,218 | 18 | 0.0% | 0.0% | 155 | 0 | 0.0% | Q3 2026 | Oct 22, 2026 |
| Callan Family Office, LLC | History | No change | 10,555 | 18 | 0.0% | 0.0% | 156 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| XPONANCE LLC | History | Added to | 13,776 | 15 | 0.0% | 0.0% | 157 | +667 | 5.09% | Q3 2026 | Nov 03, 2026 |
| TT Capital Management LLC | History | New | 12,291 | 14 | 0.01% | — | 161 | +12,291 | New | Q3 2026 | Oct 15, 2026 |
| SteelPeak Wealth, LLC | History | New | 12,043 | 14 | 0.0% | — | 160 | +12,043 | New | Q3 2026 | Oct 16, 2026 |
| HB Wealth Management, LLC | History | Reduced | 12,483 | 14 | 0.0% | 0.0% | 159 | -6,468 | -34.13% | Q3 2026 | Oct 23, 2026 |
| BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. | History | No change | 8,043 | 14 | 0.0% | 0.0% | 158 | 0 | 0.0% | Q2 2026 | Oct 30, 2026 |
| CITIGROUP INC | History | Reduced | 11,173 | 12 | 0.0% | 0.0% | 162 | -56,629 | -83.52% | Q3 2026 | Nov 04, 2026 |
| Parallel Advisors, LLC | History | Reduced | 10,030 | 11 | 0.0% | 0.0% | 164 | -5,893 | -37.01% | Q3 2026 | Nov 03, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 10,018 | 11 | 0.0% | 0.0% | 163 | -650 | -6.09% | Q3 2026 | Nov 02, 2026 |
| Global Retirement Partners, LLC | History | No change | 6,597 | 11 | 0.0% | 0.0% | 165 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Quantum Portfolio Management LLC | History | No change | 5,250 | 9 | 0.0% | 0.0% | 166 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| VSM Wealth Advisory, LLC | History | No change | 1,823 | 9 | 0.0% | 0.0% | 167 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| BFC Planning, Inc. | History | No change | 4,833 | 8 | 0.0% | 0.0% | 168 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| MOTCO | History | No change | 4,549 | 7 | 0.0% | 0.0% | 169 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| N.E.W. Advisory Services LLC | History | No change | 3,880 | 6 | 0.0% | 0.0% | 170 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| WealthCollab, LLC | History | No change | 3,396 | 5 | 0.0% | 0.0% | 171 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Federation des caisses Desjardins du Quebec | History | No change | 3,255 | 5 | 0.0% | 0.0% | 172 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Bear Mountain Capital, Inc. | History | Added to | 4,421 | 4 | 0.0% | 0.0% | 176 | +3,329 | 304.85% | Q3 2026 | Nov 03, 2026 |
| EverSource Wealth Advisors, LLC | History | Reduced | 4,219 | 4 | 0.0% | 0.0% | 174 | -1,327 | -23.93% | Q3 2026 | Nov 04, 2026 |
| SIGNATUREFD, LLC | History | Added to | 2,403 | 4 | 0.0% | 0.0% | 173 | +1,200 | 99.75% | Q3 2026 | Oct 23, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 3,935 | 4 | 0.0% | 0.0% | 175 | +620 | 18.7% | Q3 2026 | Oct 08, 2026 |
| Essential Partners LLC | History | Reduced | 3,646 | 4 | 0.0% | 0.0% | 177 | -596 | -14.05% | Q3 2026 | Oct 14, 2026 |
| Parkside Financial Bank & Trust | History | New | 3,426 | 3 | 0.0% | — | 182 | +3,426 | New | Q3 2026 | Oct 27, 2026 |
| North Star Investment Management Corp. | History | Added to | 3,254 | 3 | 0.0% | 0.0% | 180 | +700 | 27.41% | Q3 2026 | Oct 27, 2026 |
| GAMMA Investing LLC | History | Reduced | 3,039 | 3 | 0.0% | 0.0% | 181 | -374 | -10.96% | Q3 2026 | Oct 08, 2026 |
| Sterling Capital Management LLC | History | Added to | 2,864 | 3 | 0.0% | 0.0% | 179 | +124 | 4.53% | Q3 2026 | Oct 22, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | No change | 2,088 | 3 | 0.0% | 0.0% | 178 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| IFP Advisors, Inc | History | Reduced | 2,211 | 2 | 0.0% | 0.0% | 185 | -8,986 | -80.25% | Q3 2026 | Oct 16, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Reduced | 2,102 | 2 | 0.0% | 0.0% | 186 | -2,938 | -58.29% | Q3 2026 | Oct 27, 2026 |
| NFSG Corp | History | Added to | 1,757 | 2 | 0.0% | — | 188 | +1,368 | 351.67% | Q3 2026 | Oct 15, 2026 |
| LANARK FINANCIAL, INC. | History | No change | 1,742 | 2 | 0.0% | 0.0% | 183 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| NewEdge Advisors, LLC | History | No change | 1,290 | 2 | 0.0% | 0.0% | 184 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Larson Financial Group LLC | History | No change | 2,425 | 2 | 0.0% | 0.0% | 187 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| Aspect Partners, LLC | History | No change | 2,005 | 2 | 0.0% | 0.0% | 189 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| GK Wealth Management LLC | History | New | 1,343 | 1 | 0.0% | — | 199 | +1,343 | New | Q3 2026 | Oct 09, 2026 |
| Financial Network Wealth Advisors LLC | History | Added to | 1,316 | 1 | 0.0% | 0.0% | 198 | +216 | 19.64% | Q3 2026 | Oct 27, 2026 |
| FIFTH THIRD BANCORP | History | Reduced | 987 | 1 | 0.0% | 0.0% | 190 | -43 | -4.17% | Q3 2026 | Nov 05, 2026 |
| CX Institutional | History | Added to | 552 | 1 | 0.0% | 0.0% | 194 | +4 | 0.73% | Q3 2026 | Oct 02, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 904 | 1 | 0.0% | 0.0% | 191 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 1,133 | 1 | 0.0% | 0.0% | 192 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Financial Gravity Companies, Inc. | History | No change | 828 | 1 | 0.0% | 0.0% | 193 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Blue Trust, Inc. | History | No change | 1,248 | 1 | 0.0% | 0.0% | 195 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| Coston, McIsaac & Partners | History | No change | 827 | 1 | 0.0% | 0.0% | 196 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Quarry LP | History | No change | 784 | 1 | 0.0% | 0.0% | 197 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -31,993 | -100.0% | Q3 2026 | Oct 20, 2026 |
| AlphaCore Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,492 | -100.0% | Q3 2026 | Nov 04, 2026 |
| Caitong International Asset Management Co., Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -16,952 | -100.0% | Q3 2026 | Oct 29, 2026 |
| Moss Adams Wealth Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,645 | -100.0% | Q3 2026 | Oct 28, 2026 |
| NorthCrest Asset Manangement, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,290 | -100.0% | Q3 2026 | Oct 09, 2026 |
| Krilogy Financial LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,031 | -100.0% | Q3 2026 | Oct 13, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,573 | -100.0% | Q3 2026 | Oct 30, 2026 |
| Parcion Private Wealth LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,013 | -100.0% | Q3 2026 | Oct 28, 2026 |
| TD Waterhouse Canada Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -3,961 | -100.0% | Q3 2026 | Oct 16, 2026 |
| SUMMIT SECURITIES GROUP LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,490 | -100.0% | Q3 2026 | Nov 05, 2026 |
| Private Wealth Management Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,387 | -100.0% | Q3 2026 | Oct 19, 2026 |
| True Wealth Design, LLC | History | Reduced | 442 | 0 | — | 0.0% | — | -1,121 | -71.72% | Q3 2026 | Oct 13, 2026 |
| Root Financial Partners, LLC | History | New | 571 | 0 | — | — | — | +571 | New | Q3 2026 | Oct 21, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | — | — | -534 | -100.0% | Q3 2026 | Nov 02, 2026 |
| Avion Wealth | History | Closed out | 0 | 0 | — | — | — | -312 | -100.0% | Q3 2026 | Nov 03, 2026 |
| Cornerstone Planning Group LLC | History | Closed out | 0 | 0 | — | — | — | -303 | -100.0% | Q3 2026 | Oct 16, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 211 | 0 | — | — | — | -249 | -54.13% | Q3 2026 | Oct 08, 2026 |
| Ares Financial Consulting, LLC | History | Closed out | 0 | 0 | — | — | — | -225 | -100.0% | Q3 2026 | Oct 19, 2026 |
| ISLAY CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | — | — | -208 | -100.0% | Q3 2026 | Oct 20, 2026 |
| CHILTON CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | — | — | -118 | -100.0% | Q3 2026 | Oct 28, 2026 |
| MassMutual Private Wealth & Trust, FSB | History | Added to | 815 | 0 | — | 0.0% | — | +95 | 13.19% | Q3 2026 | Oct 05, 2026 |
| Covestor Ltd | History | Reduced | 94 | 0 | — | — | — | -61 | -39.35% | Q3 2026 | Oct 30, 2026 |
| SJS Investment Consulting Inc. | History | Reduced | 144 | 0 | — | — | — | -59 | -29.06% | Q3 2026 | Oct 26, 2026 |
| Roxbury Financial LLC | History | Closed out | 0 | 0 | — | — | — | -43 | -100.0% | Q3 2026 | Oct 01, 2026 |
| Provenance Wealth Advisors, LLC | History | New | 39 | 0 | — | — | — | +39 | New | Q3 2026 | Oct 30, 2026 |
| Fortitude Family Office, LLC | History | Reduced | 448 | 0 | — | — | — | -19 | -4.07% | Q3 2026 | Oct 14, 2026 |
| Kingdom Financial Group LLC. | History | Added to | 470 | 0 | — | — | — | +2 | 0.43% | Q3 2026 | Nov 04, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| FIRST FINANCIAL CORP /IN/ | History | No change | 520 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 367 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Clearstead Advisors, LLC | History | No change | 105 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | No change | 46 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | No change | 223 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ASSETMARK, INC | History | No change | 63 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| Transamerica Financial Advisors, LLC | History | No change | 90 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 364 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Kozak & Associates, Inc. | History | No change | 531 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| Optiver Holding B.V. | History | No change | 4 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Freestone Grove Partners LP | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | No change | 839 | 0 | — | 0.0% | — | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| JPL Wealth Management, LLC | History | No change | 56 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| LRI Investments, LLC | History | No change | 325 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 14, 2026 |
| Clark Wealth Partners | History | No change | 562 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| Gunpowder Capital Management, LLC dba Oliver Wealth Management | History | No change | 557 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |