Stellus Capital Investment Corp - SCM
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Corient Private Wealth LP | History | No change | 284,746 | 2,397 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2026 | Aug 27, 2026 |
| LPL Financial LLC | History | No change | 263,356 | 2,217 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Muzinich & Co., Inc. | History | No change | 255,026 | 2,147 | 0.73% | 0.73% | 3 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 252,821 | 2,128 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Legal & General Group Plc | History | No change | 238,329 | 2,009 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Advisors Asset Management, Inc. | History | No change | 220,277 | 1,854 | 0.03% | 0.03% | 6 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Ethos Financial Group, LLC | History | No change | 217,193 | 1,828 | 0.12% | 0.12% | 7 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| CONDOR CAPITAL MANAGEMENT | History | No change | 211,987 | 1,784 | 0.13% | 0.13% | 8 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Sumitomo Mitsui Trust Group, Inc. | History | No change | 156,151 | 1,314 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| Icon Wealth Advisors, LLC | History | No change | 135,536 | 1,141 | 0.07% | 0.07% | 10 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Samjo Management, LLC | History | No change | 133,700 | 1,125 | 0.38% | 0.38% | 11 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BlackRock, Inc. | History | No change | 109,462 | 921 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | No change | 96,424 | 811 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Inspire Advisors, LLC | History | No change | 86,232 | 726 | 0.05% | 0.05% | 14 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| GABLES CAPITAL MANAGEMENT INC. | History | No change | 67,052 | 564 | 0.2% | 0.2% | 15 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| MORGAN STANLEY | History | No change | 64,355 | 541 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Trexquant Investment LP | History | No change | 63,649 | 535 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Virtus Investment Advisers, LLC | History | No change | 62,135 | 523 | 0.12% | 0.12% | 18 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| XTX Topco Ltd | History | No change | 57,978 | 488 | 0.01% | 0.01% | 19 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CITADEL ADVISORS LLC | History | No change | 57,490 | 484 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 57,317 | 482 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PFG Investments, LLC | History | No change | 53,260 | 448 | 0.02% | 0.02% | 22 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| MARSHALL WACE, LLP | History | No change | 48,843 | 411 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Janney Montgomery Scott LLC | History | No change | 42,833 | 361 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 42,531 | 358 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Campbell & CO Investment Adviser LLC | History | No change | 34,955 | 294 | 0.02% | 0.02% | 26 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| CANADA LIFE ASSURANCE Co | History | No change | 34,747 | 292 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Gallagher Capital Advisors, LLC | History | No change | 34,000 | 286 | 0.16% | 0.16% | 28 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | No change | 28,812 | 242 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Stonebridge Financial Group, LLC/CA | History | No change | 22,155 | 189 | 0.03% | 0.03% | 30 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| DOLIVER ADVISORS, LP | History | Reduced | 24,501 | 181 | 0.04% | 0.11% | 31 | -30,791 | -55.69% | Q3 2026 | Oct 01, 2026 |
| Qube Research & Technologies Ltd | History | No change | 19,464 | 163 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ROYAL BANK OF CANADA | History | No change | 17,817 | 150 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| OPPENHEIMER & CO INC | History | No change | 15,329 | 129 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| SANDERS MORRIS HARRIS LLC | History | No change | 13,948 | 117 | 0.07% | 0.07% | 35 | 0 | 0.0% | Q2 2026 | Jul 07, 2026 |
| Concurrent Investment Advisors, LLC | History | No change | 13,909 | 117 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 13,000 | 109 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 12,681 | 106 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | No change | 12,109 | 101 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Arax Advisory Partners | History | No change | 11,466 | 96 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Mariner, LLC | History | No change | 11,000 | 92 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| JANE STREET GROUP, LLC | History | No change | 10,900 | 91 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Significant Wealth Partners LLC | History | No change | 10,131 | 85 | 0.09% | 0.09% | 43 | 0 | 0.0% | Q2 2026 | Jul 14, 2026 |
| CHILTON CAPITAL MANAGEMENT LLC | History | No change | 9,218 | 77 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 5,367 | 45 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 3,538 | 29 | 0.01% | 0.01% | 46 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 3,353 | 28 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Aquatic Capital Management LLC | History | No change | 1,612 | 13 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PRIVATE TRUST CO NA | History | No change | 1,097 | 9 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| State of Alaska, Department of Revenue | History | No change | 1,166 | 9 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| Tower Research Capital LLC (TRC) | History | No change | 1,158 | 9 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Crewe Advisors LLC | History | No change | 1,030 | 8 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| NOMURA ASSET MANAGEMENT CO LTD | History | No change | 881 | 7 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 500 | 4 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Key FInancial Inc | History | No change | 500 | 4 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Aventura Private Wealth, LLC | History | No change | 472 | 3 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Jul 15, 2026 |
| Farther Finance Advisors, LLC | History | New | 200 | 1 | 0.0% | — | 59 | +200 | New | Q3 2026 | Oct 08, 2026 |
| JPMORGAN CHASE & CO | History | No change | 132 | 1 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| VALLEY NATIONAL ADVISERS INC | History | No change | 200 | 1 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| DANSKE BANK A/S | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Caitong International Asset Management Co., Ltd | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |