ALPS ETF Trust - RFDA
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 5 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RiverFront Investment Group, LLC | History | Reduced | 246,122 | 15,691 | 0.26% | 0.27% | 1 | -170 | -0.07% | Q4 2025 | Feb 05, 2026 |
| Prospera Financial Services Inc | History | Added to | 242,818 | 15,481 | 0.25% | 0.25% | 2 | +10,552 | 4.54% | Q4 2025 | Feb 09, 2026 |
| ALPS ADVISORS INC | History | Reduced | 222,232 | 14,168 | 0.08% | 0.08% | 3 | -5,400 | -2.37% | Q4 2025 | Feb 12, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 178,584 | 11,385 | 0.0% | 0.0% | 4 | -6,306 | -3.41% | Q4 2025 | Feb 10, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 168,070 | 10,715 | 0.01% | 0.01% | 5 | -6,581 | -3.77% | Q4 2025 | Feb 02, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 66,795 | 4,258 | 0.0% | 0.0% | 6 | +1,509 | 2.31% | Q4 2025 | Feb 18, 2026 |
| RETIREMENT PLANNING GROUP, LLC / NY | History | Reduced | 64,467 | 4,110 | 2.8% | 3.1% | 7 | -1,373 | -2.09% | Q4 2025 | Feb 02, 2026 |
| Koshinski Asset Management, Inc. | History | Reduced | 36,121 | 2,302 | 0.15% | 0.16% | 8 | -833 | -2.25% | Q4 2025 | Feb 03, 2026 |
| Bison Wealth, LLC | History | New | 28,602 | 1,758 | 0.2% | — | 9 | +28,602 | New | Q4 2025 | Mar 24, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 15,872 | 1,012 | 0.0% | 0.0% | 10 | -112 | -0.7% | Q4 2025 | Feb 11, 2026 |
| GAMMA Investing LLC | History | Reduced | 15,049 | 959 | 0.05% | 0.05% | 11 | -18 | -0.12% | Q4 2025 | Jan 05, 2026 |
| DAVENPORT & Co LLC | History | Added to | 9,383 | 598 | 0.0% | 0.0% | 12 | +92 | 0.99% | Q4 2025 | Jan 12, 2026 |
| LEIGH BALDWIN & CO., LLC | History | Added to | 9,355 | 596 | 0.39% | 0.33% | 13 | +18 | 0.19% | Q4 2025 | Feb 12, 2026 |
| CITADEL ADVISORS LLC | History | New | 9,313 | 593 | 0.0% | — | 14 | +9,313 | New | Q4 2025 | Feb 17, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 6,242 | 397 | 0.0% | 0.0% | 15 | +2,378 | 61.54% | Q4 2025 | Feb 17, 2026 |
| Elevated Capital Advisors, LLC | History | Reduced | 6,223 | 396 | 0.09% | 0.11% | 16 | -542 | -8.01% | Q4 2025 | Jan 27, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 4,905 | 312 | 0.0% | 0.0% | 17 | -222 | -4.33% | Q4 2025 | Feb 13, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Reduced | 4,480 | 285 | 0.0% | 0.0% | 18 | -1,200 | -21.13% | Q4 2025 | Feb 17, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 3,530 | 225 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | No change | 3,447 | 220 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q4 2025 | Jan 08, 2026 |
| JPMORGAN CHASE & CO | History | No change | 2,482 | 158 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| UBS Group AG | History | Added to | 1,092 | 69 | 0.0% | 0.0% | 22 | +181 | 19.87% | Q4 2025 | Jan 29, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | No change | 881 | 56 | 0.05% | 0.06% | 23 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 836 | 53 | 0.0% | 0.0% | 24 | -204 | -19.62% | Q4 2025 | Feb 18, 2026 |
| MORGAN STANLEY | History | Reduced | 86 | 5 | 0.0% | 0.0% | 25 | -100 | -53.76% | Q4 2025 | Feb 13, 2026 |
| Luminist Capital LLC | History | No change | 39 | 2 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q3 2025 | Nov 13, 2025 |