Chicago Atlantic Real Estate Finance, Inc. - REFI
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BlackRock, Inc. | History | Reduced | 1,425,571 | 16,137 | 0.0% | 0.0% | 1 | -15,200 | -1.05% | Q1 2026 | May 13, 2026 |
| VANGUARD GROUP INC | History | No change | 942,423 | 11,554 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Fielder Capital Group LLC | History | Added to | 959,800 | 10,864 | 2.37% | 2.17% | 3 | +127,632 | 15.34% | Q1 2026 | May 12, 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC | History | New | 727,853 | 8,239 | 0.0% | — | 4 | +727,853 | New | Q1 2026 | May 15, 2026 |
| STATE STREET CORP | History | Reduced | 510,533 | 6,011 | 0.0% | 0.0% | 5 | -17,693 | -3.35% | Q1 2026 | May 15, 2026 |
| VAN ECK ASSOCIATES CORP | History | New | 236,157 | 2,673 | 0.0% | — | 6 | +236,157 | New | Q1 2026 | May 15, 2026 |
| Corient Private Wealth LLC | History | Reduced | 156,217 | 1,768 | 0.0% | 0.0% | 7 | -46,585 | -22.97% | Q1 2026 | May 15, 2026 |
| Clayton Partners LLC | History | Reduced | 150,344 | 1,701 | 1.24% | 1.87% | 8 | -60,656 | -28.75% | Q1 2026 | May 15, 2026 |
| CDC Financial, Inc. | History | Added to | 141,550 | 1,602 | 1.02% | 0.7% | 9 | +20,250 | 16.69% | Q1 2026 | May 15, 2026 |
| NORTHERN TRUST CORP | History | Added to | 141,473 | 1,601 | 0.0% | 0.0% | 10 | +5,773 | 4.25% | Q1 2026 | May 14, 2026 |
| Connor, Clark & Lunn Investment Management Ltd. | History | Reduced | 116,269 | 1,316 | 0.0% | 0.0% | 11 | -13,845 | -10.64% | Q1 2026 | May 11, 2026 |
| VANGUARD FIDUCIARY TRUST CO | History | New | 114,295 | 1,293 | 0.0% | — | 12 | +114,295 | New | Q1 2026 | May 08, 2026 |
| DOLIVER ADVISORS, LP | History | Added to | 111,808 | 1,265 | 0.29% | 0.33% | 13 | +5,500 | 5.17% | Q1 2026 | Apr 08, 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | History | New | 104,333 | 1,181 | 0.0% | — | 14 | +104,333 | New | Q1 2026 | May 08, 2026 |
| Sage Mountain Advisors LLC | History | Reduced | 98,730 | 1,117 | 0.08% | 0.08% | 15 | -22,670 | -18.67% | Q1 2026 | May 11, 2026 |
| Penserra Capital Management LLC | History | Added to | 94,782 | 1,072 | 0.01% | 0.01% | 16 | +2,659 | 2.89% | Q1 2026 | May 11, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 84,052 | 951 | 0.0% | 0.0% | 17 | -426 | -0.5% | Q1 2026 | May 15, 2026 |
| Quantinno Capital Management LP | History | Added to | 75,566 | 855 | 0.0% | 0.0% | 18 | +27,764 | 58.08% | Q1 2026 | May 15, 2026 |
| INTREPID CAPITAL MANAGEMENT INC | History | No change | 73,922 | 836 | 0.32% | 0.35% | 19 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Added to | 56,961 | 645 | 0.0% | 0.0% | 20 | +4,765 | 9.13% | Q1 2026 | May 15, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 51,311 | 580 | 0.0% | 0.0% | 21 | +1,416 | 2.84% | Q1 2026 | Apr 27, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | Reduced | 51,000 | 577 | 0.0% | 0.0% | 22 | -4,600 | -8.27% | Q1 2026 | May 14, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Reduced | 49,595 | 561 | 0.0% | 0.0% | 23 | -109,692 | -68.86% | Q1 2026 | May 15, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Reduced | 49,252 | 557 | 0.0% | 0.0% | 24 | -5,644 | -10.28% | Q1 2026 | May 15, 2026 |
| MORGAN STANLEY | History | Added to | 48,672 | 550 | 0.0% | 0.0% | 25 | +11,928 | 32.46% | Q1 2026 | May 15, 2026 |
| Bank of New York Mellon Corp | History | Reduced | 47,937 | 542 | 0.0% | 0.0% | 26 | -346 | -0.72% | Q1 2026 | May 05, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 41,280 | 467 | 0.0% | 0.0% | 27 | -31,382 | -43.19% | Q1 2026 | May 15, 2026 |
| PERRITT CAPITAL MANAGEMENT INC | History | No change | 36,498 | 447 | 0.75% | 0.75% | 28 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Tidal Investments LLC | History | New | 38,628 | 437 | 0.0% | — | 29 | +38,628 | New | Q1 2026 | May 15, 2026 |
| Magnus Financial Group LLC | History | Added to | 32,732 | 370 | 0.03% | 0.03% | 30 | +106 | 0.32% | Q1 2026 | Apr 10, 2026 |
| Nuveen, LLC | History | Added to | 30,819 | 348 | 0.0% | 0.0% | 31 | +8,144 | 35.92% | Q1 2026 | Apr 30, 2026 |
| Invesco Ltd. | History | Reduced | 30,088 | 340 | 0.0% | 0.0% | 32 | -745 | -2.42% | Q1 2026 | May 12, 2026 |
| GREAT LAKES ADVISORS, LLC | History | New | 27,384 | 309 | 0.0% | — | 33 | +27,384 | New | Q1 2026 | May 11, 2026 |
| RHUMBLINE ADVISERS | History | Added to | 25,014 | 283 | 0.0% | 0.0% | 34 | +1,610 | 6.88% | Q1 2026 | May 12, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 24,044 | 273 | 0.0% | 0.0% | 35 | +2,424 | 11.21% | Q1 2026 | May 15, 2026 |
| United Advisor Group, LLC | History | No change | 23,950 | 271 | 0.03% | 0.04% | 36 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 21,410 | 262 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Reduced | 21,621 | 244 | 0.0% | 0.0% | 38 | -551 | -2.49% | Q1 2026 | May 15, 2026 |
| Empowered Funds, LLC | History | New | 19,998 | 226 | 0.0% | — | 39 | +19,998 | New | Q1 2026 | Jun 15, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Reduced | 18,771 | 212 | 0.0% | 0.0% | 40 | -6,304 | -25.14% | Q1 2026 | May 15, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 18,467 | 209 | 0.0% | 0.0% | 41 | +4,972 | 36.84% | Q1 2026 | May 15, 2026 |
| EVERETT HARRIS & CO /CA/ | History | Reduced | 18,400 | 208 | 0.0% | 0.0% | 42 | -100 | -0.54% | Q1 2026 | May 08, 2026 |
| AlTi Global, Inc. | History | Added to | 17,333 | 204 | 0.0% | 0.0% | 43 | +600 | 3.59% | Q1 2026 | May 07, 2026 |
| SIMPLEX TRADING, LLC | History | New | 17,024 | 192 | 0.0% | — | 44 | +17,024 | New | Q1 2026 | May 14, 2026 |
| FMR LLC | History | Added to | 16,872 | 190 | 0.0% | 0.0% | 45 | +1,112 | 7.06% | Q1 2026 | May 15, 2026 |
| Virtus Investment Advisers, LLC | History | Added to | 15,185 | 171 | 0.05% | 0.04% | 46 | +2,600 | 20.66% | Q1 2026 | May 14, 2026 |
| UBS Group AG | History | Added to | 14,583 | 165 | 0.0% | 0.0% | 47 | +9,185 | 170.16% | Q1 2026 | May 05, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | Reduced | 13,356 | 151 | 0.0% | 0.0% | 48 | -1,541 | -10.34% | Q1 2026 | May 15, 2026 |
| Odyssean, LLC | History | Added to | 12,975 | 146 | 0.05% | 0.1% | 50 | +988 | 8.24% | Q1 2026 | May 15, 2026 |
| DEUTSCHE BANK AG\ | History | No change | 12,954 | 146 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| MML INVESTORS SERVICES, LLC | History | New | 11,954 | 135 | 0.0% | — | 51 | +11,954 | New | Q1 2026 | May 04, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 11,600 | 131 | 0.0% | 0.0% | 52 | -68,863 | -85.58% | Q1 2026 | May 15, 2026 |
| GOLDMAN SACHS GROUP INC | History | New | 11,341 | 128 | 0.0% | — | 53 | +11,341 | New | Q1 2026 | May 15, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | New | 11,105 | 125 | 0.0% | — | 54 | +11,105 | New | Q1 2026 | May 04, 2026 |
| HB Wealth Management, LLC | History | New | 10,169 | 115 | 0.0% | — | 55 | +10,169 | New | Q1 2026 | Apr 27, 2026 |
| ExodusPoint Capital Management, LP | History | New | 10,150 | 114 | 0.0% | — | 57 | +10,150 | New | Q1 2026 | May 14, 2026 |
| Vivaldi Capital Management LP | History | No change | 10,095 | 114 | 0.02% | 0.02% | 56 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| MetLife Investment Management, LLC | History | No change | 9,960 | 112 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Eurizon Capital SGR S.p.A. | History | No change | 8,534 | 99 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | Added to | 8,637 | 97 | 0.0% | 0.0% | 60 | +204 | 2.42% | Q1 2026 | May 15, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 7,389 | 86 | 0.0% | 0.0% | 61 | -44,692 | -85.81% | Q1 2026 | May 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 6,859 | 77 | 0.0% | 0.0% | 62 | -13,493 | -66.3% | Q1 2026 | Jul 08, 2026 |
| Vanguard Global Advisers, LLC | History | New | 6,440 | 72 | 0.0% | — | 63 | +6,440 | New | Q1 2026 | May 08, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 6,183 | 69 | 0.0% | 0.0% | 64 | +4,599 | 290.34% | Q1 2026 | May 08, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | Added to | 5,927 | 69 | 0.0% | 0.0% | 65 | +3,403 | 134.83% | Q1 2026 | Apr 30, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 6,038 | 68 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | No change | 4,346 | 49 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Reduced | 3,896 | 44 | 0.0% | 0.0% | 68 | -230 | -5.57% | Q1 2026 | May 12, 2026 |
| BARCLAYS PLC | History | Reduced | 3,370 | 38 | 0.0% | 0.0% | 69 | -25,116 | -88.17% | Q1 2026 | May 14, 2026 |
| STRS OHIO | History | No change | 3,200 | 36 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| AlphaQuest LLC | History | No change | 2,221 | 27 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Geneos Wealth Management Inc. | History | No change | 2,330 | 26 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Russell Investments Group, Ltd. | History | Added to | 2,293 | 25 | 0.0% | 0.0% | 73 | +63 | 2.83% | Q1 2026 | May 08, 2026 |
| Legal & General Group Plc | History | No change | 1,638 | 18 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| MAI Capital Management | History | Reduced | 1,512 | 17 | 0.0% | 0.0% | 75 | -4 | -0.26% | Q1 2026 | May 15, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 1,352 | 15 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| CITIGROUP INC | History | Reduced | 1,315 | 14 | 0.0% | 0.0% | 77 | -9,682 | -88.04% | Q1 2026 | May 11, 2026 |
| Tower Research Capital LLC (TRC) | History | Reduced | 1,146 | 12 | 0.0% | 0.0% | 78 | -891 | -43.74% | Q1 2026 | May 15, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Reduced | 982 | 11 | 0.0% | 0.0% | 79 | -134 | -12.01% | Q1 2026 | May 15, 2026 |
| GAMMA Investing LLC | History | Added to | 854 | 9 | 0.0% | 0.0% | 81 | +694 | 433.75% | Q1 2026 | Apr 06, 2026 |
| Sunbelt Securities, Inc. | History | No change | 879 | 9 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| CWM, LLC | History | Reduced | 738 | 8 | 0.0% | 0.0% | 82 | -427 | -36.65% | Q1 2026 | May 14, 2026 |
| SUMMIT SECURITIES GROUP LLC | History | New | 633 | 7 | 0.0% | — | 83 | +633 | New | Q1 2026 | Apr 30, 2026 |
| CENTRAL TRUST Co | History | New | 600 | 6 | 0.0% | — | 85 | +600 | New | Q1 2026 | Apr 17, 2026 |
| Sterling Capital Management LLC | History | Reduced | 601 | 6 | 0.0% | 0.0% | 84 | -445 | -42.54% | Q1 2026 | Apr 22, 2026 |
| Versant Capital Management, Inc | History | Added to | 521 | 5 | 0.0% | 0.0% | 87 | +48 | 10.15% | Q1 2026 | Apr 06, 2026 |
| Westside Investment Management, Inc. | History | No change | 500 | 5 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| HARBOR CAPITAL ADVISORS, INC. | History | Added to | 335 | 4 | 0.0% | 0.0% | 88 | +124 | 58.77% | Q1 2026 | Apr 28, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 352 | 3 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| North Star Investment Management Corp. | History | No change | 342 | 3 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| JPL Wealth Management, LLC | History | New | 192 | 2 | 0.0% | — | 92 | +192 | New | Q1 2026 | May 08, 2026 |
| Triumph Capital Management | History | No change | 250 | 2 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Arax Advisory Partners | History | New | 112 | 1 | 0.0% | — | 94 | +112 | New | Q1 2026 | May 13, 2026 |
| Covestor Ltd | History | Reduced | 66 | 1 | 0.0% | 0.0% | 93 | -45 | -40.54% | Q1 2026 | May 05, 2026 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -97,258 | -100.0% | Q1 2026 | May 05, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -60,954 | -100.0% | Q1 2026 | May 12, 2026 |
| Qube Research & Technologies Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -47,569 | -100.0% | Q1 2026 | May 15, 2026 |
| Rothschild Wealth LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -36,498 | -100.0% | Q1 2026 | May 06, 2026 |
| Quadrature Capital Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -28,391 | -100.0% | Q1 2026 | May 15, 2026 |
| AdvisorShares Investments LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -25,533 | -100.0% | Q1 2026 | Apr 28, 2026 |
| Brevan Howard Capital Management LP | History | Closed out | 0 | 0 | — | 0.0% | — | -24,253 | -100.0% | Q1 2026 | May 15, 2026 |
| HRT FINANCIAL LP | History | Closed out | 0 | 0 | — | 0.0% | — | -16,535 | -100.0% | Q1 2026 | May 14, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -10,632 | -100.0% | Q1 2026 | May 15, 2026 |
| Garton & Associates Financial Advisors LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -4,300 | -100.0% | Q1 2026 | May 11, 2026 |
| AMALGAMATED BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -570 | -100.0% | Q1 2026 | May 08, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 11 | 0 | — | 0.0% | — | -505 | -97.87% | Q1 2026 | May 15, 2026 |
| WealthCollab, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -294 | -100.0% | Q1 2026 | May 13, 2026 |
| Physician Wealth Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -185 | -100.0% | Q1 2026 | Apr 24, 2026 |
| IFP Advisors, Inc | History | Reduced | 4 | 0 | — | 0.0% | — | -176 | -97.78% | Q1 2026 | Apr 13, 2026 |
| Larson Financial Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -112 | -100.0% | Q1 2026 | May 15, 2026 |
| GROUP ONE TRADING LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q1 2026 | May 13, 2026 |
| ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ | History | New | 60 | 0 | — | — | — | +60 | New | Q1 2026 | May 08, 2026 |
| Bare Financial Services, Inc | History | New | 41 | 0 | — | — | — | +41 | New | Q1 2026 | May 14, 2026 |
| Cornerstone Financial Management LLC | History | Closed out | 0 | 0 | — | — | — | -39 | -100.0% | Q1 2026 | May 08, 2026 |
| Essential Partners LLC | History | Added to | 57 | 0 | — | — | — | +33 | 137.5% | Q1 2026 | May 21, 2026 |
| EverSource Wealth Advisors, LLC | History | Reduced | 27 | 0 | — | — | — | -13 | -32.5% | Q1 2026 | May 15, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | Reduced | 2 | 0 | — | — | — | -8 | -80.0% | Q1 2026 | May 07, 2026 |
| Allworth Financial LP | History | Added to | 39 | 0 | — | — | — | +5 | 14.71% | Q1 2026 | May 14, 2026 |
| Farther Finance Advisors, LLC | History | Closed out | 0 | 0 | — | — | — | -4 | -100.0% | Q1 2026 | Apr 07, 2026 |
| True Wealth Design, LLC | History | Added to | 2 | 0 | — | — | — | +1 | 100.0% | Q1 2026 | Apr 13, 2026 |
| Ares Financial Consulting, LLC | History | No change | 44 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 02, 2026 |