FIRST TRUST EXCHANGE-TRADED FUND III - RFEM
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 4 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Ferguson Shapiro LLC | History | New | 96,110 | 7,610 | 2.34% | — | 1 | +96,110 | New | Q4 2025 | Jan 26, 2026 |
| LPL Financial LLC | History | Added to | 77,302 | 6,121 | 0.0% | 0.0% | 2 | +24,618 | 46.73% | Q4 2025 | Feb 11, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 72,344 | 5,729 | 0.01% | 0.01% | 3 | +2,975 | 4.29% | Q4 2025 | Feb 11, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 60,221 | 4,768 | 0.0% | 0.0% | 4 | +3,101 | 5.43% | Q4 2025 | Feb 10, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 45,046 | 3,567 | 0.01% | 0.01% | 5 | -946 | -2.06% | Q4 2025 | Feb 13, 2026 |
| Prospera Financial Services Inc | History | Added to | 37,417 | 2,962 | 0.05% | 0.05% | 6 | +1,684 | 4.71% | Q4 2025 | Feb 09, 2026 |
| RiverFront Investment Group, LLC | History | Reduced | 36,935 | 2,924 | 0.05% | 0.05% | 7 | -70 | -0.19% | Q4 2025 | Feb 05, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 27,064 | 2,143 | 0.0% | 0.0% | 8 | -947 | -3.38% | Q4 2025 | Feb 02, 2026 |
| Cetera Investment Advisers | History | Added to | 26,909 | 2,130 | 0.0% | 0.0% | 9 | +2,035 | 8.18% | Q4 2025 | Feb 17, 2026 |
| J.W. COLE ADVISORS, INC. | History | Added to | 26,392 | 2,089 | 0.05% | 0.04% | 10 | +651 | 2.53% | Q4 2025 | Feb 11, 2026 |
| Coppell Advisory Solutions LLC | History | Added to | 21,832 | 1,727 | 0.17% | 0.16% | 11 | +1,910 | 9.59% | Q4 2025 | Feb 17, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 17,282 | 1,368 | 0.01% | 0.02% | 12 | +81 | 0.47% | Q4 2025 | Jan 23, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 16,401 | 1,298 | 0.0% | 0.0% | 13 | +3,500 | 27.13% | Q4 2025 | Feb 13, 2026 |
| Maia Wealth LLC | History | Added to | 14,334 | 1,257 | 0.21% | 0.17% | 14 | +1,375 | 10.61% | Q4 2025 | Feb 17, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 14,133 | 1,120 | 0.0% | 0.0% | 15 | +13,090 | 1255.03% | Q4 2025 | Feb 17, 2026 |
| World Investment Advisors | History | Added to | 11,982 | 948 | 0.02% | 0.02% | 16 | +534 | 4.66% | Q4 2025 | Mar 12, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 8,559 | 677 | 0.0% | 0.0% | 17 | +8,307 | 3296.43% | Q4 2025 | Feb 13, 2026 |
| Triad Wealth Partners, LLC | History | New | 5,961 | 472 | 0.04% | — | 18 | +5,961 | New | Q4 2025 | Jan 22, 2026 |
| Wagner Wealth Management, Corp | History | New | 5,724 | 453 | 0.45% | — | 19 | +5,724 | New | Q4 2025 | Feb 12, 2026 |
| MGO ONE SEVEN LLC | History | New | 4,170 | 330 | 0.01% | — | 20 | +4,170 | New | Q4 2025 | Feb 03, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 4,038 | 319 | 0.0% | 0.0% | 21 | +19 | 0.47% | Q4 2025 | Feb 18, 2026 |
| GAMMA Investing LLC | History | No change | 1,890 | 149 | 0.01% | 0.01% | 22 | 0 | 0.0% | Q4 2025 | Jan 05, 2026 |
| MAI Capital Management | History | No change | 805 | 63 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | New | 670 | 53 | 0.0% | — | 24 | +670 | New | Q4 2025 | Feb 03, 2026 |
| Elevated Capital Advisors, LLC | History | New | 597 | 47 | 0.01% | — | 25 | +597 | New | Q4 2025 | Jan 27, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | Reduced | 581 | 46 | 0.01% | 0.01% | 26 | -41 | -6.59% | Q4 2025 | Feb 05, 2026 |
| REAP Financial Group, LLC | History | Added to | 585 | 46 | 0.01% | 0.01% | 27 | +4 | 0.69% | Q4 2025 | Feb 10, 2026 |
| Kestra Advisory Services, LLC | History | New | 290 | 22 | 0.0% | — | 29 | +290 | New | Q4 2025 | Feb 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 284 | 22 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | No change | 159 | 12 | 0.01% | 0.01% | 30 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| UBS Group AG | History | No change | 75 | 5 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 52 | 4 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| NewEdge Advisors, LLC | History | No change | 48 | 3 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| JPMORGAN CHASE & CO | History | No change | 14 | 1 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| OLD MISSION CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -60,239 | -100.0% | Q3 2025 | Nov 14, 2025 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -19,961 | -100.0% | Q3 2025 | Nov 14, 2025 |
| NBC SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -1,100 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Sunbelt Securities, Inc. | History | Reduced | 3 | 0 | — | 0.0% | — | -950 | -99.69% | Q4 2025 | Feb 20, 2026 |
| ASSETMARK, INC | History | Closed out | 0 | 0 | — | 0.0% | — | -197 | -100.0% | Q3 2025 | Nov 06, 2025 |
| MORGAN STANLEY | History | Reduced | 1 | 0 | — | 0.0% | — | -35 | -97.22% | Q4 2025 | Feb 13, 2026 |