FIRST TRUST EXCHANGE-TRADED FUND III - RFDI
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 10 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 351,570 | 28,303 | 0.0% | 0.0% | 1 | -464 | -0.13% | Q4 2025 | Feb 13, 2026 |
| Per Stirling Capital Management, LLC. | History | Added to | 201,943 | 16,257 | 1.83% | 1.84% | 2 | +1,016 | 0.51% | Q4 2025 | Feb 17, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 147,686 | 11,889 | 0.0% | 0.0% | 3 | +253 | 0.17% | Q4 2025 | Feb 10, 2026 |
| Prospera Financial Services Inc | History | Added to | 142,973 | 11,510 | 0.19% | 0.18% | 4 | +5,846 | 4.26% | Q4 2025 | Feb 09, 2026 |
| Cetera Investment Advisers | History | Added to | 138,746 | 11,169 | 0.01% | 0.01% | 5 | +23,133 | 20.01% | Q4 2025 | Feb 17, 2026 |
| RiverFront Investment Group, LLC | History | Reduced | 123,451 | 9,938 | 0.16% | 0.17% | 6 | -108 | -0.09% | Q4 2025 | Feb 05, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 88,284 | 7,107 | 0.01% | 0.01% | 7 | -4,146 | -4.49% | Q4 2025 | Feb 02, 2026 |
| ROYAL BANK OF CANADA | History | New | 41,994 | 3,381 | 0.0% | — | 8 | +41,994 | New | Q4 2025 | Feb 17, 2026 |
| UBS Group AG | History | Reduced | 27,516 | 2,215 | 0.0% | 0.0% | 9 | -1,080 | -3.78% | Q4 2025 | Jan 29, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 22,364 | 1,800 | 0.0% | 0.0% | 10 | -9,106 | -28.94% | Q4 2025 | Feb 12, 2026 |
| LPL Financial LLC | History | Added to | 20,180 | 1,624 | 0.0% | 0.0% | 11 | +317 | 1.6% | Q4 2025 | Feb 11, 2026 |
| Cerity Partners LLC | History | Added to | 19,893 | 1,601 | 0.0% | 0.0% | 12 | +638 | 3.31% | Q4 2025 | Feb 11, 2026 |
| Claris Financial LLC | History | Added to | 16,862 | 1,357 | 0.72% | 0.73% | 13 | +75 | 0.45% | Q4 2025 | Feb 19, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 14,372 | 1,157 | 0.0% | 0.0% | 14 | -26 | -0.18% | Q4 2025 | Feb 13, 2026 |
| Orion Porfolio Solutions, LLC | History | Added to | 11,518 | 927 | 0.01% | 0.01% | 15 | +48 | 0.42% | Q4 2025 | Feb 12, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 11,350 | 913 | 0.0% | 0.0% | 16 | -109 | -0.95% | Q4 2025 | Feb 18, 2026 |
| DAVENPORT & Co LLC | History | Reduced | 10,143 | 816 | 0.0% | 0.0% | 17 | -47 | -0.46% | Q4 2025 | Jan 12, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 6,153 | 495 | 0.0% | 0.0% | 18 | +73 | 1.2% | Q4 2025 | Feb 11, 2026 |
| Walkner Condon Financial Advisors LLC | History | Added to | 6,100 | 491 | 0.07% | 0.07% | 19 | +18 | 0.3% | Q4 2025 | Jan 21, 2026 |
| CENTRAL TRUST Co | History | No change | 5,998 | 482 | 0.01% | 0.01% | 20 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| GAMMA Investing LLC | History | No change | 4,733 | 381 | 0.02% | 0.02% | 21 | 0 | 0.0% | Q4 2025 | Jan 05, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 4,211 | 340 | 0.0% | 0.0% | 22 | -247 | -5.54% | Q4 2025 | Feb 17, 2026 |
| Dana Investment Advisors, Inc. | History | No change | 3,798 | 305 | 0.01% | 0.01% | 23 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| MONEYWISE, INC. | History | Reduced | 3,458 | 278 | 0.12% | 0.13% | 24 | -178 | -4.9% | Q4 2025 | Feb 05, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 3,443 | 277 | 0.0% | 0.0% | 25 | -172 | -4.76% | Q4 2025 | Feb 13, 2026 |
| Strategic Equity Management | History | Reduced | 2,920 | 235 | 0.08% | 0.09% | 26 | -178 | -5.75% | Q4 2025 | Feb 09, 2026 |
| FULTON BREAKEFIELD BROENNIMAN LLC | History | No change | 2,658 | 213 | 0.01% | 0.01% | 27 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| FIRST TRUST ADVISORS LP | History | New | 2,551 | 205 | 0.0% | — | 28 | +2,551 | New | Q4 2025 | Feb 13, 2026 |
| Elevated Capital Advisors, LLC | History | New | 1,378 | 110 | 0.03% | — | 30 | +1,378 | New | Q4 2025 | Jan 27, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 1,372 | 110 | 0.0% | — | 29 | +1,371 | 137100.0% | Q4 2025 | Feb 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 946 | 76 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| MAI Capital Management | History | No change | 791 | 63 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| NBC SECURITIES, INC. | History | Reduced | 624 | 50 | 0.0% | 0.01% | 33 | -1,700 | -73.15% | Q4 2025 | Jan 29, 2026 |
| BANK OF MONTREAL /CAN/ | History | No change | 522 | 42 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | No change | 464 | 37 | 0.03% | 0.04% | 35 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 310 | 24 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q4 2025 | Mar 16, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 225 | 18 | 0.0% | 0.0% | 37 | -47 | -17.28% | Q4 2025 | Feb 18, 2026 |
| ASSETMARK, INC | History | No change | 200 | 16 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Golden State Wealth Management, LLC | History | No change | 170 | 13 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Geneos Wealth Management Inc. | History | No change | 150 | 12 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | New | 65 | 5 | 0.0% | — | 41 | +65 | New | Q4 2025 | Feb 09, 2026 |
| Qube Research & Technologies Ltd | History | No change | 72 | 5 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -400 | -100.0% | Q3 2025 | Nov 06, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -76 | -100.0% | Q3 2025 | Nov 18, 2025 |