ALPS ETF Trust - RFDA
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RiverFront Investment Group, LLC | History | No change | 228,402 | 16,082 | 0.21% | 0.21% | 1 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| ALPS ADVISORS INC | History | Added to | 208,132 | 14,708 | 0.07% | 0.07% | 2 | +5,360 | 2.64% | Q3 2026 | Nov 02, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 180,087 | 12,680 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| RETIREMENT PLANNING GROUP, LLC / NY | History | No change | 58,513 | 4,119 | 2.24% | 2.24% | 4 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 43,280 | 3,058 | 0.0% | 0.01% | 5 | -128,265 | -74.77% | Q3 2026 | Oct 30, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 31,508 | 2,218 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Bison Wealth, LLC | History | Reduced | 29,270 | 2,105 | 0.18% | 0.19% | 7 | -444 | -1.49% | Q3 2026 | Oct 13, 2026 |
| GAMMA Investing LLC | History | Added to | 23,612 | 1,668 | 0.06% | 0.04% | 8 | +8,832 | 59.76% | Q3 2026 | Oct 08, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 18,184 | 1,280 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Janney Montgomery Scott LLC | History | No change | 15,933 | 1,122 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Koshinski Asset Management, Inc. | History | Added to | 13,163 | 930 | 0.05% | 0.05% | 11 | +12 | 0.09% | Q3 2026 | Oct 29, 2026 |
| EWA, LLC | History | No change | 10,032 | 706 | 0.13% | 0.13% | 12 | 0 | 0.0% | Q2 2026 | Jul 14, 2026 |
| LEIGH BALDWIN & CO., LLC | History | No change | 8,195 | 576 | 0.31% | 0.31% | 13 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 5,282 | 373 | 0.0% | 0.0% | 14 | +332 | 6.71% | Q3 2026 | Nov 02, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 4,050 | 285 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| CITADEL ADVISORS LLC | History | No change | 3,488 | 245 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | No change | 3,073 | 220 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| JPMORGAN CHASE & CO | History | No change | 2,371 | 166 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| NewEdge Advisors, LLC | History | No change | 836 | 58 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| UBS Group AG | History | No change | 631 | 44 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Elevated Capital Advisors, LLC | History | No change | 618 | 43 | 0.01% | 0.01% | 21 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | Reduced | 413 | 29 | 0.02% | 0.04% | 22 | -608 | -59.55% | Q3 2026 | Oct 28, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 214 | 15 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | No change | 87 | 6 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 37 | 2 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Prospera Financial Services Inc | History | Closed out | 0 | 0 | — | 0.22% | — | -219,625 | -100.0% | Q3 2026 | Nov 04, 2026 |
| DAVENPORT & Co LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,151 | -100.0% | Q3 2026 | Oct 14, 2026 |