FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - RCTR
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Cambridge Investment Research Advisors, Inc. | History | New | 164,147 | 5,238 | 0.01% | — | 1 | +164,147 | New | Q3 2026 | Nov 02, 2026 |
| Aspen Wealth Strategies, LLC | History | No change | 46,007 | 1,548 | 0.75% | 0.75% | 2 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| OLD MISSION CAPITAL LLC | History | No change | 39,682 | 1,335 | 0.02% | 0.02% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Merkkuri Wealth Advisors LLC | History | Added to | 41,622 | 1,328 | 0.81% | 0.84% | 4 | +1,183 | 2.93% | Q3 2026 | Nov 03, 2026 |
| Worthington Financial Partners, LLC | History | Added to | 25,414 | 810 | 0.69% | 0.71% | 5 | +23 | 0.09% | Q3 2026 | Oct 13, 2026 |
| FIRST TRUST ADVISORS LP | History | No change | 19,675 | 661 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Cetera Investment Advisers | History | No change | 19,542 | 657 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| SMITH, MOORE & CO. | History | No change | 15,570 | 524 | 0.03% | 0.03% | 8 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| JANE STREET GROUP, LLC | History | No change | 15,386 | 517 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 13,079 | 417 | 0.0% | 0.0% | 10 | -570 | -4.18% | Q3 2026 | Nov 02, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 13,034 | 416 | 0.02% | 0.03% | 11 | -200 | -1.51% | Q3 2026 | Nov 02, 2026 |
| BENJAMIN EDWARDS INC | History | No change | 9,035 | 304 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| FORTRESS PRIVATE LEDGER, LLC | History | No change | 7,210 | 242 | 0.07% | 0.07% | 13 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Prosperity Financial Group, Inc. | History | Reduced | 6,433 | 205 | 0.06% | 0.09% | 14 | -2,147 | -25.02% | Q3 2026 | Oct 29, 2026 |
| ROYAL BANK OF CANADA | History | No change | 5,902 | 199 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 3,600 | 121 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. | History | No change | 3,007 | 101 | 0.01% | 0.01% | 17 | 0 | 0.0% | Q2 2026 | Oct 30, 2026 |
| BFC Planning, Inc. | History | No change | 1,504 | 50 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| Farther Finance Advisors, LLC | History | No change | 562 | 17 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| Parallel Advisors, LLC | History | No change | 475 | 15 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 316 | 10 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 125 | 4 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| AE Wealth Management LLC | History | No change | 92 | 3 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Keating Financial Advisory Services, Inc. | History | No change | 117 | 3 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,168 | -100.0% | Q3 2026 | Nov 02, 2026 |