ALPS ETF Trust - RFDA
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RiverFront Investment Group, LLC | History | Reduced | 243,331 | 15,249 | 0.24% | 0.26% | 1 | -2,791 | -1.13% | Q1 2026 | May 11, 2026 |
| Prospera Financial Services Inc | History | Reduced | 240,976 | 15,101 | 0.24% | 0.25% | 2 | -1,842 | -0.76% | Q1 2026 | Apr 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 174,500 | 10,935 | 0.0% | 0.0% | 3 | -4,084 | -2.29% | Q1 2026 | May 04, 2026 |
| ALPS ADVISORS INC | History | Reduced | 169,092 | 10,596 | 0.05% | 0.08% | 4 | -53,140 | -23.91% | Q1 2026 | May 08, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 164,751 | 10,324 | 0.01% | 0.01% | 5 | -3,319 | -1.97% | Q1 2026 | Apr 27, 2026 |
| RETIREMENT PLANNING GROUP, LLC / NY | History | Reduced | 60,477 | 3,789 | 2.44% | 2.8% | 6 | -3,990 | -6.19% | Q1 2026 | Apr 21, 2026 |
| Bison Wealth, LLC | History | Added to | 29,935 | 2,054 | 0.2% | 0.2% | 7 | +1,333 | 4.66% | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 30,566 | 1,915 | 0.0% | 0.0% | 8 | -36,229 | -54.24% | Q1 2026 | May 14, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 15,747 | 987 | 0.0% | 0.0% | 9 | -125 | -0.79% | Q1 2026 | Apr 22, 2026 |
| Koshinski Asset Management, Inc. | History | Reduced | 15,113 | 947 | 0.06% | 0.15% | 10 | -21,008 | -58.16% | Q1 2026 | Apr 27, 2026 |
| GAMMA Investing LLC | History | Reduced | 14,780 | 926 | 0.04% | 0.05% | 11 | -269 | -1.79% | Q1 2026 | Apr 06, 2026 |
| DAVENPORT & Co LLC | History | Added to | 11,728 | 734 | 0.0% | 0.0% | 12 | +2,345 | 24.99% | Q1 2026 | Apr 15, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 9,475 | 593 | 0.0% | 0.0% | 13 | +162 | 1.74% | Q1 2026 | May 15, 2026 |
| LEIGH BALDWIN & CO., LLC | History | Reduced | 8,179 | 512 | 0.33% | 0.39% | 14 | -1,176 | -12.57% | Q1 2026 | May 20, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 5,239 | 328 | 0.0% | 0.0% | 15 | +334 | 6.81% | Q1 2026 | Apr 30, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Reduced | 4,380 | 274 | 0.0% | 0.0% | 16 | -100 | -2.23% | Q1 2026 | May 15, 2026 |
| Stratos Wealth Partners, LTD. | History | Added to | 4,050 | 253 | 0.0% | 0.0% | 17 | +520 | 14.73% | Q1 2026 | Apr 28, 2026 |
| JPMORGAN CHASE & CO | History | No change | 2,482 | 152 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Elevated Capital Advisors, LLC | History | Reduced | 974 | 61 | 0.02% | 0.09% | 19 | -5,249 | -84.35% | Q1 2026 | Apr 30, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | Added to | 891 | 55 | 0.04% | 0.05% | 20 | +10 | 1.14% | Q1 2026 | Apr 27, 2026 |
| NewEdge Advisors, LLC | History | No change | 836 | 52 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q1 2026 | Jun 02, 2026 |
| UBS Group AG | History | Reduced | 389 | 24 | 0.0% | 0.0% | 22 | -703 | -64.38% | Q1 2026 | May 05, 2026 |
| MORGAN STANLEY | History | No change | 86 | 5 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -6,242 | -100.0% | Q1 2026 | May 15, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,447 | -100.0% | Q1 2026 | Apr 08, 2026 |
| Luminist Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -39 | -100.0% | Q1 2026 | Apr 24, 2026 |
| WELLS FARGO & COMPANY/MN | History | New | 1 | 0 | — | — | — | +1 | New | Q1 2026 | May 11, 2026 |