FIRST TRUST EXCHANGE-TRADED FUND III - RFEM
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Ferguson Shapiro LLC | History | Reduced | 212,848 | 20,848 | 6.06% | 5.87% | 1 | -755 | -0.35% | Q3 2026 | Oct 16, 2026 |
| LPL Financial LLC | History | No change | 119,247 | 11,199 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Janney Montgomery Scott LLC | History | No change | 79,888 | 7,503 | 0.01% | 0.01% | 3 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 60,193 | 5,653 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Baird Financial Group, Inc. | History | No change | 40,840 | 3,835 | 0.01% | 0.01% | 5 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| RiverFront Investment Group, LLC | History | No change | 33,302 | 3,127 | 0.04% | 0.04% | 6 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| J.W. COLE ADVISORS, INC. | History | No change | 25,184 | 2,365 | 0.04% | 0.04% | 7 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| OLD MISSION CAPITAL LLC | History | No change | 23,573 | 2,213 | 0.04% | 0.04% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Maia Wealth LLC | History | Added to | 18,929 | 1,854 | 0.26% | 0.24% | 9 | +1,755 | 10.22% | Q3 2026 | Oct 19, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 17,925 | 1,683 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Prospera Financial Services Inc | History | Reduced | 15,267 | 1,391 | 0.02% | 0.05% | 11 | -18,446 | -54.71% | Q3 2026 | Nov 04, 2026 |
| Cetera Investment Advisers | History | No change | 12,539 | 1,177 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 12,517 | 1,175 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 9,648 | 945 | 0.01% | 0.0% | 14 | +3,495 | 56.8% | Q3 2026 | Oct 08, 2026 |
| World Investment Advisors | History | No change | 11,160 | 916 | 0.02% | 0.02% | 15 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Keystone Wealth Services, LLC | History | Reduced | 7,672 | 756 | 0.14% | 0.14% | 16 | -305 | -3.82% | Q3 2026 | Nov 03, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 7,591 | 743 | 0.0% | 0.0% | 17 | -19,588 | -72.07% | Q3 2026 | Oct 30, 2026 |
| JANE STREET GROUP, LLC | History | No change | 5,344 | 501 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 3,498 | 328 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GAMMA Investing LLC | History | Added to | 3,160 | 309 | 0.01% | 0.01% | 20 | +1,270 | 67.2% | Q3 2026 | Oct 08, 2026 |
| CITADEL ADVISORS LLC | History | No change | 3,090 | 290 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| BENJAMIN EDWARDS INC | History | No change | 2,690 | 252 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| GeoWealth Management, LLC | History | No change | 2,483 | 233 | 0.01% | 0.01% | 23 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 2,225 | 218 | 0.0% | 0.0% | 24 | -15,588 | -87.51% | Q3 2026 | Nov 02, 2026 |
| Triad Wealth Partners, LLC | History | Reduced | 2,228 | 218 | 0.01% | 0.01% | 25 | -188 | -7.78% | Q3 2026 | Oct 26, 2026 |
| REAP Financial Group, LLC | History | Added to | 597 | 58 | 0.01% | 0.01% | 26 | +4 | 0.67% | Q3 2026 | Nov 02, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 284 | 26 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Elevated Capital Advisors, LLC | History | No change | 112 | 10 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Coppell Advisory Solutions LLC | History | No change | 15,114 | 9 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | Reduced | 74 | 7 | 0.0% | 0.01% | 31 | -85 | -53.46% | Q3 2026 | Oct 28, 2026 |
| UBS Group AG | History | No change | 75 | 7 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Ascentis Independent Advisors | History | No change | 67 | 6 | 0.0% | 0.02% | 32 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| NewEdge Advisors, LLC | History | No change | 48 | 4 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 52 | 4 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CX Institutional | History | New | 33 | 3 | 0.0% | — | 35 | +33 | New | Q3 2026 | Oct 02, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 32 | 2 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| JPMORGAN CHASE & CO | History | No change | 14 | 1 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 16 | 1 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -853 | -100.0% | Q3 2026 | Nov 02, 2026 |
| TUCKER ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -804 | -100.0% | Q3 2026 | Oct 29, 2026 |