FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - RCTR
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Aspen Wealth Strategies, LLC | History | Added to | 46,007 | 1,548 | 0.75% | 0.84% | 1 | +909 | 2.02% | Q2 2026 | Aug 07, 2026 |
| Merkkuri Wealth Advisors LLC | History | Added to | 40,439 | 1,361 | 0.84% | 0.0% | 2 | +40,370 | 58507.25% | Q2 2026 | Jul 27, 2026 |
| OLD MISSION CAPITAL LLC | History | New | 39,682 | 1,335 | 0.02% | — | 3 | +39,682 | New | Q2 2026 | Aug 14, 2026 |
| Worthington Financial Partners, LLC | History | Added to | 25,391 | 854 | 0.71% | 0.74% | 4 | +716 | 2.9% | Q2 2026 | Jul 21, 2026 |
| FIRST TRUST ADVISORS LP | History | No change | 19,675 | 661 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Cetera Investment Advisers | History | Added to | 19,542 | 657 | 0.0% | 0.0% | 6 | +1,801 | 10.15% | Q2 2026 | Aug 12, 2026 |
| SMITH, MOORE & CO. | History | Added to | 15,570 | 524 | 0.03% | 0.03% | 7 | +1,976 | 14.54% | Q2 2026 | Aug 12, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 15,386 | 517 | 0.0% | 0.0% | 8 | -10,125 | -39.69% | Q2 2026 | Aug 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 13,649 | 459 | 0.0% | 0.0% | 9 | +878 | 6.87% | Q2 2026 | Jul 29, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 13,234 | 438 | 0.03% | 0.03% | 10 | -420 | -3.08% | Q2 2026 | Jul 22, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 9,168 | 308 | 0.0% | 0.0% | 11 | -3,010 | -24.72% | Q2 2026 | Jul 28, 2026 |
| BENJAMIN EDWARDS INC | History | Added to | 9,035 | 304 | 0.0% | 0.0% | 12 | +124 | 1.39% | Q2 2026 | Jul 24, 2026 |
| Prosperity Financial Group, Inc. | History | Added to | 8,580 | 288 | 0.09% | 0.11% | 13 | +16 | 0.19% | Q2 2026 | Jul 28, 2026 |
| FORTRESS PRIVATE LEDGER, LLC | History | No change | 7,210 | 242 | 0.07% | 0.08% | 14 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 5,902 | 199 | 0.0% | 0.0% | 15 | -11,098 | -65.28% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 3,600 | 121 | 0.0% | 0.0% | 16 | +1,266 | 54.24% | Q2 2026 | Aug 14, 2026 |
| Sunbelt Securities, Inc. | History | No change | 3,459 | 120 | 0.01% | 0.01% | 17 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Farther Finance Advisors, LLC | History | New | 562 | 18 | 0.0% | — | 18 | +562 | New | Q2 2026 | Jul 17, 2026 |
| Parallel Advisors, LLC | History | No change | 475 | 15 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 316 | 10 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 125 | 4 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| AE Wealth Management LLC | History | Reduced | 92 | 3 | 0.0% | 0.0% | 22 | -20 | -17.86% | Q2 2026 | Aug 03, 2026 |
| Keating Financial Advisory Services, Inc. | History | Added to | 117 | 3 | 0.0% | 0.0% | 23 | +7 | 6.36% | Q2 2026 | Aug 11, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -14,874 | -100.0% | Q2 2026 | Jul 27, 2026 |