FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - RCTR
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 2 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Aspen Wealth Strategies, LLC | History | New | 44,477 | 1,442 | 0.79% | — | 1 | +44,477 | New | Q4 2025 | Jan 28, 2026 |
| Cetera Investment Advisers | History | New | 15,167 | 491 | 0.0% | — | 2 | +15,167 | New | Q4 2025 | Feb 17, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 14,809 | 480 | 0.0% | 0.0% | 3 | -26,777 | -64.39% | Q4 2025 | Feb 12, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | New | 13,549 | 439 | 0.03% | — | 4 | +13,549 | New | Q4 2025 | Feb 03, 2026 |
| SMITH, MOORE & CO. | History | New | 10,836 | 351 | 0.03% | — | 5 | +10,836 | New | Q4 2025 | Jan 23, 2026 |
| BENJAMIN EDWARDS INC | History | Added to | 9,064 | 293 | 0.0% | 0.0% | 6 | +390 | 4.5% | Q4 2025 | Feb 02, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | New | 8,974 | 291 | 0.0% | — | 7 | +8,974 | New | Q4 2025 | Feb 12, 2026 |
| Prosperity Financial Group, Inc. | History | New | 8,557 | 277 | 0.1% | — | 8 | +8,557 | New | Q4 2025 | Jan 26, 2026 |
| OLD MISSION CAPITAL LLC | History | Reduced | 6,524 | 211 | 0.0% | 0.01% | 9 | -5,083 | -43.79% | Q4 2025 | Feb 17, 2026 |
| Kestra Advisory Services, LLC | History | New | 5,512 | 178 | 0.0% | — | 10 | +5,512 | New | Q4 2025 | Feb 13, 2026 |
| OSAIC HOLDINGS, INC. | History | New | 1,623 | 52 | 0.0% | — | 11 | +1,623 | New | Q4 2025 | Feb 17, 2026 |
| Corient Private Wealth LLC | History | New | 24,328 | 24 | 0.0% | — | 12 | +24,328 | New | Q4 2025 | Mar 09, 2026 |
| Parallel Advisors, LLC | History | New | 475 | 15 | 0.0% | — | 13 | +475 | New | Q4 2025 | Feb 11, 2026 |
| HARBOUR INVESTMENTS, INC. | History | New | 316 | 10 | 0.0% | — | 14 | +316 | New | Q4 2025 | Feb 09, 2026 |
| UBS Group AG | History | New | 197 | 6 | 0.0% | — | 15 | +197 | New | Q4 2025 | Jan 29, 2026 |
| AE Wealth Management LLC | History | New | 150 | 4 | 0.0% | — | 16 | +150 | New | Q4 2025 | Jan 26, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 125 | 4 | 0.0% | 0.0% | 17 | +60 | 92.31% | Q4 2025 | Feb 12, 2026 |
| ORG Partners LLC | History | New | 92 | 2 | 0.0% | — | 18 | +92 | New | Q4 2025 | Jan 14, 2026 |
| CANTOR FITZGERALD, L. P. | History | Closed out | 0 | 0 | — | 0.0% | — | -10,000 | -100.0% | Q3 2025 | Feb 17, 2026 |