FIRST TRUST EXCHANGE-TRADED FUND III - RFDI
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | No change | 362,149 | 31,536 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Cetera Investment Advisers | History | No change | 202,982 | 17,675 | 0.02% | 0.02% | 2 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Per Stirling Capital Management, LLC. | History | No change | 186,554 | 16,245 | 1.54% | 1.54% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 171,614 | 14,944 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| RiverFront Investment Group, LLC | History | No change | 112,606 | 9,805 | 0.13% | 0.13% | 5 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| Prospera Financial Services Inc | History | Reduced | 62,386 | 5,522 | 0.07% | 0.16% | 6 | -67,086 | -51.82% | Q3 2026 | Nov 04, 2026 |
| ROYAL BANK OF CANADA | History | No change | 48,096 | 4,188 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | Reduced | 40,019 | 3,557 | 0.0% | 0.0% | 8 | -1,713 | -4.1% | Q3 2026 | Nov 10, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 23,836 | 2,118 | 0.0% | 0.01% | 9 | -64,508 | -73.02% | Q3 2026 | Oct 30, 2026 |
| JANE STREET GROUP, LLC | History | No change | 22,875 | 1,991 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cerity Partners LLC | History | No change | 21,741 | 1,893 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | Reduced | 17,512 | 1,556 | 0.0% | 0.0% | 12 | -397 | -2.22% | Q3 2026 | Nov 06, 2026 |
| Baird Financial Group, Inc. | History | No change | 13,969 | 1,216 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 13,194 | 1,148 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GAMMA Investing LLC | History | Added to | 8,197 | 728 | 0.02% | 0.01% | 15 | +4,726 | 136.16% | Q3 2026 | Oct 08, 2026 |
| Stratos Wealth Advisors, LLC | History | No change | 7,528 | 655 | 0.04% | 0.04% | 16 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| CENTRAL TRUST Co | History | Reduced | 5,840 | 519 | 0.01% | 0.01% | 17 | -129 | -2.16% | Q3 2026 | Nov 05, 2026 |
| DAVENPORT & Co LLC | History | Reduced | 5,663 | 503 | 0.0% | 0.01% | 18 | -6,432 | -53.18% | Q3 2026 | Oct 14, 2026 |
| Janney Montgomery Scott LLC | History | No change | 5,651 | 492 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| EWA, LLC | History | No change | 5,612 | 488 | 0.09% | 0.09% | 20 | 0 | 0.0% | Q2 2026 | Jul 14, 2026 |
| Walkner Condon Financial Advisors LLC | History | Reduced | 4,557 | 405 | 0.04% | 0.06% | 21 | -1,625 | -26.29% | Q3 2026 | Oct 30, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 3,982 | 346 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CITADEL ADVISORS LLC | History | No change | 3,532 | 307 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 3,193 | 278 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Spartan Wealth Advisory Services LLC | History | No change | 2,770 | 241 | 0.02% | 0.02% | 25 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| FULTON BREAKEFIELD BROENNIMAN LLC | History | No change | 2,658 | 236 | 0.01% | 0.01% | 26 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| FIRST TRUST ADVISORS LP | History | No change | 2,551 | 222 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| COMPASS FINANCIAL MANAGEMENT LLC | History | No change | 2,261 | 200 | 0.02% | 0.02% | 28 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 1,625 | 144 | 0.0% | 0.0% | 29 | +679 | 71.78% | Q3 2026 | Nov 09, 2026 |
| Blue Trust, Inc. | History | New | 1,498 | 133 | 0.0% | — | 30 | +1,498 | New | Q3 2026 | Oct 15, 2026 |
| FIDUCIARY FINANCIAL ADVISORS | History | No change | 1,088 | 94 | 0.01% | 0.01% | 31 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| LANARK FINANCIAL, INC. | History | No change | 624 | 55 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| BANK OF MONTREAL /CAN/ | History | No change | 422 | 37 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q3 2026 | Nov 09, 2026 |
| Elevated Capital Advisors, LLC | History | No change | 417 | 37 | 0.01% | 0.01% | 34 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| BFC Planning, Inc. | History | No change | 414 | 36 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Oct 29, 2026 |
| Nuveen, LLC | History | New | 387 | 34 | 0.0% | — | 36 | +387 | New | Q3 2026 | Nov 10, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 310 | 26 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Oakmont Advisory Group, LLC | History | No change | 289 | 25 | 0.02% | 0.02% | 38 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | Reduced | 219 | 19 | 0.01% | 0.03% | 40 | -327 | -59.89% | Q3 2026 | Oct 28, 2026 |
| NewEdge Advisors, LLC | History | No change | 225 | 19 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| AE Wealth Management LLC | History | No change | 185 | 16 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| ASSETMARK, INC | History | No change | 170 | 15 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| Geneos Wealth Management Inc. | History | No change | 150 | 13 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q3 2026 | Nov 09, 2026 |
| Next Level Wealth Planning, LLC | History | New | 125 | 11 | 0.0% | — | 45 | +125 | New | Q3 2026 | Oct 29, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 130 | 11 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Arax Advisory Partners | History | No change | 121 | 10 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| HANTZ FINANCIAL SERVICES, INC. | History | No change | 65 | 6 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q3 2026 | Nov 09, 2026 |
| Downshift Financial, LLC | History | No change | 60 | 5 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q3 2026 | Oct 13, 2026 |
| Dana Investment Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -3,798 | -100.0% | Q3 2026 | Nov 06, 2026 |
| MONEYWISE, INC. | History | Closed out | 0 | 0 | — | 0.11% | — | -3,458 | -100.0% | Q3 2026 | Oct 29, 2026 |
| Strategic Equity Management | History | Closed out | 0 | 0 | — | 0.09% | — | -2,920 | -100.0% | Q3 2026 | Nov 04, 2026 |
| Bison Wealth, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -2,354 | -100.0% | Q3 2026 | Oct 13, 2026 |
| Golden State Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -170 | -100.0% | Q3 2026 | Nov 02, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -99 | -100.0% | Q3 2026 | Nov 02, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | — | — | -2 | -100.0% | Q3 2026 | Nov 06, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |