FIRST TRUST EXCHANGE-TRADED FUND III - RFDI
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 361,121 | 29,651 | 0.0% | 0.0% | 1 | +9,551 | 2.72% | Q1 2026 | May 15, 2026 |
| Per Stirling Capital Management, LLC. | History | Reduced | 184,196 | 15,124 | 1.67% | 1.83% | 2 | -17,747 | -8.79% | Q1 2026 | May 11, 2026 |
| Cetera Investment Advisers | History | Added to | 168,550 | 13,839 | 0.01% | 0.01% | 3 | +29,804 | 21.48% | Q1 2026 | May 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 155,626 | 12,778 | 0.0% | 0.0% | 4 | +7,940 | 5.38% | Q1 2026 | May 04, 2026 |
| Prospera Financial Services Inc | History | Reduced | 141,647 | 11,630 | 0.19% | 0.19% | 5 | -1,326 | -0.93% | Q1 2026 | Apr 14, 2026 |
| RiverFront Investment Group, LLC | History | Reduced | 121,774 | 9,998 | 0.15% | 0.16% | 6 | -1,677 | -1.36% | Q1 2026 | May 11, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 85,511 | 7,021 | 0.01% | 0.01% | 7 | -2,773 | -3.14% | Q1 2026 | Apr 27, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 44,973 | 3,693 | 0.0% | 0.0% | 8 | +2,979 | 7.09% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Added to | 30,413 | 2,497 | 0.0% | 0.0% | 9 | +2,897 | 10.53% | Q1 2026 | May 05, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 24,785 | 2,035 | 0.0% | 0.0% | 10 | +2,421 | 10.83% | Q1 2026 | May 12, 2026 |
| LPL Financial LLC | History | Added to | 21,222 | 1,742 | 0.0% | 0.0% | 11 | +1,042 | 5.16% | Q1 2026 | May 06, 2026 |
| Cerity Partners LLC | History | Added to | 21,140 | 1,735 | 0.0% | 0.0% | 12 | +1,247 | 6.27% | Q1 2026 | May 15, 2026 |
| Claris Financial LLC | History | Added to | 16,924 | 1,389 | 0.76% | 0.72% | 13 | +62 | 0.37% | Q1 2026 | May 18, 2026 |
| Baird Financial Group, Inc. | History | No change | 14,372 | 1,180 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 13,230 | 1,086 | 0.0% | 0.0% | 15 | +1,880 | 16.56% | Q1 2026 | May 14, 2026 |
| DAVENPORT & Co LLC | History | Added to | 11,363 | 933 | 0.01% | 0.0% | 16 | +1,220 | 12.03% | Q1 2026 | Apr 15, 2026 |
| Orion Porfolio Solutions, LLC | History | Reduced | 9,742 | 799 | 0.01% | 0.01% | 17 | -1,776 | -15.42% | Q1 2026 | May 13, 2026 |
| GTS SECURITIES LLC | History | New | 8,650 | 710 | 0.03% | — | 18 | +8,650 | New | Q1 2026 | May 14, 2026 |
| Walkner Condon Financial Advisors LLC | History | Added to | 6,177 | 507 | 0.07% | 0.07% | 19 | +77 | 1.26% | Q1 2026 | Apr 28, 2026 |
| CENTRAL TRUST Co | History | Reduced | 5,969 | 490 | 0.01% | 0.01% | 20 | -29 | -0.48% | Q1 2026 | Apr 17, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 3,981 | 326 | 0.0% | 0.0% | 21 | +538 | 15.63% | Q1 2026 | May 12, 2026 |
| Dana Investment Advisors, Inc. | History | No change | 3,798 | 311 | 0.01% | 0.01% | 22 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| GAMMA Investing LLC | History | Reduced | 3,471 | 285 | 0.01% | 0.02% | 23 | -1,262 | -26.66% | Q1 2026 | Apr 06, 2026 |
| MONEYWISE, INC. | History | No change | 3,458 | 283 | 0.12% | 0.12% | 24 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Strategic Equity Management | History | No change | 2,920 | 239 | 0.09% | 0.08% | 25 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Spartan Wealth Advisory Services LLC | History | New | 2,806 | 230 | 0.02% | — | 26 | +2,806 | New | Q1 2026 | May 06, 2026 |
| FULTON BREAKEFIELD BROENNIMAN LLC | History | No change | 2,658 | 218 | 0.01% | 0.01% | 27 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| FIRST TRUST ADVISORS LP | History | No change | 2,551 | 209 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Bison Wealth, LLC | History | New | 2,354 | 204 | 0.02% | — | 29 | +2,354 | New | Q1 2026 | May 15, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 2,275 | 187 | 0.0% | 0.0% | 30 | -1,936 | -45.97% | Q1 2026 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 1,283 | 105 | 0.0% | 0.0% | 31 | -89 | -6.49% | Q1 2026 | Jul 08, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 946 | 77 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| MAI Capital Management | History | No change | 791 | 64 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| NBC SECURITIES, INC. | History | No change | 624 | 51 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | Added to | 471 | 38 | 0.03% | 0.03% | 35 | +7 | 1.51% | Q1 2026 | Apr 27, 2026 |
| Elevated Capital Advisors, LLC | History | Reduced | 417 | 34 | 0.01% | 0.03% | 37 | -961 | -69.74% | Q1 2026 | Apr 30, 2026 |
| BANK OF MONTREAL /CAN/ | History | Reduced | 422 | 34 | 0.0% | 0.0% | 36 | -100 | -19.16% | Q1 2026 | May 13, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 310 | 25 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| NewEdge Advisors, LLC | History | No change | 225 | 18 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q1 2026 | Jun 02, 2026 |
| ASSETMARK, INC | History | No change | 200 | 16 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| AE Wealth Management LLC | History | New | 185 | 15 | 0.0% | — | 41 | +185 | New | Q1 2026 | May 13, 2026 |
| Golden State Wealth Management, LLC | History | No change | 170 | 13 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Geneos Wealth Management Inc. | History | No change | 150 | 12 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Arax Advisory Partners | History | New | 121 | 9 | 0.0% | — | 44 | +121 | New | Q1 2026 | May 13, 2026 |
| Advisory Services Network, LLC | History | New | 76 | 6 | 0.0% | — | 45 | +76 | New | Q1 2026 | May 15, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | No change | 65 | 5 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,153 | -100.0% | Q1 2026 | Apr 22, 2026 |
| Qube Research & Technologies Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -72 | -100.0% | Q1 2026 | May 15, 2026 |