ALPS ETF Trust - RFFC
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 3 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ALPS ADVISORS INC | History | Added to | 165,685 | 11,112 | 0.06% | 0.06% | 1 | +11,730 | 7.62% | Q4 2025 | Feb 12, 2026 |
| CITADEL ADVISORS LLC | History | New | 18,798 | 1,260 | 0.0% | — | 2 | +18,798 | New | Q4 2025 | Feb 17, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 14,412 | 966 | 0.0% | 0.0% | 3 | -1,304 | -8.3% | Q4 2025 | Feb 17, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 10,966 | 735 | 0.0% | 0.0% | 4 | -91 | -0.82% | Q4 2025 | Feb 10, 2026 |
| Fermata Advisors, LLC | History | Added to | 9,933 | 666 | 0.16% | 0.16% | 5 | +72 | 0.73% | Q4 2025 | Jan 08, 2026 |
| Arsenal Capital Advisors LLC | History | New | 6,712 | 450 | 0.32% | — | 6 | +6,712 | New | Q4 2025 | Feb 11, 2026 |
| Koshinski Asset Management, Inc. | History | No change | 5,316 | 356 | 0.02% | 0.02% | 7 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| RiverFront Investment Group, LLC | History | Reduced | 4,982 | 334 | 0.01% | 0.01% | 8 | -281 | -5.34% | Q4 2025 | Feb 05, 2026 |
| Prospera Financial Services Inc | History | Added to | 4,059 | 272 | 0.0% | 0.0% | 9 | +24 | 0.59% | Q4 2025 | Feb 09, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 3,637 | 243 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| Elevated Capital Advisors, LLC | History | New | 2,435 | 163 | 0.04% | — | 11 | +2,435 | New | Q4 2025 | Jan 27, 2026 |
| GAMMA Investing LLC | History | Reduced | 2,389 | 160 | 0.01% | 0.01% | 12 | -53 | -2.17% | Q4 2025 | Jan 05, 2026 |
| NewEdge Advisors, LLC | History | Reduced | 1,662 | 111 | 0.0% | 0.0% | 13 | -195 | -10.5% | Q4 2025 | Feb 18, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 1,103 | 73 | 0.0% | 0.0% | 14 | +26 | 2.41% | Q4 2025 | Feb 11, 2026 |
| UBS Group AG | History | Reduced | 1,063 | 71 | 0.0% | 0.0% | 15 | -1,297 | -54.96% | Q4 2025 | Jan 29, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | No change | 276 | 18 | 0.01% | 0.02% | 16 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Triumph Capital Management | History | New | 124 | 8 | 0.0% | — | 17 | +124 | New | Q4 2025 | Feb 12, 2026 |
| Main Street Financial Solutions, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -4,667 | -100.0% | Q3 2025 | Nov 14, 2025 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q3 2025 | Nov 14, 2025 |
| WELLS FARGO & COMPANY/MN | History | New | 1 | 0 | — | — | — | +1 | New | Q4 2025 | Feb 13, 2026 |