ALPS ETF Trust - RFCI
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 2 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Prospera Financial Services Inc | History | Added to | 202,915 | 4,603 | 0.08% | 0.08% | 1 | +4,118 | 2.07% | Q4 2025 | Feb 09, 2026 |
| RiverFront Investment Group, LLC | History | Reduced | 166,813 | 3,784 | 0.06% | 0.07% | 2 | -440 | -0.26% | Q4 2025 | Feb 05, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 133,626 | 3,031 | 0.0% | 0.0% | 3 | -1,417 | -1.05% | Q4 2025 | Feb 10, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 119,855 | 2,719 | 0.0% | 0.0% | 4 | -1,814 | -1.49% | Q4 2025 | Feb 02, 2026 |
| ALPS ADVISORS INC | History | Reduced | 79,008 | 1,792 | 0.01% | 0.01% | 5 | -8,300 | -9.51% | Q4 2025 | Feb 12, 2026 |
| Elevated Capital Advisors, LLC | History | Reduced | 15,731 | 356 | 0.08% | 0.1% | 6 | -1,958 | -11.07% | Q4 2025 | Jan 27, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 13,368 | 303 | 0.0% | 0.0% | 7 | -832 | -5.86% | Q4 2025 | Feb 12, 2026 |
| LEIGH BALDWIN & CO., LLC | History | New | 9,296 | 211 | 0.14% | — | 8 | +9,296 | New | Q4 2025 | Feb 12, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 871 | 19 | 0.0% | 0.0% | 9 | -540 | -38.27% | Q4 2025 | Feb 18, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | No change | 275 | 6 | 0.0% | 0.01% | 10 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| GAMMA Investing LLC | History | No change | 258 | 5 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q4 2025 | Jan 05, 2026 |
| UBS Group AG | History | Added to | 142 | 3 | 0.0% | 0.0% | 12 | +95 | 202.13% | Q4 2025 | Jan 29, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -28,157 | -100.0% | Q3 2025 | Nov 14, 2025 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -11,327 | -100.0% | Q3 2025 | Nov 14, 2025 |
| MORGAN STANLEY | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |