FIRST TRUST EXCHANGE-TRADED FUND III - RFEM
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Ferguson Shapiro LLC | History | Reduced | 213,603 | 20,061 | 5.87% | 5.45% | 1 | -4,215 | -1.94% | Q2 2026 | Jul 09, 2026 |
| LPL Financial LLC | History | Added to | 119,247 | 11,199 | 0.0% | 0.0% | 2 | +17,061 | 16.7% | Q2 2026 | Aug 07, 2026 |
| Janney Montgomery Scott LLC | History | New | 79,888 | 7,503 | 0.01% | — | 3 | +79,888 | New | Q2 2026 | Aug 05, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 60,193 | 5,653 | 0.0% | 0.0% | 4 | -208 | -0.34% | Q2 2026 | Aug 03, 2026 |
| Baird Financial Group, Inc. | History | Reduced | 40,840 | 3,835 | 0.01% | 0.01% | 5 | -4,658 | -10.24% | Q2 2026 | Aug 12, 2026 |
| Prospera Financial Services Inc | History | Reduced | 33,713 | 3,166 | 0.05% | 0.05% | 6 | -3,324 | -8.97% | Q2 2026 | Jul 15, 2026 |
| RiverFront Investment Group, LLC | History | Reduced | 33,302 | 3,127 | 0.04% | 0.05% | 7 | -3,105 | -8.53% | Q2 2026 | Jul 29, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 27,179 | 2,552 | 0.0% | 0.0% | 8 | +774 | 2.93% | Q2 2026 | Jul 28, 2026 |
| J.W. COLE ADVISORS, INC. | History | New | 25,184 | 2,365 | 0.04% | — | 9 | +25,184 | New | Q2 2026 | Jul 21, 2026 |
| OLD MISSION CAPITAL LLC | History | Added to | 23,573 | 2,213 | 0.04% | 0.03% | 10 | +2,223 | 10.41% | Q2 2026 | Aug 14, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 17,925 | 1,683 | 0.0% | 0.0% | 11 | +1,640 | 10.07% | Q2 2026 | Aug 07, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 17,813 | 1,673 | 0.0% | 0.0% | 12 | +425 | 2.44% | Q2 2026 | Jul 27, 2026 |
| Maia Wealth LLC | History | Added to | 17,174 | 1,612 | 0.24% | 0.22% | 13 | +1,592 | 10.22% | Q2 2026 | Jul 28, 2026 |
| Cetera Investment Advisers | History | Reduced | 12,539 | 1,177 | 0.0% | 0.0% | 14 | -16,015 | -56.09% | Q2 2026 | Aug 12, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 12,517 | 1,175 | 0.0% | 0.0% | 15 | -1,935 | -13.39% | Q2 2026 | Aug 14, 2026 |
| World Investment Advisors | History | No change | 11,160 | 916 | 0.02% | 0.01% | 16 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Keystone Wealth Services, LLC | History | Added to | 7,977 | 749 | 0.14% | 0.13% | 17 | +515 | 6.9% | Q2 2026 | Aug 05, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 6,153 | 577 | 0.0% | 0.0% | 18 | -27 | -0.44% | Q2 2026 | Jul 17, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 5,344 | 501 | 0.0% | 0.0% | 19 | +2,710 | 102.89% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 3,498 | 328 | 0.0% | 0.0% | 20 | +298 | 9.31% | Q2 2026 | Aug 14, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 3,090 | 290 | 0.0% | 0.0% | 21 | -817 | -20.91% | Q2 2026 | Sep 02, 2026 |
| BENJAMIN EDWARDS INC | History | Reduced | 2,690 | 252 | 0.0% | 0.0% | 22 | -279 | -9.4% | Q2 2026 | Jul 24, 2026 |
| GeoWealth Management, LLC | History | Added to | 2,483 | 233 | 0.01% | 0.01% | 23 | +110 | 4.64% | Q2 2026 | Jul 30, 2026 |
| Triad Wealth Partners, LLC | History | Reduced | 2,416 | 226 | 0.01% | 0.03% | 24 | -2,466 | -50.51% | Q2 2026 | Aug 10, 2026 |
| GAMMA Investing LLC | History | No change | 1,890 | 177 | 0.01% | 0.01% | 25 | 0 | 0.0% | Q2 2026 | Jul 07, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 853 | 79 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | Added to | 804 | 75 | 0.02% | 0.02% | 27 | +9 | 1.13% | Q2 2026 | Aug 27, 2026 |
| REAP Financial Group, LLC | History | Added to | 593 | 55 | 0.01% | 0.01% | 28 | +7 | 1.19% | Q2 2026 | Aug 04, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 284 | 26 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | No change | 159 | 14 | 0.01% | 0.01% | 30 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Elevated Capital Advisors, LLC | History | No change | 112 | 10 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Coppell Advisory Solutions LLC | History | New | 15,114 | 9 | 0.0% | — | 32 | +15,114 | New | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | No change | 75 | 7 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Ascentis Independent Advisors | History | No change | 67 | 6 | 0.02% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| NewEdge Advisors, LLC | History | No change | 48 | 4 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 52 | 4 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | New | 32 | 2 | 0.0% | — | 37 | +32 | New | Q2 2026 | Aug 14, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | New | 16 | 1 | 0.0% | — | 39 | +16 | New | Q2 2026 | Aug 12, 2026 |
| JPMORGAN CHASE & CO | History | No change | 14 | 1 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -9,118 | -100.0% | Q2 2026 | Aug 14, 2026 |
| MGO ONE SEVEN LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,869 | -100.0% | Q2 2026 | Jul 31, 2026 |
| MAI Capital Management | History | Closed out | 0 | 0 | — | 0.0% | — | -805 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Worth Financial Advisory Group, LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -65 | -100.0% | Q2 2026 | Jul 30, 2026 |
| ASSETMARK, INC | History | Closed out | 0 | 0 | — | 0.0% | — | -40 | -100.0% | Q2 2026 | Jul 30, 2026 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q2 2026 | Aug 13, 2026 |
| Sunbelt Securities, Inc. | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |