FIRST TRUST EXCHANGE-TRADED FUND III - RFDI
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 362,149 | 31,536 | 0.0% | 0.0% | 1 | +1,028 | 0.28% | Q2 2026 | Aug 13, 2026 |
| Cetera Investment Advisers | History | Added to | 202,982 | 17,675 | 0.02% | 0.01% | 2 | +34,432 | 20.43% | Q2 2026 | Aug 12, 2026 |
| Per Stirling Capital Management, LLC. | History | Added to | 186,554 | 16,245 | 1.54% | 1.67% | 3 | +2,358 | 1.28% | Q2 2026 | Aug 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 171,614 | 14,944 | 0.0% | 0.0% | 4 | +15,988 | 10.27% | Q2 2026 | Sep 23, 2026 |
| Prospera Financial Services Inc | History | Reduced | 129,472 | 11,274 | 0.16% | 0.19% | 5 | -12,175 | -8.6% | Q2 2026 | Jul 15, 2026 |
| RiverFront Investment Group, LLC | History | Reduced | 112,606 | 9,805 | 0.13% | 0.15% | 6 | -9,168 | -7.53% | Q2 2026 | Jul 29, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 88,344 | 7,693 | 0.01% | 0.01% | 7 | +2,833 | 3.31% | Q2 2026 | Jul 28, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 48,096 | 4,188 | 0.0% | 0.0% | 8 | +3,123 | 6.94% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | Added to | 41,732 | 3,634 | 0.0% | 0.0% | 9 | +11,319 | 37.22% | Q2 2026 | Aug 13, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 22,875 | 1,991 | 0.0% | 0.0% | 10 | -1,910 | -7.71% | Q2 2026 | Aug 14, 2026 |
| Cerity Partners LLC | History | Added to | 21,741 | 1,893 | 0.0% | 0.0% | 11 | +601 | 2.84% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | Reduced | 17,909 | 1,559 | 0.0% | 0.0% | 12 | -3,313 | -15.61% | Q2 2026 | Aug 07, 2026 |
| Claris Financial LLC | History | No change | 16,924 | 1,389 | 0.76% | 0.76% | 13 | 0 | 0.0% | Q1 2026 | May 18, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 13,969 | 1,216 | 0.0% | 0.0% | 14 | -403 | -2.8% | Q2 2026 | Aug 12, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 13,194 | 1,148 | 0.0% | 0.0% | 15 | -36 | -0.27% | Q2 2026 | Aug 14, 2026 |
| DAVENPORT & Co LLC | History | Added to | 12,095 | 1,053 | 0.01% | 0.01% | 16 | +732 | 6.44% | Q2 2026 | Jul 13, 2026 |
| Stratos Wealth Advisors, LLC | History | New | 7,528 | 655 | 0.04% | — | 17 | +7,528 | New | Q2 2026 | Aug 11, 2026 |
| Walkner Condon Financial Advisors LLC | History | Added to | 6,182 | 538 | 0.06% | 0.07% | 18 | +5 | 0.08% | Q2 2026 | Jul 27, 2026 |
| CENTRAL TRUST Co | History | No change | 5,969 | 519 | 0.01% | 0.01% | 19 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Janney Montgomery Scott LLC | History | New | 5,651 | 492 | 0.0% | — | 20 | +5,651 | New | Q2 2026 | Aug 05, 2026 |
| EWA, LLC | History | New | 5,612 | 488 | 0.09% | — | 21 | +5,612 | New | Q2 2026 | Jul 14, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 3,982 | 346 | 0.0% | 0.0% | 22 | +1 | 0.03% | Q2 2026 | Aug 12, 2026 |
| Dana Investment Advisors, Inc. | History | No change | 3,798 | 330 | 0.01% | 0.01% | 23 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CITADEL ADVISORS LLC | History | New | 3,532 | 307 | 0.0% | — | 24 | +3,532 | New | Q2 2026 | Sep 02, 2026 |
| GAMMA Investing LLC | History | No change | 3,471 | 302 | 0.01% | 0.01% | 25 | 0 | 0.0% | Q2 2026 | Jul 07, 2026 |
| MONEYWISE, INC. | History | No change | 3,458 | 301 | 0.11% | 0.12% | 26 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 3,193 | 278 | 0.0% | 0.0% | 27 | +918 | 40.35% | Q2 2026 | Aug 14, 2026 |
| Strategic Equity Management | History | No change | 2,920 | 254 | 0.09% | 0.09% | 28 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Spartan Wealth Advisory Services LLC | History | Reduced | 2,770 | 241 | 0.02% | 0.02% | 29 | -36 | -1.28% | Q2 2026 | Aug 05, 2026 |
| FULTON BREAKEFIELD BROENNIMAN LLC | History | No change | 2,658 | 231 | 0.01% | 0.01% | 30 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| FIRST TRUST ADVISORS LP | History | No change | 2,551 | 222 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Bison Wealth, LLC | History | No change | 2,354 | 207 | 0.02% | 0.02% | 32 | 0 | 0.0% | Q2 2026 | Jul 07, 2026 |
| COMPASS FINANCIAL MANAGEMENT LLC | History | New | 2,261 | 196 | 0.02% | — | 33 | +2,261 | New | Q2 2026 | Aug 12, 2026 |
| FIDUCIARY FINANCIAL ADVISORS | History | New | 1,088 | 94 | 0.01% | — | 34 | +1,088 | New | Q2 2026 | Aug 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 946 | 82 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| LANARK FINANCIAL, INC. | History | No change | 624 | 54 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | Added to | 546 | 47 | 0.03% | 0.03% | 37 | +75 | 15.92% | Q2 2026 | Jul 21, 2026 |
| BANK OF MONTREAL /CAN/ | History | No change | 422 | 36 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Elevated Capital Advisors, LLC | History | No change | 417 | 36 | 0.01% | 0.01% | 39 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 310 | 26 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Oakmont Advisory Group, LLC | History | New | 289 | 25 | 0.02% | — | 41 | +289 | New | Q2 2026 | Aug 03, 2026 |
| NewEdge Advisors, LLC | History | No change | 225 | 19 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| AE Wealth Management LLC | History | No change | 185 | 16 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| ASSETMARK, INC | History | Reduced | 170 | 14 | 0.0% | 0.0% | 44 | -30 | -15.0% | Q2 2026 | Jul 30, 2026 |
| Golden State Wealth Management, LLC | History | No change | 170 | 14 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| Geneos Wealth Management Inc. | History | No change | 150 | 13 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | New | 130 | 11 | 0.0% | — | 47 | +130 | New | Q2 2026 | Aug 14, 2026 |
| Arax Advisory Partners | History | No change | 121 | 10 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | New | 99 | 8 | 0.0% | — | 49 | +99 | New | Q2 2026 | Jul 22, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | No change | 65 | 6 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Downshift Financial, LLC | History | New | 60 | 5 | 0.0% | — | 51 | +60 | New | Q2 2026 | Aug 12, 2026 |
| Orion Porfolio Solutions, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -9,742 | -100.0% | Q2 2026 | Aug 14, 2026 |
| GTS SECURITIES LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -8,650 | -100.0% | Q2 2026 | Aug 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 1 | 0 | — | 0.0% | — | -1,282 | -99.92% | Q2 2026 | Aug 14, 2026 |
| MAI Capital Management | History | Closed out | 0 | 0 | — | 0.0% | — | -791 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -76 | -100.0% | Q2 2026 | Aug 12, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | New | 2 | 0 | — | — | — | +2 | New | Q2 2026 | Aug 07, 2026 |