FIRST TRUST EXCHANGE-TRADED FUND III - RFEM
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Ferguson Shapiro LLC | History | Added to | 217,818 | 17,894 | 5.45% | 2.34% | 1 | +121,708 | 126.63% | Q1 2026 | Apr 23, 2026 |
| LPL Financial LLC | History | Added to | 102,186 | 8,395 | 0.0% | 0.0% | 2 | +24,884 | 32.19% | Q1 2026 | May 06, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 60,401 | 4,962 | 0.0% | 0.0% | 3 | +180 | 0.3% | Q1 2026 | May 04, 2026 |
| Baird Financial Group, Inc. | History | Added to | 45,498 | 3,737 | 0.01% | 0.01% | 4 | +452 | 1.0% | Q1 2026 | May 14, 2026 |
| Prospera Financial Services Inc | History | Reduced | 37,037 | 3,042 | 0.05% | 0.05% | 5 | -380 | -1.02% | Q1 2026 | Apr 14, 2026 |
| RiverFront Investment Group, LLC | History | Reduced | 36,407 | 2,991 | 0.05% | 0.05% | 6 | -528 | -1.43% | Q1 2026 | May 11, 2026 |
| Cetera Investment Advisers | History | Added to | 28,554 | 2,345 | 0.0% | 0.0% | 7 | +1,645 | 6.11% | Q1 2026 | May 13, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 26,405 | 2,169 | 0.0% | 0.0% | 8 | -659 | -2.43% | Q1 2026 | Apr 27, 2026 |
| OLD MISSION CAPITAL LLC | History | New | 21,350 | 1,754 | 0.03% | — | 9 | +21,350 | New | Q1 2026 | May 15, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | New | 17,388 | 1,429 | 0.0% | — | 10 | +17,388 | New | Q1 2026 | Apr 30, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 16,285 | 1,337 | 0.0% | 0.0% | 11 | -116 | -0.71% | Q1 2026 | May 04, 2026 |
| Maia Wealth LLC | History | Added to | 15,582 | 1,280 | 0.22% | 0.21% | 12 | +1,248 | 8.71% | Q1 2026 | May 08, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 14,452 | 1,187 | 0.0% | 0.0% | 13 | +10,414 | 257.9% | Q1 2026 | May 14, 2026 |
| World Investment Advisors | History | Reduced | 11,160 | 916 | 0.01% | 0.02% | 14 | -822 | -6.86% | Q1 2026 | Apr 27, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 9,118 | 749 | 0.0% | 0.0% | 15 | +559 | 6.53% | Q1 2026 | May 11, 2026 |
| Keystone Wealth Services, LLC | History | New | 7,462 | 613 | 0.13% | — | 16 | +7,462 | New | Q1 2026 | May 13, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 6,180 | 509 | 0.0% | 0.01% | 17 | -11,102 | -64.24% | Q1 2026 | Apr 07, 2026 |
| Triad Wealth Partners, LLC | History | Reduced | 4,882 | 401 | 0.03% | 0.04% | 18 | -1,079 | -18.1% | Q1 2026 | Apr 16, 2026 |
| CITADEL ADVISORS LLC | History | New | 3,907 | 320 | 0.0% | — | 19 | +3,907 | New | Q1 2026 | May 15, 2026 |
| MGO ONE SEVEN LLC | History | Reduced | 3,869 | 317 | 0.01% | 0.01% | 20 | -301 | -7.22% | Q1 2026 | May 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 3,200 | 262 | 0.0% | 0.0% | 21 | -10,933 | -77.36% | Q1 2026 | May 15, 2026 |
| BENJAMIN EDWARDS INC | History | New | 2,969 | 243 | 0.0% | — | 22 | +2,969 | New | Q1 2026 | May 12, 2026 |
| JANE STREET GROUP, LLC | History | New | 2,634 | 216 | 0.0% | — | 23 | +2,634 | New | Q1 2026 | May 12, 2026 |
| Worth Financial Advisory Group, LLC | History | New | 65 | 212 | 0.09% | — | 24 | +65 | New | Q1 2026 | May 04, 2026 |
| GeoWealth Management, LLC | History | New | 2,373 | 194 | 0.01% | — | 25 | +2,373 | New | Q1 2026 | May 13, 2026 |
| GAMMA Investing LLC | History | No change | 1,890 | 155 | 0.01% | 0.01% | 26 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 853 | 70 | 0.0% | 0.0% | 27 | +183 | 27.31% | Q1 2026 | May 01, 2026 |
| MAI Capital Management | History | No change | 805 | 66 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| REAP Financial Group, LLC | History | Added to | 586 | 48 | 0.01% | 0.01% | 29 | +1 | 0.17% | Q1 2026 | May 11, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | No change | 581 | 46 | 0.01% | 0.01% | 30 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 284 | 23 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | No change | 159 | 13 | 0.01% | 0.01% | 32 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Elevated Capital Advisors, LLC | History | Reduced | 112 | 9 | 0.0% | 0.01% | 33 | -485 | -81.24% | Q1 2026 | Apr 30, 2026 |
| UBS Group AG | History | No change | 75 | 6 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Ascentis Independent Advisors | History | New | 67 | 5 | 0.0% | — | 35 | +67 | New | Q1 2026 | Apr 28, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 52 | 4 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| ASSETMARK, INC | History | New | 40 | 3 | 0.0% | — | 38 | +40 | New | Q1 2026 | May 06, 2026 |
| NewEdge Advisors, LLC | History | No change | 48 | 3 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q1 2026 | Jun 02, 2026 |
| JPMORGAN CHASE & CO | History | No change | 14 | 1 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -72,344 | -100.0% | Q1 2026 | Apr 22, 2026 |
| J.W. COLE ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.05% | — | -26,392 | -100.0% | Q1 2026 | Apr 23, 2026 |
| Coppell Advisory Solutions LLC | History | Closed out | 0 | 0 | — | 0.17% | — | -21,832 | -100.0% | Q1 2026 | May 15, 2026 |
| Wagner Wealth Management, Corp | History | Closed out | 0 | 0 | — | 0.45% | — | -5,724 | -100.0% | Q1 2026 | May 05, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -290 | -100.0% | Q1 2026 | Apr 30, 2026 |
| MORGAN STANLEY | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Sunbelt Securities, Inc. | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |