FIRST TRUST EXCHANGE-TRADED FUND IV - SDVD
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Added to | 1,576,054 | 36,391 | 0.01% | 0.01% | 1 | +309,729 | 24.46% | Q2 2026 | Aug 07, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 1,310,382 | 30,256 | 0.15% | 0.13% | 2 | +101,539 | 8.4% | Q2 2026 | Aug 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 1,163,529 | 26,865 | 0.01% | 0.01% | 3 | +100,667 | 9.47% | Q2 2026 | Aug 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 1,126,284 | 26,005 | 0.03% | 0.03% | 4 | +8,269 | 0.74% | Q2 2026 | Jul 29, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 804,054 | 18,565 | 0.02% | 0.02% | 5 | -85,229 | -9.58% | Q2 2026 | Aug 12, 2026 |
| Cetera Investment Advisers | History | Added to | 772,597 | 17,839 | 0.02% | 0.02% | 6 | +71,337 | 10.17% | Q2 2026 | Aug 12, 2026 |
| STEPHENS INC /AR/ | History | Added to | 678,876 | 15,675 | 0.18% | 0.18% | 7 | +18,252 | 2.76% | Q2 2026 | Jul 29, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 607,164 | 14,019 | 0.0% | 0.0% | 8 | +13,261 | 2.23% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 552,562 | 12,758 | 0.01% | 0.01% | 9 | +157,244 | 39.78% | Q2 2026 | Aug 14, 2026 |
| Luken Investment Analytics, LLC | History | New | 549,594 | 12,690 | 4.44% | — | 10 | +549,594 | New | Q2 2026 | Jul 28, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 519,484 | 11,994 | 0.04% | 0.04% | 11 | -3,032 | -0.58% | Q2 2026 | Jul 28, 2026 |
| Capital Investment Advisors, LLC | History | Reduced | 386,746 | 8,929 | 0.12% | 0.12% | 12 | -1,583 | -0.41% | Q2 2026 | Aug 06, 2026 |
| Z3 Capital Partners, LLC | History | Added to | 349,449 | 8,068 | 1.69% | 1.89% | 13 | +5,646 | 1.64% | Q2 2026 | Jul 28, 2026 |
| Indivisible Partners | History | Added to | 329,479 | 7,607 | 0.43% | 0.61% | 14 | +10,672 | 3.35% | Q2 2026 | Aug 04, 2026 |
| Snowden Capital Advisors LLC | History | Added to | 260,940 | 6,025 | 0.14% | 0.15% | 15 | +7,850 | 3.1% | Q2 2026 | Aug 13, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 252,242 | 5,824 | 0.28% | 0.32% | 16 | +8,225 | 3.37% | Q2 2026 | Jul 28, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 242,494 | 5,599 | 0.08% | 0.07% | 17 | +28,791 | 13.47% | Q2 2026 | Aug 12, 2026 |
| Private Advisor Group, LLC | History | Reduced | 224,221 | 5,177 | 0.02% | 0.03% | 18 | -64,371 | -22.31% | Q2 2026 | Jul 27, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 222,832 | 5,145 | 0.0% | 0.0% | 19 | +46,327 | 26.25% | Q2 2026 | Aug 03, 2026 |
| IFP Advisors, Inc | History | Added to | 203,442 | 4,697 | 0.08% | 0.07% | 20 | +50,524 | 33.04% | Q2 2026 | Jul 20, 2026 |
| RiverTree Advisors, LLC | History | Added to | 196,412 | 4,535 | 2.68% | 2.45% | 21 | +17,926 | 10.04% | Q2 2026 | Jul 22, 2026 |
| G&S Capital LLC | History | Added to | 186,523 | 4,306 | 1.25% | 1.37% | 22 | +6,744 | 3.75% | Q2 2026 | Jul 10, 2026 |
| Advisory Advocates, LLC | History | Added to | 156,166 | 3,605 | 3.09% | 3.33% | 23 | +5,850 | 3.89% | Q2 2026 | Aug 10, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | Added to | 149,469 | 3,451 | 0.11% | 0.1% | 24 | +22,785 | 17.99% | Q2 2026 | Jul 31, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 147,431 | 3,404 | 0.01% | 0.01% | 25 | -13,994 | -8.67% | Q2 2026 | Aug 05, 2026 |
| FIRST TRUST ADVISORS LP | History | Added to | 128,579 | 2,967 | 0.0% | 0.0% | 26 | +3,274 | 2.61% | Q2 2026 | Aug 11, 2026 |
| MTM Investment Management, LLC | History | Added to | 110,960 | 2,562 | 0.73% | 0.75% | 27 | +2,420 | 2.23% | Q2 2026 | Aug 03, 2026 |
| Stonebridge Financial Planning Group, LLC | History | Added to | 103,280 | 2,384 | 0.76% | 0.77% | 28 | +6,461 | 6.67% | Q2 2026 | Jul 31, 2026 |
| Delta Investment Management, LLC | History | Added to | 102,998 | 2,378 | 0.39% | 0.36% | 29 | +11,352 | 12.39% | Q2 2026 | Aug 13, 2026 |
| RFG Advisory, LLC | History | Added to | 99,073 | 2,287 | 0.04% | 0.03% | 30 | +29,936 | 43.3% | Q2 2026 | Jul 15, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Added to | 88,459 | 2,042 | 0.02% | 0.01% | 31 | +39,867 | 82.04% | Q2 2026 | Aug 14, 2026 |
| Elevation Advisory Partners LLC | History | Added to | 86,046 | 1,991 | 2.04% | 1.53% | 32 | +12,908 | 17.65% | Q2 2026 | Aug 13, 2026 |
| VIMA LLC | History | New | 83,358 | 1,924 | 1.88% | — | 33 | +83,358 | New | Q2 2026 | Jul 24, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 80,386 | 1,860 | 0.11% | 0.1% | 34 | +15,775 | 24.42% | Q2 2026 | Jul 22, 2026 |
| Gladstone Institutional Advisory LLC | History | Reduced | 80,125 | 1,850 | 0.06% | 0.07% | 35 | -779 | -0.96% | Q2 2026 | Jul 27, 2026 |
| CHIRON CAPITAL MANAGEMENT, LLC | History | Reduced | 79,663 | 1,839 | 1.65% | 1.83% | 36 | -2,785 | -3.38% | Q2 2026 | Jul 21, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 75,573 | 1,745 | 0.0% | 0.0% | 37 | +27,425 | 56.96% | Q2 2026 | Jul 27, 2026 |
| CWM, LLC | History | No change | 78,587 | 1,705 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Arax Advisory Partners | History | Added to | 72,170 | 1,666 | 0.01% | 0.04% | 39 | +5,933 | 8.96% | Q2 2026 | Aug 10, 2026 |
| Cambridge Advisors Inc. | History | Added to | 65,918 | 1,522 | 0.26% | 0.26% | 40 | +3,021 | 4.8% | Q2 2026 | Jul 16, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Added to | 64,721 | 1,494 | 0.03% | 0.03% | 41 | +7,260 | 12.63% | Q2 2026 | Jul 15, 2026 |
| Integrated Wealth Concepts LLC | History | Added to | 63,490 | 1,465 | 0.01% | 0.01% | 42 | +14,971 | 30.86% | Q2 2026 | Sep 08, 2026 |
| Trueblood Wealth Management, LLC | History | Added to | 62,256 | 1,437 | 0.5% | 0.48% | 43 | +6,160 | 10.98% | Q2 2026 | Jul 27, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 61,682 | 1,424 | 0.0% | 0.0% | 44 | +27,809 | 82.1% | Q2 2026 | Aug 14, 2026 |
| Golden State Wealth Management, LLC | History | New | 61,012 | 1,408 | 0.13% | — | 45 | +61,012 | New | Q2 2026 | Jul 22, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Added to | 58,605 | 1,353 | 0.08% | 0.08% | 46 | +7,436 | 14.53% | Q2 2026 | Aug 07, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 55,250 | 1,275 | 0.08% | 0.09% | 47 | +628 | 1.15% | Q2 2026 | Jul 23, 2026 |
| WINNACLE WEALTH LLC | History | Added to | 53,962 | 1,245 | 0.85% | 0.79% | 48 | +6,792 | 14.4% | Q2 2026 | Jul 21, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 52,621 | 1,215 | 0.0% | 0.0% | 49 | +3,983 | 8.19% | Q2 2026 | Aug 07, 2026 |
| Next Level Private LLC | History | Added to | 52,221 | 1,205 | 0.24% | 0.24% | 50 | +2,402 | 4.82% | Q2 2026 | Jul 09, 2026 |
| Atlas Wealth LLC | History | Added to | 51,686 | 1,193 | 0.17% | 0.29% | 51 | +6,886 | 15.37% | Q2 2026 | Jul 28, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 48,485 | 1,119 | 0.01% | 0.01% | 52 | +8,116 | 20.1% | Q2 2026 | Jul 27, 2026 |
| Maia Wealth LLC | History | Added to | 43,506 | 1,004 | 0.15% | 0.16% | 53 | +150 | 0.35% | Q2 2026 | Jul 28, 2026 |
| Capital Analysts, LLC | History | Added to | 43,440 | 1,003 | 0.02% | 0.02% | 54 | +10,022 | 29.99% | Q2 2026 | Aug 05, 2026 |
| 1776 Wealth LLC | History | Added to | 42,871 | 989 | 0.35% | 0.35% | 55 | +2,181 | 5.36% | Q2 2026 | Aug 10, 2026 |
| &PARTNERS | History | New | 41,531 | 956 | 0.0% | — | 56 | +41,531 | New | Q2 2026 | Aug 14, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 40,899 | 944 | 0.0% | 0.0% | 57 | +13,917 | 51.58% | Q2 2026 | Aug 13, 2026 |
| AMERIPRISE FINANCIAL INC | History | New | 37,825 | 873 | 0.0% | — | 58 | +37,825 | New | Q2 2026 | Aug 14, 2026 |
| Summit Financial, LLC | History | Added to | 37,776 | 872 | 0.01% | 0.01% | 59 | +2,564 | 7.28% | Q2 2026 | Aug 12, 2026 |
| TrueWealth Advisors, LLC | History | Added to | 36,760 | 848 | 0.19% | 0.19% | 60 | +1,011 | 2.83% | Q2 2026 | Jul 08, 2026 |
| HighTower Advisors, LLC | History | Added to | 36,012 | 831 | 0.0% | 0.0% | 61 | +5,182 | 16.81% | Q2 2026 | Aug 05, 2026 |
| Ameritas Advisory Services, LLC | History | New | 35,872 | 828 | 0.02% | — | 62 | +35,872 | New | Q2 2026 | Aug 14, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Reduced | 30,288 | 699 | 0.03% | 0.03% | 63 | -162 | -0.53% | Q2 2026 | Jul 23, 2026 |
| Kovack Advisors, Inc. | History | Reduced | 29,763 | 688 | 0.03% | 0.05% | 64 | -9,947 | -25.05% | Q2 2026 | Jul 28, 2026 |
| Uniting Wealth Partners, LLC | History | New | 29,773 | 687 | 0.14% | — | 65 | +29,773 | New | Q2 2026 | Aug 06, 2026 |
| TKG Advisors, LLC | History | Added to | 28,602 | 660 | 0.23% | 0.22% | 66 | +3,568 | 14.25% | Q2 2026 | Jul 27, 2026 |
| Signature Equity Partners, LLC | History | Added to | 27,353 | 631 | 0.29% | 0.28% | 67 | +3,186 | 13.18% | Q2 2026 | Jul 30, 2026 |
| Pinnacle Financial Partners, Inc. | History | Added to | 25,268 | 583 | 0.0% | 0.0% | 68 | +2,462 | 10.8% | Q2 2026 | Aug 14, 2026 |
| Balboa Wealth Partners | History | Reduced | 24,517 | 566 | 0.08% | 0.12% | 69 | -7,699 | -23.9% | Q2 2026 | Aug 10, 2026 |
| Schulz Wealth, LTD. | History | New | 23,700 | 547 | 0.28% | — | 71 | +23,700 | New | Q2 2026 | Aug 26, 2026 |
| Brookstone Capital Management | History | Reduced | 23,730 | 547 | 0.01% | 0.01% | 70 | -3,289 | -12.17% | Q2 2026 | Jul 15, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Added to | 23,424 | 540 | 0.0% | 0.0% | 72 | +2,359 | 11.2% | Q2 2026 | Jul 20, 2026 |
| IHT Wealth Management, LLC | History | Added to | 20,461 | 472 | 0.01% | 0.01% | 73 | +5,210 | 34.16% | Q2 2026 | Aug 14, 2026 |
| Advisory Services Network, LLC | History | Added to | 19,333 | 446 | 0.01% | 0.01% | 74 | +208 | 1.09% | Q2 2026 | Aug 12, 2026 |
| Moors & Cabot, Inc. | History | New | 19,283 | 445 | 0.02% | — | 75 | +19,283 | New | Q2 2026 | Aug 10, 2026 |
| Triumph Capital Management | History | Added to | 19,162 | 442 | 0.08% | 0.07% | 76 | +3,466 | 22.08% | Q2 2026 | Jul 20, 2026 |
| Orion Porfolio Solutions, LLC | History | Reduced | 18,848 | 435 | 0.0% | 0.01% | 77 | -31,211 | -62.35% | Q2 2026 | Aug 14, 2026 |
| NOVEM GROUP | History | Added to | 17,897 | 413 | 0.04% | 0.03% | 78 | +7,150 | 66.53% | Q2 2026 | Jul 21, 2026 |
| AE Wealth Management LLC | History | Added to | 17,380 | 401 | 0.0% | 0.0% | 79 | +1,586 | 10.04% | Q2 2026 | Aug 03, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 16,405 | 378 | 0.0% | 0.0% | 80 | +2,300 | 16.31% | Q2 2026 | Jul 28, 2026 |
| OneDigital Investment Advisors LLC | History | No change | 15,492 | 357 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Van Diest Capital, LLC | History | New | 15,243 | 351 | 0.31% | — | 82 | +15,243 | New | Q2 2026 | Aug 04, 2026 |
| J.W. COLE ADVISORS, INC. | History | New | 14,369 | 331 | 0.01% | — | 83 | +14,369 | New | Q2 2026 | Jul 21, 2026 |
| Faithward Advisors, LLC | History | Added to | 13,512 | 311 | 0.04% | 0.04% | 84 | +1,184 | 9.6% | Q2 2026 | Aug 12, 2026 |
| Gateway Wealth Partners, LLC | History | Reduced | 13,431 | 310 | 0.02% | 0.01% | 85 | -3,195 | -19.22% | Q2 2026 | Aug 04, 2026 |
| Kingsview Wealth Management, LLC | History | New | 13,093 | 302 | 0.0% | — | 86 | +13,093 | New | Q2 2026 | Aug 18, 2026 |
| LANGLEY WEALTH MANAGEMENT, LLC | History | New | 12,829 | 296 | 0.29% | — | 87 | +12,829 | New | Q2 2026 | Aug 10, 2026 |
| MSH Capital Advisors LLC | History | New | 12,734 | 294 | 0.05% | — | 88 | +12,734 | New | Q2 2026 | Aug 10, 2026 |
| Csenge Advisory Group | History | New | 11,666 | 269 | 0.01% | — | 89 | +11,666 | New | Q2 2026 | Aug 10, 2026 |
| World Investment Advisors | History | Added to | 11,043 | 254 | 0.0% | 0.0% | 90 | +1,691 | 18.08% | Q2 2026 | Aug 13, 2026 |
| Advyzon Investment Management, LLC | History | Added to | 10,943 | 252 | 0.02% | 0.02% | 91 | +90 | 0.83% | Q2 2026 | Aug 14, 2026 |
| Quad-Cities Investment Group, LLC | History | Added to | 10,060 | 232 | 0.08% | 0.08% | 92 | +312 | 3.2% | Q2 2026 | Jul 07, 2026 |
| Core Wealth Partners LLC | History | Reduced | 9,761 | 225 | 0.1% | 0.22% | 93 | -12,067 | -55.28% | Q2 2026 | Jul 17, 2026 |
| NewEdge Advisors, LLC | History | Added to | 8,184 | 188 | 0.0% | 0.0% | 94 | +8 | 0.1% | Q2 2026 | Aug 12, 2026 |
| MORGAN STANLEY | History | Added to | 5,544 | 128 | 0.0% | 0.0% | 95 | +109 | 2.01% | Q2 2026 | Aug 13, 2026 |
| Bank of New Hampshire | History | New | 5,440 | 125 | 0.03% | — | 96 | +5,440 | New | Q2 2026 | Jul 14, 2026 |
| Sunbelt Securities, Inc. | History | No change | 4,500 | 97 | 0.01% | 0.01% | 97 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Bullseye Investment Management, LLC | History | Reduced | 3,560 | 82 | 0.04% | 0.07% | 98 | -2,053 | -36.58% | Q2 2026 | Sep 11, 2026 |
| Wagner Wealth Management, LLC | History | Added to | 3,494 | 80 | 0.01% | 0.02% | 99 | +15 | 0.43% | Q2 2026 | Jul 24, 2026 |
| Larson Financial Group LLC | History | No change | 2,940 | 67 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Farther Finance Advisors, LLC | History | No change | 2,450 | 56 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q2 2026 | Jul 17, 2026 |
| Geneos Wealth Management Inc. | History | No change | 2,400 | 55 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| TRUST CO OF VERMONT | History | New | 2,356 | 54 | 0.0% | — | 104 | +2,356 | New | Q2 2026 | Aug 07, 2026 |
| LANARK FINANCIAL, INC. | History | No change | 2,364 | 54 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Whipplewood Advisors, LLC | History | Reduced | 2,313 | 53 | 0.04% | 0.66% | 105 | -56,673 | -96.08% | Q2 2026 | Jul 27, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 937 | 21 | 0.0% | — | 106 | +935 | 46750.0% | Q2 2026 | Aug 14, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Reduced | 302 | 6 | 0.0% | 0.0% | 107 | -107 | -26.16% | Q2 2026 | Aug 07, 2026 |
| Smartleaf Asset Management LLC | History | No change | 266 | 6 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Wealthspire Retirement, LLC | History | Closed out | 0 | 0 | — | 0.69% | — | -645,000 | -100.0% | Q2 2026 | Aug 12, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -60,008 | -100.0% | Q2 2026 | Aug 14, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -41,908 | -100.0% | Q2 2026 | Sep 02, 2026 |
| OLD MISSION CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -38,312 | -100.0% | Q2 2026 | Aug 14, 2026 |
| SOUTHERN CAPITAL SERVICES INC /ADV | History | Closed out | 0 | 0 | — | 0.33% | — | -23,560 | -100.0% | Q2 2026 | Jul 23, 2026 |
| StoneX Group Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -13,865 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Arkadios Wealth Advisors | History | Closed out | 0 | 0 | — | 0.0% | — | -11,844 | -100.0% | Q2 2026 | Aug 10, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,163 | -100.0% | Q2 2026 | Jul 15, 2026 |
| Atria Investments, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -10,293 | -100.0% | Q2 2026 | Jul 28, 2026 |
| Sound Income Strategies, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -388 | -100.0% | Q2 2026 | Jul 20, 2026 |
| Russell Investments Group, Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -378 | -100.0% | Q2 2026 | Aug 06, 2026 |
| Rossby Financial, LCC | History | Closed out | 0 | 0 | — | 0.0% | — | -283 | -100.0% | Q2 2026 | Aug 04, 2026 |
| Park Square Financial Group, LLC | History | Reduced | 26 | 0 | — | 0.02% | — | -127 | -83.01% | Q2 2026 | Jul 31, 2026 |
| SBI Securities Co., Ltd. | History | Reduced | 28 | 0 | — | — | — | -2 | -6.67% | Q2 2026 | Jul 22, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 20 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |