Stellus Capital Investment Corp - SCM
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 3 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Added to | 309,045 | 3,918 | 0.0% | 0.0% | 1 | +270,199 | 695.56% | Q4 2025 | Feb 11, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Added to | 284,104 | 3,602 | 0.01% | 0.0% | 2 | +58,840 | 26.12% | Q4 2025 | Feb 17, 2026 |
| Corient Private Wealth LLC | History | Added to | 281,166 | 3,565 | 0.0% | 0.01% | 3 | +7,066 | 2.58% | Q4 2025 | Mar 09, 2026 |
| TWO SIGMA ADVISERS, LP | History | Reduced | 265,200 | 3,362 | 0.01% | 0.01% | 4 | -20,572 | -7.2% | Q4 2025 | Feb 17, 2026 |
| Muzinich & Co., Inc. | History | Added to | 253,534 | 3,214 | 1.01% | 1.04% | 5 | +46,641 | 22.54% | Q4 2025 | Jan 21, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 226,165 | 2,867 | 0.0% | 0.0% | 6 | -5,075 | -2.19% | Q4 2025 | Feb 18, 2026 |
| CONDOR CAPITAL MANAGEMENT | History | Added to | 214,438 | 2,719 | 0.22% | 0.22% | 7 | +11,592 | 5.71% | Q4 2025 | Feb 06, 2026 |
| Legal & General Group Plc | History | Added to | 204,285 | 2,593 | 0.0% | 0.0% | 8 | +32,653 | 19.03% | Q4 2025 | Feb 09, 2026 |
| Ethos Financial Group, LLC | History | Reduced | 197,790 | 2,507 | 0.19% | 0.21% | 9 | -7,376 | -3.6% | Q4 2025 | Jan 20, 2026 |
| BlackRock, Inc. | History | Reduced | 195,545 | 2,479 | 0.0% | 0.0% | 10 | -6,916 | -3.42% | Q4 2025 | Feb 12, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 183,055 | 2,321 | 0.04% | 0.03% | 11 | +38,733 | 26.84% | Q4 2025 | Feb 12, 2026 |
| Sumitomo Mitsui Trust Group, Inc. | History | No change | 156,050 | 1,978 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Sunbelt Securities, Inc. | History | Added to | 154,573 | 1,959 | 0.13% | 0.13% | 13 | +8,440 | 5.78% | Q4 2025 | Feb 20, 2026 |
| Icon Wealth Advisors, LLC | History | Added to | 135,467 | 1,717 | 0.11% | 0.12% | 14 | +139 | 0.1% | Q4 2025 | Feb 13, 2026 |
| Inspire Advisors, LLC | History | Added to | 107,787 | 1,366 | 0.13% | 0.13% | 15 | +1,525 | 1.44% | Q4 2025 | Feb 13, 2026 |
| PFG Investments, LLC | History | Added to | 69,645 | 883 | 0.04% | 0.05% | 16 | +404 | 0.58% | Q4 2025 | Jan 26, 2026 |
| GABLES CAPITAL MANAGEMENT INC. | History | Reduced | 67,118 | 851 | 0.36% | 0.38% | 17 | -500 | -0.74% | Q4 2025 | Feb 06, 2026 |
| Virtus Investment Advisers, LLC | History | Added to | 60,048 | 761 | 0.21% | 0.22% | 18 | +1,754 | 3.01% | Q4 2025 | Feb 17, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 56,941 | 722 | 0.0% | 0.0% | 19 | -3,040 | -5.07% | Q4 2025 | Feb 17, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 49,800 | 631 | 0.0% | 0.0% | 20 | +4,535 | 10.02% | Q4 2025 | Feb 17, 2026 |
| Trexquant Investment LP | History | Reduced | 39,340 | 498 | 0.0% | 0.01% | 21 | -13,109 | -24.99% | Q4 2025 | Feb 17, 2026 |
| CANADA LIFE ASSURANCE Co | History | Added to | 36,126 | 459 | 0.0% | 0.0% | 22 | +70 | 0.19% | Q4 2025 | Feb 13, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 34,929 | 442 | 0.0% | 0.0% | 23 | +9,896 | 39.53% | Q4 2025 | Feb 12, 2026 |
| Brevan Howard Capital Management LP | History | Added to | 33,050 | 419 | 0.0% | 0.0% | 24 | +20,387 | 161.0% | Q4 2025 | Feb 17, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 31,841 | 403 | 0.0% | 0.0% | 25 | -2,229 | -6.54% | Q4 2025 | Feb 17, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 27,982 | 354 | 0.0% | 0.0% | 26 | +26,632 | 1972.74% | Q4 2025 | Feb 17, 2026 |
| UBS Group AG | History | Added to | 25,297 | 320 | 0.0% | 0.0% | 27 | +10,479 | 70.72% | Q4 2025 | Jan 29, 2026 |
| TrueMark Investments, LLC | History | New | 24,827 | 314 | 0.06% | — | 28 | +24,827 | New | Q4 2025 | Jan 14, 2026 |
| NORTHERN TRUST CORP | History | Reduced | 21,932 | 278 | 0.0% | 0.0% | 29 | -1,557 | -6.63% | Q4 2025 | Feb 17, 2026 |
| ROYAL BANK OF CANADA | History | New | 20,117 | 255 | 0.0% | — | 30 | +20,117 | New | Q4 2025 | Feb 17, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Added to | 18,362 | 232 | 0.0% | 0.0% | 31 | +15,069 | 457.61% | Q4 2025 | Feb 10, 2026 |
| MORGAN STANLEY | History | Reduced | 17,996 | 228 | 0.0% | 0.0% | 32 | -7,767 | -30.15% | Q4 2025 | Feb 13, 2026 |
| SIMPLEX TRADING, LLC | History | Added to | 17,222 | 218 | 0.0% | 0.0% | 33 | +5,887 | 51.94% | Q4 2025 | Feb 11, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 16,039 | 203 | 0.0% | 0.0% | 34 | -1,224 | -7.09% | Q4 2025 | Feb 02, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 15,459 | 196 | 0.0% | 0.0% | 35 | +2,470 | 19.02% | Q4 2025 | Jan 29, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 13,381 | 169 | 0.0% | 0.0% | 36 | -99 | -0.73% | Q4 2025 | Feb 13, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 13,000 | 164 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Aquatic Capital Management LLC | History | Reduced | 11,889 | 150 | 0.0% | 0.0% | 38 | -6,279 | -34.56% | Q4 2025 | Feb 17, 2026 |
| U.S. Capital Wealth Advisors, LLC | History | No change | 11,033 | 139 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 10,244 | 129 | 0.0% | 0.0% | 40 | -2,862 | -21.84% | Q4 2025 | Jan 23, 2026 |
| Private Advisor Group, LLC | History | No change | 10,000 | 126 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| CHILTON CAPITAL MANAGEMENT LLC | History | No change | 7,600 | 96 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Kestra Advisory Services, LLC | History | New | 4,851 | 61 | 0.0% | — | 43 | +4,851 | New | Q4 2025 | Feb 13, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 3,130 | 39 | 0.0% | 0.0% | 44 | +99 | 3.27% | Q4 2025 | Mar 16, 2026 |
| Keating Financial Advisory Services, Inc. | History | New | 2,970 | 37 | 0.01% | — | 45 | +2,970 | New | Q4 2025 | Feb 09, 2026 |
| Laurel Wealth Advisors LLC | History | New | 2,083 | 26 | 0.0% | — | 46 | +2,083 | New | Q4 2025 | Jan 30, 2026 |
| ORG Partners LLC | History | No change | 2,110 | 26 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Garton & Associates Financial Advisors LLC | History | New | 1,670 | 21 | 0.01% | — | 48 | +1,670 | New | Q4 2025 | Feb 18, 2026 |
| ASSETMARK, INC | History | No change | 1,200 | 15 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| State of Alaska, Department of Revenue | History | No change | 1,166 | 14 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| PRIVATE TRUST CO NA | History | No change | 1,097 | 13 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| GROUP ONE TRADING LLC | History | Reduced | 902 | 11 | 0.0% | 0.0% | 52 | -3,293 | -78.5% | Q4 2025 | Feb 12, 2026 |
| Crewe Advisors LLC | History | Added to | 833 | 10 | 0.0% | 0.0% | 53 | +63 | 8.18% | Q4 2025 | Jan 16, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 500 | 6 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Key FInancial Inc | History | No change | 500 | 6 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| CWM, LLC | History | No change | 400 | 5 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Aventura Private Wealth, LLC | History | No change | 472 | 5 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q4 2025 | Jan 07, 2026 |
| Harbor Asset Planning, Inc. | History | No change | 300 | 3 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Smithfield Trust Co | History | New | 119 | 2 | 0.0% | — | 60 | +119 | New | Q4 2025 | Feb 09, 2026 |
| VALLEY NATIONAL ADVISERS INC | History | No change | 200 | 2 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Blue Trust, Inc. | History | No change | 125 | 1 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -44,158 | -100.0% | Q3 2025 | Oct 27, 2025 |
| Gallagher Capital Advisors, LLC | History | Closed out | 0 | 0 | — | 0.23% | — | -34,000 | -100.0% | Q3 2025 | Nov 06, 2025 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,529 | -100.0% | Q3 2025 | Nov 07, 2025 |
| Quadrature Capital Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -11,383 | -100.0% | Q3 2025 | Nov 13, 2025 |
| HRT FINANCIAL LP | History | Closed out | 0 | 0 | — | 0.0% | — | -10,910 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Ameritas Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,438 | -100.0% | Q3 2025 | Nov 06, 2025 |
| JPMORGAN CHASE & CO | History | Reduced | 75 | 0 | — | 0.0% | — | -2,080 | -96.52% | Q4 2025 | Feb 11, 2026 |
| Geneos Wealth Management Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,798 | -100.0% | Q3 2025 | Oct 22, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -663 | -100.0% | Q3 2025 | Nov 18, 2025 |
| Quantbot Technologies LP | History | Closed out | 0 | 0 | — | 0.0% | — | -239 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Roble, Belko & Company, Inc | History | Closed out | 0 | 0 | — | — | — | -14 | -100.0% | Q3 2025 | Oct 24, 2025 |
| DANSKE BANK A/S | History | Added to | 4 | 0 | — | — | — | +2 | 100.0% | Q4 2025 | Feb 02, 2026 |
| Parallel Advisors, LLC | History | No change | 8 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |