FIRST TRUST EXCHANGE-TRADED FUND III - RFDI
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Prospera Financial Services Inc | History | Reduced | 141,647 | 11,630 | 0.19% | 0.19% | 1 | -1,326 | -0.93% | Q1 2026 | Apr 14, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 85,511 | 7,021 | 0.01% | 0.01% | 2 | -2,773 | -3.14% | Q1 2026 | Apr 27, 2026 |
| DAVENPORT & Co LLC | History | Added to | 11,363 | 933 | 0.01% | 0.0% | 3 | +1,220 | 12.03% | Q1 2026 | Apr 15, 2026 |
| Walkner Condon Financial Advisors LLC | History | Added to | 6,177 | 507 | 0.07% | 0.07% | 4 | +77 | 1.26% | Q1 2026 | Apr 28, 2026 |
| CENTRAL TRUST Co | History | Reduced | 5,969 | 490 | 0.01% | 0.01% | 5 | -29 | -0.48% | Q1 2026 | Apr 17, 2026 |
| GAMMA Investing LLC | History | Reduced | 3,471 | 285 | 0.01% | 0.02% | 6 | -1,262 | -26.66% | Q1 2026 | Apr 06, 2026 |
| MONEYWISE, INC. | History | No change | 3,458 | 283 | 0.12% | 0.12% | 7 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Strategic Equity Management | History | No change | 2,920 | 239 | 0.09% | 0.08% | 8 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| FULTON BREAKEFIELD BROENNIMAN LLC | History | No change | 2,658 | 218 | 0.01% | 0.01% | 9 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| NBC SECURITIES, INC. | History | No change | 624 | 51 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | Added to | 471 | 38 | 0.03% | 0.03% | 11 | +7 | 1.51% | Q1 2026 | Apr 27, 2026 |
| Golden State Wealth Management, LLC | History | No change | 170 | 13 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -351,570 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Per Stirling Capital Management, LLC. | History | Closed out | 0 | 0 | — | 1.83% | — | -201,943 | -100.0% | Q4 2025 | Feb 17, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -147,686 | -100.0% | Q4 2025 | Feb 10, 2026 |
| Cetera Investment Advisers | History | Closed out | 0 | 0 | — | 0.01% | — | -138,746 | -100.0% | Q4 2025 | Feb 17, 2026 |
| RiverFront Investment Group, LLC | History | Closed out | 0 | 0 | — | 0.16% | — | -123,451 | -100.0% | Q4 2025 | Feb 05, 2026 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -41,994 | -100.0% | Q4 2025 | Feb 17, 2026 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -27,516 | -100.0% | Q4 2025 | Jan 29, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -22,364 | -100.0% | Q4 2025 | Feb 12, 2026 |
| LPL Financial LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -20,180 | -100.0% | Q4 2025 | Feb 11, 2026 |
| Cerity Partners LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -19,893 | -100.0% | Q4 2025 | Feb 11, 2026 |
| Claris Financial LLC | History | Closed out | 0 | 0 | — | 0.72% | — | -16,862 | -100.0% | Q4 2025 | Feb 19, 2026 |
| Baird Financial Group, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -14,372 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Orion Porfolio Solutions, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -11,518 | -100.0% | Q4 2025 | Feb 12, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,350 | -100.0% | Q4 2025 | Feb 18, 2026 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,153 | -100.0% | Q4 2025 | Feb 11, 2026 |
| OSAIC HOLDINGS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -4,211 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Dana Investment Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -3,798 | -100.0% | Q4 2025 | Feb 05, 2026 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -3,443 | -100.0% | Q4 2025 | Feb 13, 2026 |
| FIRST TRUST ADVISORS LP | History | Closed out | 0 | 0 | — | 0.0% | — | -2,551 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Elevated Capital Advisors, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -1,378 | -100.0% | Q4 2025 | Jan 27, 2026 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -1,372 | -100.0% | Q4 2025 | Feb 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -946 | -100.0% | Q4 2025 | Feb 09, 2026 |
| MAI Capital Management | History | Closed out | 0 | 0 | — | 0.0% | — | -791 | -100.0% | Q4 2025 | Feb 13, 2026 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -522 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Rockefeller Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -310 | -100.0% | Q4 2025 | Mar 16, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -225 | -100.0% | Q4 2025 | Feb 18, 2026 |
| ASSETMARK, INC | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q4 2025 | Jan 23, 2026 |
| Geneos Wealth Management Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -150 | -100.0% | Q4 2025 | Jan 28, 2026 |
| Qube Research & Technologies Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -72 | -100.0% | Q4 2025 | Feb 17, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -65 | -100.0% | Q4 2025 | Feb 09, 2026 |