Lattice Strategies Trust - ROUS
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NorthRock Partners, LLC | History | Reduced | 1,339,244 | 77,287 | 1.3% | 1.7% | 1 | -300,647 | -18.33% | Q4 2025 | Feb 17, 2026 |
| Hartford Funds Management Co LLC | History | Reduced | 866,198 | 49,988 | 4.1% | 4.51% | 2 | -48,166 | -5.27% | Q4 2025 | Feb 06, 2026 |
| LPL Financial LLC | History | Added to | 675,705 | 38,994 | 0.01% | 0.01% | 3 | +66,847 | 10.98% | Q4 2025 | Feb 11, 2026 |
| MORGAN STANLEY | History | Reduced | 459,588 | 26,522 | 0.0% | 0.0% | 4 | -41,623 | -8.3% | Q4 2025 | Feb 13, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 299,855 | 17,302 | 0.0% | 0.01% | 5 | -281,212 | -48.4% | Q4 2025 | Feb 17, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 252,121 | 14,549 | 0.0% | 0.0% | 6 | +63,646 | 33.77% | Q4 2025 | Feb 18, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 198,579 | 11,459 | 0.0% | 0.0% | 7 | -15,194 | -7.11% | Q4 2025 | Feb 17, 2026 |
| Mariner, LLC | History | Added to | 137,290 | 7,922 | 0.01% | 0.01% | 8 | +1,396 | 1.03% | Q4 2025 | Feb 13, 2026 |
| Western Wealth Management, LLC | History | Added to | 133,860 | 7,725 | 0.36% | 0.38% | 9 | +8,300 | 6.61% | Q4 2025 | Feb 05, 2026 |
| Fermata Advisors, LLC | History | Added to | 123,516 | 7,128 | 1.71% | 1.79% | 10 | +404 | 0.33% | Q4 2025 | Jan 08, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 115,335 | 6,655 | 0.0% | 0.0% | 11 | +28,320 | 32.55% | Q4 2025 | Feb 17, 2026 |
| ROYAL BANK OF CANADA | History | New | 104,192 | 6,013 | 0.0% | — | 12 | +104,192 | New | Q4 2025 | Feb 17, 2026 |
| Cetera Investment Advisers | History | Reduced | 98,890 | 5,706 | 0.01% | 0.01% | 13 | -839 | -0.84% | Q4 2025 | Feb 17, 2026 |
| Marshall Financial Group, LLC | History | Added to | 85,589 | 4,939 | 0.96% | 0.85% | 14 | +9,579 | 12.6% | Q4 2025 | Jan 09, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 69,948 | 4,036 | 0.01% | 0.0% | 15 | +67,610 | 2891.79% | Q4 2025 | Mar 16, 2026 |
| Vista Cima Wealth Management LLC | History | Reduced | 67,637 | 3,903 | 3.25% | 3.25% | 16 | -319 | -0.47% | Q4 2025 | Feb 11, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 67,296 | 3,883 | 0.0% | 0.0% | 17 | -13,993 | -17.21% | Q4 2025 | Feb 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 64,717 | 3,734 | 0.0% | 0.0% | 18 | +10,537 | 19.45% | Q4 2025 | Feb 12, 2026 |
| UBS Group AG | History | Reduced | 61,256 | 3,535 | 0.0% | 0.0% | 19 | -1,966 | -3.11% | Q4 2025 | Jan 29, 2026 |
| NewEdge Advisors, LLC | History | Added to | 58,715 | 3,388 | 0.01% | 0.0% | 20 | +40,933 | 230.19% | Q4 2025 | Feb 18, 2026 |
| Waverly Advisors, LLC | History | New | 53,954 | 3,113 | 0.03% | — | 21 | +53,954 | New | Q4 2025 | Feb 17, 2026 |
| COLDSTREAM CAPITAL MANAGEMENT INC | History | Reduced | 52,647 | 3,038 | 0.04% | 0.04% | 22 | -180 | -0.34% | Q4 2025 | Feb 09, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 40,617 | 2,344 | 0.0% | 0.0% | 23 | +34,205 | 533.45% | Q4 2025 | Feb 17, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 40,125 | 2,315 | 0.0% | 0.0% | 24 | +21,744 | 118.3% | Q4 2025 | Feb 17, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 37,790 | 2,181 | 0.01% | 0.01% | 25 | -2,651 | -6.56% | Q4 2025 | Feb 11, 2026 |
| Stratos Wealth Partners, LTD. | History | Reduced | 36,551 | 2,109 | 0.02% | 0.05% | 26 | -39,880 | -52.18% | Q4 2025 | Jan 20, 2026 |
| WCG Wealth Advisors LLC | History | New | 30,831 | 1,779 | 0.05% | — | 27 | +30,831 | New | Q4 2025 | Feb 10, 2026 |
| Main Street Financial Solutions, LLC | History | Added to | 29,436 | 1,698 | 0.13% | 0.1% | 28 | +3,478 | 13.4% | Q4 2025 | Feb 17, 2026 |
| Golden Bell Financial Planning LLC | History | Reduced | 29,425 | 1,698 | 1.41% | 1.49% | 29 | -308 | -1.04% | Q4 2025 | Feb 03, 2026 |
| Gladstone Institutional Advisory LLC | History | Added to | 23,452 | 1,353 | 0.05% | 0.05% | 30 | +193 | 0.83% | Q4 2025 | Feb 17, 2026 |
| First PREMIER Bank | History | No change | 21,400 | 1,235 | 0.28% | 0.28% | 31 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 20,715 | 1,195 | 0.0% | 0.0% | 32 | +1,997 | 10.67% | Q4 2025 | Feb 17, 2026 |
| Wagner Wealth Management, LLC | History | Added to | 19,516 | 1,126 | 0.24% | 0.26% | 33 | +67 | 0.34% | Q4 2025 | Jan 30, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | History | Added to | 17,949 | 1,035 | 0.36% | 0.36% | 34 | +14,810 | 471.81% | Q4 2025 | Jan 20, 2026 |
| Van Hulzen Asset Management, LLC | History | Added to | 17,384 | 1,003 | 0.07% | 0.06% | 35 | +3,141 | 22.05% | Q4 2025 | Feb 06, 2026 |
| Kingsview Wealth Management, LLC | History | Added to | 16,581 | 956 | 0.01% | 0.01% | 36 | +1,530 | 10.17% | Q4 2025 | Feb 09, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 13,459 | 776 | 0.0% | 0.0% | 37 | +1,073 | 8.66% | Q4 2025 | Feb 10, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 10,490 | 605 | 0.01% | 0.01% | 38 | -144 | -1.35% | Q4 2025 | Feb 09, 2026 |
| Sanctuary Advisors, LLC | History | Reduced | 10,468 | 604 | 0.0% | 0.0% | 39 | -1,732 | -14.2% | Q4 2025 | Jan 29, 2026 |
| IEQ CAPITAL, LLC | History | No change | 9,447 | 545 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Baird Financial Group, Inc. | History | No change | 9,000 | 519 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 6,923 | 399 | 0.0% | 0.0% | 42 | -62,284 | -90.0% | Q4 2025 | Feb 10, 2026 |
| J.W. COLE ADVISORS, INC. | History | Added to | 6,684 | 385 | 0.01% | 0.01% | 43 | +19 | 0.29% | Q4 2025 | Feb 11, 2026 |
| RAM Investment Partners, LLC | History | No change | 6,681 | 385 | 0.07% | 0.07% | 44 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Private Advisor Group, LLC | History | Reduced | 6,286 | 362 | 0.0% | 0.0% | 45 | -3,651 | -36.74% | Q4 2025 | Feb 17, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 5,864 | 338 | 0.0% | 0.0% | 46 | +250 | 4.45% | Q4 2025 | Feb 13, 2026 |
| Harborfront Financial Group LLC | History | New | 5,659 | 326 | 2.43% | — | 47 | +5,659 | New | Q4 2025 | Feb 17, 2026 |
| HighTower Advisors, LLC | History | Added to | 4,782 | 275 | 0.0% | 0.0% | 48 | +12 | 0.25% | Q4 2025 | Feb 06, 2026 |
| Summit Financial, LLC | History | Reduced | 4,700 | 271 | 0.0% | 0.01% | 49 | -2,705 | -36.53% | Q4 2025 | Feb 13, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 4,293 | 247 | 0.0% | 0.0% | 50 | +1 | 0.02% | Q4 2025 | Feb 12, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 3,824 | 226 | 0.0% | 0.0% | 51 | +7 | 0.18% | Q4 2025 | Jan 08, 2026 |
| Lido Advisors, LLC | History | New | 3,537 | 204 | 0.0% | — | 52 | +3,537 | New | Q4 2025 | Feb 10, 2026 |
| FMR LLC | History | Added to | 2,796 | 161 | 0.0% | 0.0% | 53 | +460 | 19.69% | Q4 2025 | Feb 17, 2026 |
| UMB Bank, n.a. | History | New | 2,650 | 152 | 0.0% | — | 54 | +2,650 | New | Q4 2025 | Feb 13, 2026 |
| Russell Investments Group, Ltd. | History | Added to | 2,139 | 123 | 0.0% | 0.0% | 55 | +1 | 0.05% | Q4 2025 | Feb 17, 2026 |
| Allworth Financial LP | History | New | 2,017 | 116 | 0.0% | — | 56 | +2,017 | New | Q4 2025 | Feb 05, 2026 |
| Global Retirement Partners, LLC | History | Reduced | 1,915 | 110 | 0.0% | 0.0% | 57 | -225 | -10.51% | Q4 2025 | Feb 06, 2026 |
| OPTIMA CAPITAL LLC | History | New | 1,741 | 100 | 0.04% | — | 58 | +1,741 | New | Q4 2025 | Jan 23, 2026 |
| ASSETMARK, INC | History | No change | 1,000 | 57 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Farther Finance Advisors, LLC | History | No change | 388 | 22 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Quest 10 Wealth Builders, Inc. | History | No change | 350 | 20 | 0.02% | 0.02% | 61 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| CWM, LLC | History | No change | 315 | 18 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Sound Income Strategies, LLC | History | No change | 83 | 4 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,722 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Keystone Financial Group | History | Closed out | 0 | 0 | — | 0.01% | — | -1,618 | -100.0% | Q3 2025 | Nov 17, 2025 |
| HUNTINGTON NATIONAL BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -428 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -115 | -100.0% | Q3 2025 | Nov 18, 2025 |