Lattice Strategies Trust - ROUS
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NorthRock Partners, LLC | History | Reduced | 1,274,569 | 75,250 | 1.21% | 1.3% | 1 | -64,675 | -4.83% | Q1 2026 | May 15, 2026 |
| Hartford Funds Management Co LLC | History | Reduced | 866,177 | 51,139 | 4.44% | 4.1% | 2 | -21 | -0.0% | Q1 2026 | May 04, 2026 |
| LPL Financial LLC | History | Added to | 724,779 | 42,790 | 0.01% | 0.01% | 3 | +49,074 | 7.26% | Q1 2026 | May 06, 2026 |
| MORGAN STANLEY | History | Reduced | 449,820 | 26,557 | 0.0% | 0.0% | 4 | -9,768 | -2.13% | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 341,012 | 20,133 | 0.01% | 0.0% | 5 | +88,891 | 35.26% | Q1 2026 | May 14, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 301,870 | 17,861 | 0.0% | 0.0% | 6 | +2,015 | 0.67% | Q1 2026 | May 15, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 197,415 | 11,655 | 0.0% | 0.0% | 7 | -1,164 | -0.59% | Q1 2026 | May 15, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 181,332 | 10,706 | 0.0% | 0.0% | 8 | +77,140 | 74.04% | Q1 2026 | May 15, 2026 |
| Kingsview Wealth Management, LLC | History | Added to | 177,876 | 10,501 | 0.14% | 0.01% | 9 | +161,295 | 972.77% | Q1 2026 | May 12, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 164,457 | 9,558 | 0.0% | 0.0% | 10 | +49,122 | 42.59% | Q1 2026 | May 15, 2026 |
| Western Wealth Management, LLC | History | Added to | 150,426 | 8,881 | 0.32% | 0.36% | 11 | +16,566 | 12.38% | Q1 2026 | May 19, 2026 |
| Fermata Advisors, LLC | History | Added to | 124,610 | 7,356 | 1.66% | 1.71% | 12 | +1,094 | 0.89% | Q1 2026 | Apr 08, 2026 |
| Cetera Investment Advisers | History | Added to | 99,961 | 5,901 | 0.01% | 0.01% | 13 | +1,071 | 1.08% | Q1 2026 | May 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 87,438 | 5,162 | 0.01% | 0.0% | 14 | +22,721 | 35.11% | Q1 2026 | Apr 27, 2026 |
| Marshall Financial Group, LLC | History | Reduced | 84,511 | 4,989 | 0.8% | 0.96% | 15 | -1,078 | -1.26% | Q1 2026 | Apr 10, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 78,495 | 4,634 | 0.0% | 0.0% | 16 | +11,199 | 16.64% | Q1 2026 | May 11, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 71,055 | 4,195 | 0.01% | 0.01% | 17 | +1,107 | 1.58% | Q1 2026 | May 14, 2026 |
| Vista Cima Wealth Management LLC | History | Reduced | 62,051 | 3,663 | 3.62% | 3.25% | 18 | -5,586 | -8.26% | Q1 2026 | May 12, 2026 |
| UBS Group AG | History | Reduced | 55,507 | 3,277 | 0.0% | 0.0% | 19 | -5,749 | -9.39% | Q1 2026 | May 05, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 52,127 | 3,077 | 0.05% | 0.01% | 20 | +41,637 | 396.92% | Q1 2026 | May 15, 2026 |
| Waverly Advisors, LLC | History | Reduced | 51,331 | 3,030 | 0.02% | 0.03% | 21 | -2,623 | -4.86% | Q1 2026 | May 15, 2026 |
| COLDSTREAM CAPITAL MANAGEMENT INC | History | Reduced | 51,061 | 3,014 | 0.04% | 0.04% | 22 | -1,586 | -3.01% | Q1 2026 | May 08, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 38,420 | 2,268 | 0.01% | 0.01% | 23 | +630 | 1.67% | Q1 2026 | Apr 22, 2026 |
| Stratos Wealth Partners, LTD. | History | Added to | 37,784 | 2,230 | 0.03% | 0.02% | 24 | +1,233 | 3.37% | Q1 2026 | Apr 28, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 37,650 | 2,223 | 0.0% | 0.0% | 25 | -2,475 | -6.17% | Q1 2026 | May 15, 2026 |
| WCG Wealth Advisors LLC | History | No change | 30,831 | 1,820 | 0.05% | 0.05% | 26 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Golden Bell Financial Planning LLC | History | Reduced | 29,299 | 1,729 | 1.38% | 1.41% | 27 | -126 | -0.43% | Q1 2026 | May 05, 2026 |
| Main Street Financial Solutions, LLC | History | No change | 29,436 | 1,698 | 0.13% | 0.13% | 28 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 28,385 | 1,675 | 0.0% | 0.0% | 29 | +14,926 | 110.9% | Q1 2026 | May 07, 2026 |
| Mariner, LLC | History | Reduced | 26,296 | 1,552 | 0.0% | 0.01% | 30 | -110,994 | -80.85% | Q1 2026 | May 13, 2026 |
| &PARTNERS | History | New | 26,104 | 1,541 | 0.01% | — | 31 | +26,104 | New | Q1 2026 | May 15, 2026 |
| First PREMIER Bank | History | No change | 21,400 | 1,264 | 0.29% | 0.28% | 32 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | History | Added to | 20,603 | 1,216 | 0.5% | 0.36% | 33 | +2,654 | 14.79% | Q1 2026 | Apr 14, 2026 |
| Wagner Wealth Management, LLC | History | Added to | 19,560 | 1,154 | 0.23% | 0.24% | 34 | +44 | 0.23% | Q1 2026 | Apr 24, 2026 |
| Van Hulzen Asset Management, LLC | History | Added to | 17,848 | 1,053 | 0.08% | 0.07% | 35 | +464 | 2.67% | Q1 2026 | May 14, 2026 |
| Gladstone Institutional Advisory LLC | History | Reduced | 16,029 | 946 | 0.04% | 0.05% | 36 | -7,423 | -31.65% | Q1 2026 | May 14, 2026 |
| Arkadios Wealth Advisors | History | New | 13,146 | 776 | 0.01% | — | 37 | +13,146 | New | Q1 2026 | May 18, 2026 |
| Sanctuary Advisors, LLC | History | Reduced | 10,413 | 614 | 0.0% | 0.0% | 38 | -55 | -0.53% | Q1 2026 | May 05, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 9,854 | 581 | 0.0% | 0.0% | 39 | -30,763 | -75.74% | Q1 2026 | May 15, 2026 |
| IEQ CAPITAL, LLC | History | No change | 9,447 | 557 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Baird Financial Group, Inc. | History | Added to | 9,158 | 540 | 0.0% | 0.0% | 41 | +158 | 1.76% | Q1 2026 | May 14, 2026 |
| Independent Advisor Alliance | History | New | 7,510 | 443 | 0.0% | — | 42 | +7,510 | New | Q1 2026 | May 12, 2026 |
| RAM Investment Partners, LLC | History | No change | 6,681 | 394 | 0.07% | 0.07% | 43 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 6,265 | 369 | 0.0% | 0.0% | 44 | -658 | -9.5% | Q1 2026 | May 04, 2026 |
| Private Advisor Group, LLC | History | Reduced | 6,198 | 365 | 0.0% | 0.0% | 45 | -88 | -1.4% | Q1 2026 | Apr 24, 2026 |
| Henderson Brothers Financial Partners, LLC | History | New | 6,160 | 363 | 0.09% | — | 46 | +6,160 | New | Q1 2026 | May 04, 2026 |
| Harborfront Financial Group LLC | History | No change | 5,659 | 326 | 2.43% | 2.43% | 47 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 5,356 | 316 | 0.0% | 0.0% | 48 | -508 | -8.66% | Q1 2026 | May 12, 2026 |
| Summit Financial, LLC | History | Added to | 4,710 | 278 | 0.0% | 0.0% | 49 | +10 | 0.21% | Q1 2026 | May 15, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 4,294 | 253 | 0.0% | 0.0% | 50 | +1 | 0.02% | Q1 2026 | May 08, 2026 |
| HighTower Advisors, LLC | History | Reduced | 4,262 | 251 | 0.0% | 0.0% | 51 | -520 | -10.87% | Q1 2026 | May 05, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 3,586 | 211 | 0.0% | 0.0% | 52 | -17,129 | -82.69% | Q1 2026 | May 15, 2026 |
| UMB Bank, n.a. | History | No change | 2,650 | 156 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| FMR LLC | History | Reduced | 2,604 | 153 | 0.0% | 0.0% | 54 | -192 | -6.87% | Q1 2026 | May 15, 2026 |
| Russell Investments Group, Ltd. | History | Added to | 2,146 | 126 | 0.0% | 0.0% | 55 | +7 | 0.33% | Q1 2026 | May 08, 2026 |
| Allworth Financial LP | History | Added to | 2,020 | 119 | 0.0% | 0.0% | 56 | +3 | 0.15% | Q1 2026 | May 14, 2026 |
| Global Retirement Partners, LLC | History | No change | 1,915 | 110 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | New | 1,572 | 93 | 0.01% | — | 58 | +1,572 | New | Q1 2026 | May 01, 2026 |
| Medallion Wealth Advisors, LLC | History | No change | 1,393 | 82 | 0.03% | 0.03% | 59 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| NewEdge Advisors, LLC | History | Added to | 69,954 | 69 | 0.0% | 0.01% | 60 | +11,239 | 19.14% | Q1 2026 | May 15, 2026 |
| ASSETMARK, INC | History | No change | 1,000 | 59 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| JPMORGAN CHASE & CO | History | New | 658 | 38 | 0.0% | — | 62 | +658 | New | Q1 2026 | May 13, 2026 |
| VANGUARD ADVISERS INC | History | New | 622 | 36 | 0.0% | — | 63 | +622 | New | Q1 2026 | May 08, 2026 |
| Farther Finance Advisors, LLC | History | No change | 388 | 23 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Quest 10 Wealth Builders, Inc. | History | No change | 350 | 20 | 0.02% | 0.02% | 65 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| CWM, LLC | History | No change | 315 | 18 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Sound Income Strategies, LLC | History | No change | 83 | 4 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| J.W. COLE ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -6,684 | -100.0% | Q1 2026 | Apr 23, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,824 | -100.0% | Q1 2026 | Apr 08, 2026 |
| Lido Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,537 | -100.0% | Q1 2026 | May 13, 2026 |
| OPTIMA CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -1,741 | -100.0% | Q1 2026 | May 04, 2026 |