Stellus Capital Investment Corp - SCM
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| TWO SIGMA ADVISERS, LP | History | No change | 265,200 | 3,362 | 0.01% | 0.01% | 1 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| LPL Financial LLC | History | Added to | 314,792 | 2,899 | 0.0% | 0.0% | 2 | +5,747 | 1.86% | Q1 2026 | May 06, 2026 |
| Ethos Financial Group, LLC | History | No change | 197,790 | 2,507 | 0.18% | 0.19% | 3 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| Corient Private Wealth LLC | History | Reduced | 255,479 | 2,352 | 0.0% | 0.0% | 4 | -25,687 | -9.14% | Q1 2026 | May 15, 2026 |
| Muzinich & Co., Inc. | History | Added to | 254,834 | 2,347 | 0.82% | 1.01% | 5 | +1,300 | 0.51% | Q1 2026 | Apr 23, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 237,599 | 2,188 | 0.0% | 0.0% | 6 | +11,434 | 5.06% | Q1 2026 | May 14, 2026 |
| Legal & General Group Plc | History | Added to | 229,535 | 2,116 | 0.0% | 0.0% | 7 | +25,250 | 12.36% | Q1 2026 | May 08, 2026 |
| CONDOR CAPITAL MANAGEMENT | History | Reduced | 206,416 | 1,901 | 0.16% | 0.22% | 8 | -8,022 | -3.74% | Q1 2026 | May 11, 2026 |
| Sunbelt Securities, Inc. | History | Added to | 203,190 | 1,871 | 0.12% | 0.13% | 9 | +48,617 | 31.45% | Q1 2026 | May 15, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Reduced | 197,246 | 1,816 | 0.0% | 0.01% | 10 | -86,858 | -30.57% | Q1 2026 | May 15, 2026 |
| Advisors Asset Management, Inc. | History | Added to | 192,693 | 1,774 | 0.03% | 0.04% | 11 | +9,638 | 5.27% | Q1 2026 | May 15, 2026 |
| Sumitomo Mitsui Trust Group, Inc. | History | Added to | 156,151 | 1,438 | 0.0% | 0.0% | 12 | +101 | 0.06% | Q1 2026 | Apr 30, 2026 |
| MARSHALL WACE, LLP | History | New | 152,859 | 1,407 | 0.0% | — | 13 | +152,859 | New | Q1 2026 | May 14, 2026 |
| MORGAN STANLEY | History | Added to | 147,755 | 1,360 | 0.0% | 0.0% | 14 | +129,759 | 721.04% | Q1 2026 | May 15, 2026 |
| Icon Wealth Advisors, LLC | History | Reduced | 135,269 | 1,293 | 0.08% | 0.11% | 15 | -198 | -0.15% | Q1 2026 | May 12, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | New | 116,667 | 1,074 | 0.0% | — | 16 | +116,667 | New | Q1 2026 | May 15, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 114,054 | 1,050 | 0.0% | 0.0% | 17 | +57,113 | 100.3% | Q1 2026 | May 15, 2026 |
| BlackRock, Inc. | History | Reduced | 112,226 | 1,033 | 0.0% | 0.0% | 18 | -83,319 | -42.61% | Q1 2026 | May 13, 2026 |
| Inspire Advisors, LLC | History | Added to | 111,157 | 1,023 | 0.08% | 0.13% | 19 | +3,370 | 3.13% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Added to | 100,396 | 924 | 0.0% | 0.0% | 20 | +75,099 | 296.87% | Q1 2026 | May 05, 2026 |
| PFG Investments, LLC | History | Added to | 74,661 | 687 | 0.03% | 0.04% | 21 | +5,016 | 7.2% | Q1 2026 | Apr 27, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 69,000 | 635 | 0.0% | 0.0% | 22 | +19,200 | 38.55% | Q1 2026 | May 15, 2026 |
| Trexquant Investment LP | History | Added to | 68,320 | 629 | 0.0% | 0.0% | 23 | +28,980 | 73.67% | Q1 2026 | May 15, 2026 |
| GABLES CAPITAL MANAGEMENT INC. | History | Reduced | 66,867 | 615 | 0.26% | 0.36% | 24 | -251 | -0.37% | Q1 2026 | May 01, 2026 |
| Virtus Investment Advisers, LLC | History | Added to | 60,672 | 558 | 0.15% | 0.21% | 25 | +624 | 1.04% | Q1 2026 | May 14, 2026 |
| Janney Montgomery Scott LLC | History | New | 43,333 | 399 | 0.0% | — | 26 | +43,333 | New | Q1 2026 | Apr 22, 2026 |
| Gallagher Capital Advisors, LLC | History | New | 34,000 | 313 | 0.21% | — | 27 | +34,000 | New | Q1 2026 | May 05, 2026 |
| CANADA LIFE ASSURANCE Co | History | Reduced | 31,566 | 292 | 0.0% | 0.0% | 28 | -4,560 | -12.62% | Q1 2026 | May 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 25,811 | 237 | 0.0% | 0.0% | 29 | -2,171 | -7.76% | Q1 2026 | May 15, 2026 |
| OXFORD ASSET MANAGEMENT LLP | History | New | 22,152 | 204 | 0.09% | — | 30 | +22,152 | New | Q1 2026 | May 15, 2026 |
| IMC-Chicago, LLC | History | New | 21,284 | 196 | 0.0% | — | 31 | +21,284 | New | Q1 2026 | May 05, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 19,940 | 183 | 0.0% | 0.0% | 32 | -14,989 | -42.91% | Q1 2026 | May 12, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 17,827 | 164 | 0.0% | 0.0% | 33 | -2,290 | -11.38% | Q1 2026 | May 15, 2026 |
| XTX Topco Ltd | History | New | 17,092 | 157 | 0.0% | — | 34 | +17,092 | New | Q1 2026 | May 15, 2026 |
| Qube Research & Technologies Ltd | History | New | 16,408 | 151 | 0.0% | — | 35 | +16,408 | New | Q1 2026 | May 15, 2026 |
| Campbell & CO Investment Adviser LLC | History | New | 15,761 | 145 | 0.01% | — | 36 | +15,761 | New | Q1 2026 | May 15, 2026 |
| OPPENHEIMER & CO INC | History | Reduced | 15,410 | 141 | 0.0% | 0.0% | 37 | -629 | -3.92% | Q1 2026 | Apr 23, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 15,195 | 139 | 0.0% | 0.0% | 38 | +1,814 | 13.56% | Q1 2026 | May 11, 2026 |
| Concurrent Investment Advisors, LLC | History | Reduced | 13,111 | 120 | 0.0% | 0.0% | 39 | -2,348 | -15.19% | Q1 2026 | Apr 20, 2026 |
| nVerses Capital, LLC | History | New | 12,933 | 119 | 0.11% | — | 41 | +12,933 | New | Q1 2026 | May 13, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 13,000 | 119 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Brevan Howard Capital Management LP | History | Reduced | 12,388 | 114 | 0.0% | 0.0% | 42 | -20,662 | -62.52% | Q1 2026 | May 15, 2026 |
| Virtu Financial LLC | History | New | 12,091 | 111 | 0.0% | — | 43 | +12,091 | New | Q1 2026 | May 14, 2026 |
| U.S. Capital Wealth Advisors, LLC | History | No change | 11,033 | 101 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| NORTHERN TRUST CORP | History | Reduced | 10,173 | 93 | 0.0% | 0.0% | 45 | -11,759 | -53.62% | Q1 2026 | May 14, 2026 |
| Significant Wealth Partners LLC | History | New | 10,017 | 92 | 0.11% | — | 47 | +10,017 | New | Q1 2026 | Apr 08, 2026 |
| DOLIVER ADVISORS, LP | History | New | 10,000 | 92 | 0.02% | — | 46 | +10,000 | New | Q1 2026 | Apr 08, 2026 |
| CHILTON CAPITAL MANAGEMENT LLC | History | No change | 7,600 | 69 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Aquatic Capital Management LLC | History | Reduced | 6,456 | 59 | 0.0% | 0.0% | 49 | -5,433 | -45.7% | Q1 2026 | May 15, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 4,313 | 39 | 0.0% | 0.0% | 50 | -27,528 | -86.45% | Q1 2026 | May 15, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 3,234 | 29 | 0.0% | 0.0% | 51 | +104 | 3.32% | Q1 2026 | May 14, 2026 |
| ORG Partners LLC | History | No change | 2,110 | 26 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Reduced | 1,310 | 12 | 0.0% | 0.0% | 53 | -17,052 | -92.87% | Q1 2026 | May 12, 2026 |
| PRIVATE TRUST CO NA | History | No change | 1,097 | 10 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| State of Alaska, Department of Revenue | History | No change | 1,166 | 10 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| Crewe Advisors LLC | History | Added to | 870 | 8 | 0.0% | 0.0% | 56 | +37 | 4.44% | Q1 2026 | May 07, 2026 |
| Tower Research Capital LLC (TRC) | History | New | 575 | 5 | 0.0% | — | 57 | +575 | New | Q1 2026 | May 15, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 500 | 4 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Key FInancial Inc | History | No change | 500 | 4 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Aventura Private Wealth, LLC | History | No change | 472 | 4 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| CWM, LLC | History | No change | 400 | 3 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Advisory Services Network, LLC | History | New | 238 | 2 | 0.0% | — | 63 | +238 | New | Q1 2026 | May 15, 2026 |
| BROWN BROTHERS HARRIMAN & CO | History | New | 223 | 2 | 0.0% | — | 62 | +223 | New | Q1 2026 | May 14, 2026 |
| VALLEY NATIONAL ADVISERS INC | History | No change | 200 | 1 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| TrueMark Investments, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -24,827 | -100.0% | Q1 2026 | Apr 20, 2026 |
| SIMPLEX TRADING, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,222 | -100.0% | Q1 2026 | May 14, 2026 |
| Farther Finance Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,244 | -100.0% | Q1 2026 | Apr 07, 2026 |
| Private Advisor Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,000 | -100.0% | Q1 2026 | Apr 24, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,851 | -100.0% | Q1 2026 | Apr 30, 2026 |
| Keating Financial Advisory Services, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -2,970 | -100.0% | Q1 2026 | May 15, 2026 |
| Laurel Wealth Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,083 | -100.0% | Q1 2026 | May 12, 2026 |
| Garton & Associates Financial Advisors LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,670 | -100.0% | Q1 2026 | May 11, 2026 |
| ASSETMARK, INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,200 | -100.0% | Q1 2026 | May 06, 2026 |
| GROUP ONE TRADING LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -902 | -100.0% | Q1 2026 | May 13, 2026 |
| Harbor Asset Planning, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -300 | -100.0% | Q1 2026 | Apr 22, 2026 |
| Blue Trust, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -125 | -100.0% | Q1 2026 | Apr 20, 2026 |
| Smithfield Trust Co | History | Closed out | 0 | 0 | — | 0.0% | — | -119 | -100.0% | Q1 2026 | May 08, 2026 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | — | — | -75 | -100.0% | Q1 2026 | May 13, 2026 |
| Parallel Advisors, LLC | History | Closed out | 0 | 0 | — | — | — | -8 | -100.0% | Q1 2026 | May 07, 2026 |
| Allworth Financial LP | History | New | 4 | 0 | — | — | — | +4 | New | Q1 2026 | May 14, 2026 |
| DANSKE BANK A/S | History | Added to | 6 | 0 | — | — | — | +2 | 50.0% | Q1 2026 | May 12, 2026 |