ALPS ETF Trust - RFFC
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ALPS ADVISORS INC | History | No change | 197,380 | 15,113 | 0.07% | 0.07% | 1 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 12,571 | 948 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 11,600 | 888 | 0.0% | 0.0% | 3 | -996 | -7.91% | Q3 2026 | Nov 12, 2026 |
| Tenzing Financial LLC | History | Added to | 10,263 | 788 | 0.53% | 0.15% | 4 | +7,378 | 255.74% | Q3 2026 | Nov 03, 2026 |
| Arsenal Capital Advisors LLC | History | No change | 7,666 | 586 | 0.31% | 0.34% | 5 | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |
| Fermata Advisors, LLC | History | Reduced | 5,923 | 453 | 0.09% | 0.14% | 6 | -2,986 | -33.52% | Q3 2026 | Oct 09, 2026 |
| Koshinski Asset Management, Inc. | History | No change | 5,316 | 407 | 0.02% | 0.02% | 7 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| RiverFront Investment Group, LLC | History | New | 4,982 | 381 | 0.0% | — | 8 | +4,982 | New | Q3 2026 | Nov 13, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 4,977 | 375 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 3,780 | 289 | 0.0% | 0.0% | 10 | +2,749 | 266.63% | Q3 2026 | Nov 12, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 3,637 | 278 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q3 2026 | Nov 13, 2026 |
| GAMMA Investing LLC | History | No change | 2,389 | 182 | 0.01% | 0.01% | 12 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| NewEdge Advisors, LLC | History | No change | 1,663 | 125 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| UBS Group AG | History | Reduced | 393 | 30 | 0.0% | 0.0% | 14 | -5 | -1.26% | Q3 2026 | Nov 10, 2026 |
| Elevated Capital Advisors, LLC | History | No change | 208 | 15 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| Horizon Investments, LLC | History | New | 174 | 13 | 0.0% | — | 16 | +174 | New | Q3 2026 | Nov 13, 2026 |
| Nuveen, LLC | History | New | 156 | 11 | 0.0% | — | 18 | +156 | New | Q3 2026 | Nov 10, 2026 |
| Canton Hathaway, LLC | History | New | 145 | 11 | 0.0% | — | 17 | +145 | New | Q3 2026 | Oct 23, 2026 |
| EVOLUTION WEALTH MANAGEMENT INC. | History | Reduced | 137 | 10 | 0.01% | 0.01% | 19 | -152 | -52.6% | Q3 2026 | Oct 28, 2026 |
| Triumph Capital Management | History | No change | 54 | 4 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| Smartleaf Asset Management LLC | History | Added to | 28 | 2 | 0.0% | — | 21 | +25 | 833.33% | Q3 2026 | Nov 10, 2026 |
| Prospera Financial Services Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -3,912 | -100.0% | Q3 2026 | Nov 04, 2026 |