FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - RCTR
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Aspen Wealth Strategies, LLC | History | Added to | 45,098 | 1,569 | 0.84% | 0.79% | 1 | +621 | 1.4% | Q1 2026 | May 08, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 25,511 | 887 | 0.0% | 0.0% | 2 | +10,702 | 72.27% | Q1 2026 | May 12, 2026 |
| Worthington Financial Partners, LLC | History | New | 24,675 | 858 | 0.74% | — | 3 | +24,675 | New | Q1 2026 | Apr 21, 2026 |
| FIRST TRUST ADVISORS LP | History | New | 19,675 | 684 | 0.0% | — | 4 | +19,675 | New | Q1 2026 | May 13, 2026 |
| Cetera Investment Advisers | History | Added to | 17,741 | 617 | 0.0% | 0.0% | 5 | +2,574 | 16.97% | Q1 2026 | May 13, 2026 |
| ROYAL BANK OF CANADA | History | New | 17,000 | 592 | 0.0% | — | 6 | +17,000 | New | Q1 2026 | May 15, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | New | 14,874 | 518 | 0.0% | — | 7 | +14,874 | New | Q1 2026 | Apr 30, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 13,654 | 489 | 0.03% | 0.03% | 8 | +105 | 0.77% | Q1 2026 | May 01, 2026 |
| SMITH, MOORE & CO. | History | Added to | 13,594 | 473 | 0.03% | 0.03% | 9 | +2,758 | 25.45% | Q1 2026 | May 05, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 12,771 | 444 | 0.0% | 0.0% | 10 | +3,797 | 42.31% | Q1 2026 | Apr 27, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 12,178 | 423 | 0.0% | 0.0% | 11 | +6,666 | 120.94% | Q1 2026 | Apr 30, 2026 |
| BENJAMIN EDWARDS INC | History | Reduced | 8,911 | 310 | 0.0% | 0.0% | 12 | -153 | -1.69% | Q1 2026 | May 12, 2026 |
| Prosperity Financial Group, Inc. | History | Added to | 8,564 | 298 | 0.11% | 0.1% | 13 | +7 | 0.08% | Q1 2026 | May 13, 2026 |
| FORTRESS PRIVATE LEDGER, LLC | History | New | 7,210 | 250 | 0.08% | — | 14 | +7,210 | New | Q1 2026 | May 13, 2026 |
| Sunbelt Securities, Inc. | History | New | 3,459 | 120 | 0.01% | — | 15 | +3,459 | New | Q1 2026 | May 15, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 2,334 | 81 | 0.0% | 0.0% | 16 | +711 | 43.81% | Q1 2026 | May 15, 2026 |
| Parallel Advisors, LLC | History | No change | 475 | 16 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q1 2026 | Jun 02, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 316 | 10 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 125 | 4 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Keating Financial Advisory Services, Inc. | History | New | 110 | 3 | 0.0% | — | 21 | +110 | New | Q1 2026 | May 15, 2026 |
| AE Wealth Management LLC | History | Reduced | 112 | 3 | 0.0% | 0.0% | 20 | -38 | -25.33% | Q1 2026 | May 13, 2026 |
| Merkkuri Wealth Advisors LLC | History | New | 69 | 2 | 0.0% | — | 23 | +69 | New | Q1 2026 | Apr 21, 2026 |
| ORG Partners LLC | History | No change | 92 | 2 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Corient Private Wealth LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -24,328 | -100.0% | Q1 2026 | May 15, 2026 |
| OLD MISSION CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,524 | -100.0% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -197 | -100.0% | Q1 2026 | May 05, 2026 |