FIRST TRUST EXCHANGE-TRADED FUND IV - SDVD
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Capital Investment Advisors, LLC | History | Added to | 388,329 | 8,426 | 0.12% | 0.12% | 1 | +11,799 | 3.13% | Q1 2026 | Apr 17, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 244,017 | 5,295 | 0.32% | 0.32% | 2 | +9,496 | 4.05% | Q1 2026 | Apr 13, 2026 |
| G&S Capital LLC | History | Added to | 179,779 | 3,901 | 1.37% | 1.27% | 3 | +12,302 | 7.35% | Q1 2026 | Apr 07, 2026 |
| RiverTree Advisors, LLC | History | Added to | 178,486 | 3,873 | 2.45% | 2.28% | 4 | +12,120 | 7.29% | Q1 2026 | Apr 20, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 161,425 | 3,503 | 0.01% | 0.01% | 5 | -14,077 | -8.02% | Q1 2026 | Apr 22, 2026 |
| IFP Advisors, Inc | History | Added to | 152,918 | 3,318 | 0.07% | 0.05% | 6 | +42,544 | 38.55% | Q1 2026 | Apr 13, 2026 |
| CHIRON CAPITAL MANAGEMENT, LLC | History | New | 82,448 | 1,789 | 1.83% | — | 7 | +82,448 | New | Q1 2026 | Apr 21, 2026 |
| RFG Advisory, LLC | History | Added to | 69,137 | 1,500 | 0.03% | 0.02% | 8 | +26,962 | 63.93% | Q1 2026 | Apr 17, 2026 |
| Cambridge Advisors Inc. | History | Added to | 62,897 | 1,364 | 0.26% | 0.24% | 9 | +4,099 | 6.97% | Q1 2026 | Apr 16, 2026 |
| Trueblood Wealth Management, LLC | History | Added to | 56,096 | 1,217 | 0.48% | 0.4% | 10 | +8,356 | 17.5% | Q1 2026 | Apr 21, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Added to | 51,169 | 1,110 | 0.08% | 0.05% | 11 | +13,999 | 37.66% | Q1 2026 | Apr 20, 2026 |
| Next Level Private LLC | History | Added to | 49,819 | 1,081 | 0.24% | 0.27% | 12 | +2,397 | 5.05% | Q1 2026 | Apr 23, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 40,369 | 875 | 0.01% | 0.01% | 13 | +15,009 | 59.18% | Q1 2026 | Apr 20, 2026 |
| TrueWealth Advisors, LLC | History | Reduced | 35,749 | 775 | 0.19% | 0.2% | 14 | -498 | -1.37% | Q1 2026 | Apr 09, 2026 |
| Balboa Wealth Partners | History | Added to | 32,216 | 699 | 0.12% | 0.08% | 15 | +10,829 | 50.63% | Q1 2026 | Apr 16, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Added to | 30,450 | 660 | 0.03% | 0.03% | 16 | +375 | 1.25% | Q1 2026 | Apr 15, 2026 |
| Brookstone Capital Management | History | Added to | 27,019 | 586 | 0.01% | 0.0% | 17 | +16,005 | 145.32% | Q1 2026 | Apr 16, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 14,105 | 306 | 0.0% | 0.0% | 18 | -200 | -1.4% | Q1 2026 | Apr 20, 2026 |
| Faithward Advisors, LLC | History | Added to | 12,328 | 267 | 0.04% | 0.04% | 19 | +834 | 7.26% | Q1 2026 | Apr 17, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 11,163 | 243 | 0.0% | 0.0% | 20 | -6,440 | -36.58% | Q1 2026 | Apr 08, 2026 |
| NOVEM GROUP | History | Added to | 10,747 | 233 | 0.03% | 0.02% | 21 | +1,198 | 12.55% | Q1 2026 | Apr 10, 2026 |
| Quad-Cities Investment Group, LLC | History | New | 9,748 | 211 | 0.08% | — | 22 | +9,748 | New | Q1 2026 | Apr 21, 2026 |
| Farther Finance Advisors, LLC | History | No change | 2,450 | 53 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| NBC SECURITIES, INC. | History | No change | 2,364 | 51 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,145,283 | -100.0% | Q4 2025 | Feb 18, 2026 |
| Steward Partners Investment Advisory, LLC | History | Closed out | 0 | 0 | — | 0.12% | — | -979,309 | -100.0% | Q4 2025 | Feb 12, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -965,562 | -100.0% | Q4 2025 | Feb 12, 2026 |
| LPL Financial LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -774,130 | -100.0% | Q4 2025 | Feb 11, 2026 |
| STEPHENS INC /AR/ | History | Closed out | 0 | 0 | — | 0.17% | — | -649,359 | -100.0% | Q4 2025 | Feb 05, 2026 |
| SOUTHERN CAPITAL SERVICES INC /ADV | History | Closed out | 0 | 0 | — | 8.04% | — | -594,836 | -100.0% | Q4 2025 | Feb 27, 2026 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -532,654 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Cetera Investment Advisers | History | Closed out | 0 | 0 | — | 0.01% | — | -505,289 | -100.0% | Q4 2025 | Feb 17, 2026 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -483,800 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -433,613 | -100.0% | Q4 2025 | Feb 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -328,578 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Snowden Capital Advisors LLC | History | Closed out | 0 | 0 | — | 0.17% | — | -306,442 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Private Advisor Group, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -293,408 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Indivisible Partners | History | Closed out | 0 | 0 | — | 0.44% | — | -188,317 | -100.0% | Q4 2025 | Feb 03, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -176,475 | -100.0% | Q4 2025 | Feb 10, 2026 |
| FIRST TRUST ADVISORS LP | History | Closed out | 0 | 0 | — | 0.0% | — | -144,449 | -100.0% | Q4 2025 | Feb 13, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | Closed out | 0 | 0 | — | 0.08% | — | -106,304 | -100.0% | Q4 2025 | Feb 09, 2026 |
| Stonebridge Financial Planning Group, LLC | History | Closed out | 0 | 0 | — | 0.79% | — | -101,798 | -100.0% | Q4 2025 | Feb 05, 2026 |
| MTM Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.67% | — | -97,705 | -100.0% | Q4 2025 | Feb 09, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Closed out | 0 | 0 | — | 0.04% | — | -97,029 | -100.0% | Q4 2025 | Feb 09, 2026 |
| Delta Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.3% | — | -81,116 | -100.0% | Q4 2025 | Jan 30, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -60,737 | -100.0% | Q4 2025 | Feb 03, 2026 |
| Arax Advisory Partners | History | Closed out | 0 | 0 | — | 0.04% | — | -60,194 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Whipplewood Advisors, LLC | History | Closed out | 0 | 0 | — | 0.81% | — | -59,001 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -51,879 | -100.0% | Q4 2025 | Feb 05, 2026 |
| WINNOW WEALTH LLC | History | Closed out | 0 | 0 | — | 0.77% | — | -47,409 | -100.0% | Q4 2025 | Feb 11, 2026 |
| Capital Investment Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -47,378 | -100.0% | Q4 2025 | Jan 21, 2026 |
| CWM, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -44,648 | -100.0% | Q4 2025 | Jan 26, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -42,650 | -100.0% | Q4 2025 | Feb 17, 2026 |
| MML INVESTORS SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -42,129 | -100.0% | Q4 2025 | Feb 13, 2026 |
| 1776 Wealth LLC | History | Closed out | 0 | 0 | — | 0.34% | — | -41,937 | -100.0% | Q4 2025 | Feb 11, 2026 |
| Jaffetilchin Investment Partners, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -40,314 | -100.0% | Q4 2025 | Jan 15, 2026 |
| Maia Wealth LLC | History | Closed out | 0 | 0 | — | 0.16% | — | -40,308 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Kovack Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -36,987 | -100.0% | Q4 2025 | Feb 17, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -36,883 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Gladstone Institutional Advisory LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -34,208 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Summit Financial, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -33,400 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Capital Analysts, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -31,379 | -100.0% | Q4 2025 | Feb 11, 2026 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -30,818 | -100.0% | Q4 2025 | Feb 06, 2026 |
| Sanctuary Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -26,690 | -100.0% | Q4 2025 | Jan 29, 2026 |
| Integrated Wealth Concepts LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -26,479 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Orion Porfolio Solutions, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -26,404 | -100.0% | Q4 2025 | Feb 12, 2026 |
| Atlas Wealth LLC | History | Closed out | 0 | 0 | — | 0.16% | — | -25,054 | -100.0% | Q4 2025 | Feb 05, 2026 |
| TKG Advisors, LLC | History | Closed out | 0 | 0 | — | 0.22% | — | -24,944 | -100.0% | Q4 2025 | Jan 29, 2026 |
| Signature Equity Partners, LLC | History | Closed out | 0 | 0 | — | 0.29% | — | -24,828 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Schulz Wealth, LTD. | History | Closed out | 0 | 0 | — | 0.33% | — | -23,700 | -100.0% | Q4 2025 | Feb 05, 2026 |
| Core Wealth Partners LLC | History | Closed out | 0 | 0 | — | 0.22% | — | -23,288 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Pinnacle Financial Partners, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -20,609 | -100.0% | Q4 2025 | Feb 18, 2026 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -18,942 | -100.0% | Q4 2025 | Feb 17, 2026 |
| StoneX Group Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -18,694 | -100.0% | Q4 2025 | Feb 12, 2026 |
| OLD MISSION CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -15,451 | -100.0% | Q4 2025 | Feb 17, 2026 |
| OneDigital Investment Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,591 | -100.0% | Q4 2025 | Feb 13, 2026 |
| J.W. COLE ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -14,211 | -100.0% | Q4 2025 | Feb 11, 2026 |
| AE Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,042 | -100.0% | Q4 2025 | Jan 26, 2026 |
| Atria Investments, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -11,742 | -100.0% | Q4 2025 | Feb 05, 2026 |
| Arkadios Wealth Advisors | History | Closed out | 0 | 0 | — | 0.0% | — | -10,190 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Triumph Capital Management | History | Closed out | 0 | 0 | — | 0.05% | — | -9,887 | -100.0% | Q4 2025 | Feb 12, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,803 | -100.0% | Q4 2025 | Feb 18, 2026 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -5,324 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Wagner Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -3,479 | -100.0% | Q4 2025 | Jan 30, 2026 |
| Larson Financial Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,940 | -100.0% | Q4 2025 | Feb 06, 2026 |
| Luken Investment Analytics, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -2,565 | -100.0% | Q4 2025 | Feb 03, 2026 |
| Sunbelt Securities, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -2,500 | -100.0% | Q4 2025 | Feb 20, 2026 |
| Catherine Avery Investment Management LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -2,163 | -100.0% | Q4 2025 | Jan 05, 2026 |
| Geneos Wealth Management Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,200 | -100.0% | Q4 2025 | Jan 28, 2026 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -496 | -100.0% | Q4 2025 | Jan 29, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -470 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Russell Investments Group, Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -418 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Sound Income Strategies, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -388 | -100.0% | Q4 2025 | Jan 21, 2026 |
| SBI Securities Co., Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -72 | -100.0% | Q4 2025 | Feb 03, 2026 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q4 2025 | Feb 13, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 20 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |