Chicago Atlantic Real Estate Finance, Inc. - REFI
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BlackRock, Inc. | History | No change | 1,719,049 | 18,428 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Fielder Capital Group LLC | History | No change | 982,283 | 10,530 | 2.28% | 2.28% | 2 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC | History | No change | 788,254 | 8,450 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| STATE STREET CORP | History | No change | 499,188 | 5,579 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Sep 22, 2026 |
| SEGALL BRYANT & HAMILL, LLC | History | No change | 188,621 | 2,022 | 0.02% | 0.02% | 5 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CDC Financial, Inc. | History | No change | 163,704 | 1,754 | 0.73% | 0.73% | 6 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Clayton Partners LLC | History | No change | 155,344 | 1,665 | 1.09% | 1.09% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Corient Private Wealth LP | History | No change | 152,719 | 1,637 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 27, 2026 |
| NORTHERN TRUST CORP | History | No change | 146,958 | 1,575 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | History | No change | 125,772 | 1,348 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| DOLIVER ADVISORS, LP | History | Added to | 128,782 | 1,290 | 0.28% | 0.27% | 11 | +17,774 | 16.01% | Q3 2026 | Oct 01, 2026 |
| VANGUARD FIDUCIARY TRUST CO | History | No change | 115,888 | 1,242 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Connor, Clark & Lunn Investment Management Ltd. | History | No change | 113,810 | 1,220 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Penserra Capital Management LLC | History | No change | 108,882 | 1,167 | 0.01% | 0.01% | 14 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 91,265 | 978 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | History | No change | 88,975 | 953 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| INTREPID CAPITAL MANAGEMENT INC | History | No change | 73,922 | 792 | 0.28% | 0.28% | 17 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | No change | 69,485 | 745 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | No change | 63,595 | 681 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Odyssean, LLC | History | No change | 63,292 | 678 | 0.11% | 0.11% | 20 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | No change | 61,764 | 662 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 60,212 | 603 | 0.0% | 0.0% | 22 | +2,237 | 3.86% | Q3 2026 | Nov 02, 2026 |
| Quantinno Capital Management LP | History | No change | 55,827 | 598 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Bank of New York Mellon Corp | History | No change | 53,308 | 571 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 48,623 | 521 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 48,189 | 516 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Magnus Financial Group LLC | History | Added to | 48,239 | 483 | 0.03% | 0.03% | 27 | +8,421 | 21.15% | Q3 2026 | Oct 21, 2026 |
| Atom Investors LP | History | No change | 42,314 | 453 | 0.04% | 0.04% | 28 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | No change | 38,600 | 413 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Invesco Ltd. | History | No change | 33,413 | 358 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Tidal Investments LLC | History | No change | 33,345 | 357 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Sage Mountain Advisors LLC | History | Reduced | 30,566 | 306 | 0.02% | 0.02% | 32 | -3,718 | -10.84% | Q3 2026 | Nov 02, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 28,235 | 303 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Nuveen, LLC | History | No change | 27,041 | 289 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 24,410 | 276 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RHUMBLINE ADVISERS | History | No change | 24,562 | 263 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| United Advisor Group, LLC | History | Reduced | 24,900 | 249 | 0.02% | 0.04% | 37 | -8,150 | -24.66% | Q3 2026 | Nov 02, 2026 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | No change | 23,099 | 247 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Sep 09, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 22,529 | 241 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Sterling Capital Management LLC | History | Added to | 23,653 | 237 | 0.0% | 0.0% | 40 | +23,272 | 6108.14% | Q3 2026 | Oct 22, 2026 |
| Mission Financial Group, LLC | History | Added to | 22,763 | 228 | 0.18% | 0.19% | 41 | +945 | 4.33% | Q3 2026 | Oct 21, 2026 |
| Empowered Funds, LLC | History | No change | 19,872 | 213 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 19,349 | 207 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Cerity Partners LLC | History | No change | 19,120 | 204 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| AlTi Global, Inc. | History | No change | 17,995 | 201 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| DEUTSCHE BANK AG\ | History | No change | 18,425 | 197 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Virtus Investment Advisers, LLC | History | No change | 17,929 | 192 | 0.04% | 0.04% | 47 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | No change | 17,440 | 186 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| EVERETT HARRIS & CO /CA/ | History | No change | 18,400 | 184 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| FMR LLC | History | No change | 16,349 | 175 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 15,824 | 169 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | No change | 14,717 | 157 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2026 | Aug 19, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 14,091 | 151 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CITADEL ADVISORS LLC | History | No change | 12,400 | 132 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| Russell Investments Group, Ltd. | History | No change | 11,332 | 121 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 10,401 | 111 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HB Wealth Management, LLC | History | Added to | 10,722 | 107 | 0.0% | 0.0% | 57 | +452 | 4.4% | Q3 2026 | Oct 23, 2026 |
| MetLife Investment Management, LLC | History | No change | 9,960 | 106 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Eurizon Capital SGR S.p.A. | History | No change | 8,534 | 94 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | No change | 8,700 | 93 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| JPMORGAN CHASE & CO | History | No change | 7,930 | 87 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Vanguard Global Advisers, LLC | History | No change | 6,440 | 69 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 6,038 | 64 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| STRS OHIO | History | Added to | 6,200 | 62 | 0.0% | 0.0% | 64 | +3,000 | 93.75% | Q3 2026 | Oct 30, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | No change | 4,346 | 46 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| UBS Group AG | History | No change | 4,030 | 43 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 3,006 | 32 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| BARCLAYS PLC | History | No change | 2,815 | 30 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Geneos Wealth Management Inc. | History | No change | 2,330 | 24 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| GAMMA Investing LLC | History | Added to | 2,138 | 21 | 0.0% | 0.0% | 70 | +330 | 18.25% | Q3 2026 | Oct 08, 2026 |
| CITIGROUP INC | History | Reduced | 1,732 | 17 | 0.0% | 0.0% | 72 | -7,597 | -81.43% | Q3 2026 | Nov 04, 2026 |
| Legal & General Group Plc | History | No change | 1,638 | 17 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ROYAL BANK OF CANADA | History | No change | 1,550 | 16 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 1,352 | 14 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Arax Advisory Partners | History | No change | 1,316 | 14 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Tower Research Capital LLC (TRC) | History | No change | 1,169 | 12 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| PENSION & WEALTH MANAGEMENT ADVISORS, INC. | History | New | 748 | 7 | 0.0% | — | 78 | +748 | New | Q3 2026 | Oct 16, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | No change | 672 | 7 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Versant Capital Management, Inc | History | New | 626 | 6 | 0.0% | — | 79 | +626 | New | Q3 2026 | Oct 01, 2026 |
| Westside Investment Management, Inc. | History | No change | 500 | 5 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| HURRICANE CAPITAL ADVISORS LLC | History | No change | 500 | 5 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Nov 03, 2026 |
| HARBOR CAPITAL ADVISORS, INC. | History | Added to | 345 | 3 | 0.0% | 0.0% | 83 | +10 | 2.99% | Q3 2026 | Oct 22, 2026 |
| Atlantic Union Bankshares Corp | History | No change | 352 | 3 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Covestor Ltd | History | Added to | 170 | 2 | 0.0% | 0.0% | 86 | +75 | 78.95% | Q3 2026 | Oct 30, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | No change | 255 | 2 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2026 | Aug 24, 2026 |
| Triumph Capital Management | History | No change | 250 | 2 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| Parkside Financial Bank & Trust | History | New | 120 | 1 | 0.0% | — | 89 | +120 | New | Q3 2026 | Oct 27, 2026 |
| Silver Grove Financial Group, Inc. | History | Added to | 122 | 1 | 0.0% | 0.0% | 88 | +1 | 0.83% | Q3 2026 | Nov 05, 2026 |
| Allworth Financial LP | History | No change | 160 | 1 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Y-Intercept (Hong Kong) Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -12,279 | -100.0% | Q3 2026 | Oct 16, 2026 |
| SIMPLEX TRADING, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,497 | -100.0% | Q3 2026 | Nov 04, 2026 |
| MCF Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,664 | -100.0% | Q3 2026 | Oct 28, 2026 |
| IFP Advisors, Inc | History | Reduced | 27 | 0 | — | 0.0% | — | -143 | -84.12% | Q3 2026 | Oct 16, 2026 |
| Larson Financial Group LLC | History | Reduced | 42 | 0 | — | 0.0% | — | -131 | -75.72% | Q3 2026 | Nov 05, 2026 |
| SJS Investment Consulting Inc. | History | Added to | 73 | 0 | — | — | — | +68 | 1360.0% | Q3 2026 | Oct 26, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 98 | 0 | — | — | — | +68 | 226.67% | Q3 2026 | Oct 08, 2026 |
| EverSource Wealth Advisors, LLC | History | Reduced | 43 | 0 | — | — | — | -48 | -52.75% | Q3 2026 | Nov 04, 2026 |
| Physician Wealth Advisors, Inc. | History | Closed out | 0 | 0 | — | — | — | -44 | -100.0% | Q3 2026 | Oct 20, 2026 |
| Ares Financial Consulting, LLC | History | Closed out | 0 | 0 | — | — | — | -44 | -100.0% | Q3 2026 | Oct 19, 2026 |
| MassMutual Private Wealth & Trust, FSB | History | New | 31 | 0 | — | — | — | +31 | New | Q3 2026 | Oct 05, 2026 |
| Root Financial Partners, LLC | History | New | 19 | 0 | — | — | — | +19 | New | Q3 2026 | Oct 21, 2026 |
| True Wealth Design, LLC | History | Reduced | 39 | 0 | — | — | — | -11 | -22.0% | Q3 2026 | Oct 13, 2026 |
| Essential Partners LLC | History | Reduced | 29 | 0 | — | — | — | -6 | -17.14% | Q3 2026 | Oct 14, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | No change | 39 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ | History | No change | 48 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Clearstead Advisors, LLC | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Allied Private Wealth LLC | History | No change | 70 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |