ALPS ETF Trust - RFCI
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RiverFront Investment Group, LLC | History | No change | 159,660 | 3,557 | 0.05% | 0.05% | 1 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 135,482 | 3,019 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 81,487 | 1,815 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 33,479 | 713 | 0.0% | 0.0% | 4 | -82,373 | -71.1% | Q3 2026 | Oct 30, 2026 |
| LEIGH BALDWIN & CO., LLC | History | No change | 9,502 | 211 | 0.11% | 0.11% | 5 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| NewEdge Advisors, LLC | History | No change | 871 | 19 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Elevated Capital Advisors, LLC | History | No change | 346 | 7 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 265 | 5 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GAMMA Investing LLC | History | No change | 258 | 5 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| UBS Group AG | History | Added to | 183 | 3 | 0.0% | 0.0% | 11 | +124 | 210.17% | Q3 2026 | Nov 10, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 169 | 3 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | Reduced | 124 | 2 | 0.0% | 0.01% | 12 | -320 | -72.07% | Q3 2026 | Oct 28, 2026 |
| Prospera Financial Services Inc | History | Closed out | 0 | 0 | — | 0.06% | — | -170,569 | -100.0% | Q3 2026 | Nov 04, 2026 |
| MORGAN STANLEY | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |