FIRST TRUST EXCHANGE-TRADED FUND IV - SDVD
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Added to | 1,266,325 | 27,479 | 0.01% | 0.0% | 1 | +492,195 | 63.58% | Q1 2026 | May 06, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 1,208,843 | 26,231 | 0.13% | 0.12% | 2 | +229,534 | 23.44% | Q1 2026 | May 08, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 1,118,015 | 24,260 | 0.03% | 0.03% | 3 | +152,453 | 15.79% | Q1 2026 | Apr 27, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 1,062,862 | 23,064 | 0.01% | 0.01% | 4 | -82,421 | -7.2% | Q1 2026 | May 14, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 889,283 | 19,297 | 0.02% | 0.01% | 5 | +356,629 | 66.95% | Q1 2026 | May 12, 2026 |
| Cetera Investment Advisers | History | Added to | 701,260 | 15,217 | 0.02% | 0.01% | 6 | +195,971 | 38.78% | Q1 2026 | May 13, 2026 |
| STEPHENS INC /AR/ | History | Added to | 660,624 | 14,335 | 0.18% | 0.17% | 7 | +11,265 | 1.73% | Q1 2026 | Apr 28, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 593,903 | 12,887 | 0.0% | 0.0% | 8 | +110,103 | 22.76% | Q1 2026 | May 15, 2026 |
| Wealthspire Retirement, LLC | History | New | 645,000 | 11,448 | 0.69% | — | 9 | +645,000 | New | Q1 2026 | May 13, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 522,516 | 11,338 | 0.04% | 0.04% | 10 | +88,903 | 20.5% | Q1 2026 | Apr 30, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 395,318 | 8,578 | 0.01% | 0.01% | 11 | +66,740 | 20.31% | Q1 2026 | May 15, 2026 |
| Capital Investment Advisors, LLC | History | Added to | 388,329 | 8,426 | 0.12% | 0.12% | 12 | +11,799 | 3.13% | Q1 2026 | Apr 17, 2026 |
| Z3 Capital Partners, LLC | History | Added to | 343,803 | 7,460 | 1.89% | 1.7% | 13 | +13,446 | 4.07% | Q1 2026 | May 07, 2026 |
| Indivisible Partners | History | Added to | 318,807 | 6,918 | 0.61% | 0.44% | 14 | +130,490 | 69.29% | Q1 2026 | Apr 30, 2026 |
| Private Advisor Group, LLC | History | Reduced | 288,592 | 6,262 | 0.03% | 0.03% | 15 | -4,816 | -1.64% | Q1 2026 | Apr 24, 2026 |
| Snowden Capital Advisors LLC | History | Reduced | 253,090 | 5,492 | 0.15% | 0.17% | 16 | -53,352 | -17.41% | Q1 2026 | May 14, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 244,017 | 5,295 | 0.32% | 0.32% | 17 | +9,496 | 4.05% | Q1 2026 | Apr 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 213,703 | 4,637 | 0.07% | 0.04% | 18 | +116,674 | 120.25% | Q1 2026 | May 15, 2026 |
| G&S Capital LLC | History | Added to | 179,779 | 3,901 | 1.37% | 1.27% | 19 | +12,302 | 7.35% | Q1 2026 | Apr 07, 2026 |
| RiverTree Advisors, LLC | History | Added to | 178,486 | 3,873 | 2.45% | 2.28% | 20 | +12,120 | 7.29% | Q1 2026 | Apr 20, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 176,505 | 3,830 | 0.0% | 0.0% | 21 | +30 | 0.02% | Q1 2026 | May 04, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 161,425 | 3,503 | 0.01% | 0.01% | 22 | -14,077 | -8.02% | Q1 2026 | Apr 22, 2026 |
| IFP Advisors, Inc | History | Added to | 152,918 | 3,318 | 0.07% | 0.05% | 23 | +42,544 | 38.55% | Q1 2026 | Apr 13, 2026 |
| Advisory Advocates, LLC | History | Added to | 150,316 | 3,261 | 3.33% | 3.06% | 24 | +7,136 | 4.98% | Q1 2026 | May 05, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | Added to | 126,684 | 2,749 | 0.1% | 0.08% | 25 | +20,380 | 19.17% | Q1 2026 | May 11, 2026 |
| FIRST TRUST ADVISORS LP | History | Reduced | 125,305 | 2,718 | 0.0% | 0.0% | 26 | -19,144 | -13.25% | Q1 2026 | May 13, 2026 |
| MTM Investment Management, LLC | History | Added to | 108,540 | 2,355 | 0.75% | 0.67% | 27 | +10,835 | 11.09% | Q1 2026 | May 06, 2026 |
| Stonebridge Financial Planning Group, LLC | History | Reduced | 96,819 | 2,100 | 0.77% | 0.79% | 28 | -4,979 | -4.89% | Q1 2026 | May 08, 2026 |
| Delta Investment Management, LLC | History | Added to | 91,646 | 1,988 | 0.36% | 0.3% | 29 | +10,530 | 12.98% | Q1 2026 | May 12, 2026 |
| CHIRON CAPITAL MANAGEMENT, LLC | History | New | 82,448 | 1,789 | 1.83% | — | 30 | +82,448 | New | Q1 2026 | Apr 21, 2026 |
| Gladstone Institutional Advisory LLC | History | Added to | 80,904 | 1,755 | 0.07% | 0.03% | 31 | +46,696 | 136.51% | Q1 2026 | May 14, 2026 |
| CWM, LLC | History | Added to | 78,587 | 1,705 | 0.0% | 0.0% | 32 | +33,939 | 76.01% | Q1 2026 | May 14, 2026 |
| Elevation Advisory Partners LLC | History | New | 73,138 | 1,635 | 1.53% | — | 33 | +73,138 | New | Q1 2026 | May 08, 2026 |
| RFG Advisory, LLC | History | Added to | 69,137 | 1,500 | 0.03% | 0.02% | 34 | +26,962 | 63.93% | Q1 2026 | Apr 17, 2026 |
| Arax Advisory Partners | History | Added to | 66,237 | 1,437 | 0.04% | 0.04% | 35 | +6,043 | 10.04% | Q1 2026 | May 13, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Added to | 64,611 | 1,413 | 0.1% | 0.09% | 36 | +3,874 | 6.38% | Q1 2026 | May 01, 2026 |
| Cambridge Advisors Inc. | History | Added to | 62,897 | 1,364 | 0.26% | 0.24% | 37 | +4,099 | 6.97% | Q1 2026 | Apr 16, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 60,008 | 1,302 | 0.0% | 0.0% | 38 | +23,125 | 62.7% | Q1 2026 | May 12, 2026 |
| Whipplewood Advisors, LLC | History | Reduced | 58,986 | 1,279 | 0.66% | 0.81% | 39 | -15 | -0.03% | Q1 2026 | Apr 30, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Added to | 57,461 | 1,246 | 0.03% | 0.02% | 40 | +6,018 | 11.7% | Q1 2026 | May 15, 2026 |
| Trueblood Wealth Management, LLC | History | Added to | 56,096 | 1,217 | 0.48% | 0.4% | 41 | +8,356 | 17.5% | Q1 2026 | Apr 21, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 54,622 | 1,185 | 0.09% | 0.07% | 42 | +7,244 | 15.29% | Q1 2026 | May 05, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Added to | 51,169 | 1,110 | 0.08% | 0.05% | 43 | +13,999 | 37.66% | Q1 2026 | Apr 20, 2026 |
| Orion Porfolio Solutions, LLC | History | Added to | 50,059 | 1,086 | 0.01% | 0.0% | 44 | +23,655 | 89.59% | Q1 2026 | May 13, 2026 |
| Next Level Private LLC | History | Added to | 49,819 | 1,081 | 0.24% | 0.27% | 45 | +2,397 | 5.05% | Q1 2026 | Apr 23, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 48,638 | 1,055 | 0.0% | 0.0% | 46 | +6,509 | 15.45% | Q1 2026 | May 04, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | New | 48,592 | 1,054 | 0.01% | — | 47 | +48,592 | New | Q1 2026 | May 11, 2026 |
| Integrated Wealth Concepts LLC | History | Added to | 48,519 | 1,052 | 0.01% | 0.01% | 48 | +22,040 | 83.24% | Q1 2026 | May 15, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 48,148 | 1,045 | 0.0% | 0.0% | 49 | -3,731 | -7.19% | Q1 2026 | Apr 30, 2026 |
| WINNOW WEALTH LLC | History | Reduced | 47,170 | 1,023 | 0.79% | 0.77% | 50 | -239 | -0.5% | Q1 2026 | May 19, 2026 |
| Atlas Wealth LLC | History | Added to | 44,800 | 972 | 0.29% | 0.16% | 51 | +19,746 | 78.81% | Q1 2026 | May 13, 2026 |
| Maia Wealth LLC | History | Added to | 43,356 | 940 | 0.16% | 0.16% | 52 | +3,048 | 7.56% | Q1 2026 | May 08, 2026 |
| CITADEL ADVISORS LLC | History | New | 41,908 | 909 | 0.0% | — | 53 | +41,908 | New | Q1 2026 | May 15, 2026 |
| 1776 Wealth LLC | History | Reduced | 40,690 | 882 | 0.35% | 0.34% | 54 | -1,247 | -2.97% | Q1 2026 | May 08, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 40,369 | 875 | 0.01% | 0.01% | 55 | +15,009 | 59.18% | Q1 2026 | Apr 20, 2026 |
| Kovack Advisors, Inc. | History | Added to | 39,710 | 868 | 0.05% | 0.04% | 56 | +2,723 | 7.36% | Q1 2026 | May 12, 2026 |
| OLD MISSION CAPITAL LLC | History | Added to | 38,312 | 831 | 0.01% | 0.01% | 57 | +22,861 | 147.96% | Q1 2026 | May 15, 2026 |
| TrueWealth Advisors, LLC | History | Reduced | 35,749 | 775 | 0.19% | 0.2% | 58 | -498 | -1.37% | Q1 2026 | Apr 09, 2026 |
| Summit Financial, LLC | History | Added to | 35,212 | 764 | 0.01% | 0.01% | 59 | +1,812 | 5.43% | Q1 2026 | May 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 33,873 | 735 | 0.0% | 0.0% | 60 | -8,777 | -20.58% | Q1 2026 | May 15, 2026 |
| Capital Analysts, LLC | History | Added to | 33,418 | 725 | 0.02% | 0.02% | 61 | +2,039 | 6.5% | Q1 2026 | May 14, 2026 |
| Balboa Wealth Partners | History | Added to | 32,216 | 699 | 0.12% | 0.08% | 62 | +10,829 | 50.63% | Q1 2026 | Apr 16, 2026 |
| HighTower Advisors, LLC | History | Added to | 30,830 | 669 | 0.0% | 0.0% | 63 | +12 | 0.04% | Q1 2026 | May 05, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | Added to | 30,450 | 660 | 0.03% | 0.03% | 64 | +375 | 1.25% | Q1 2026 | Apr 15, 2026 |
| Brookstone Capital Management | History | Added to | 27,019 | 586 | 0.01% | 0.0% | 65 | +16,005 | 145.32% | Q1 2026 | Apr 16, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 26,982 | 585 | 0.0% | 0.0% | 66 | +292 | 1.09% | Q1 2026 | May 05, 2026 |
| TKG Advisors, LLC | History | Added to | 25,034 | 543 | 0.22% | 0.22% | 67 | +90 | 0.36% | Q1 2026 | Apr 24, 2026 |
| Signature Equity Partners, LLC | History | Reduced | 24,167 | 524 | 0.28% | 0.29% | 68 | -661 | -2.66% | Q1 2026 | May 13, 2026 |
| SOUTHERN CAPITAL SERVICES INC /ADV | History | Reduced | 23,560 | 511 | 0.33% | 8.04% | 69 | -571,276 | -96.04% | Q1 2026 | Apr 29, 2026 |
| Schulz Wealth, LTD. | History | No change | 23,700 | 508 | 0.33% | 0.33% | 70 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| Pinnacle Financial Partners, Inc. | History | Added to | 22,806 | 495 | 0.0% | 0.0% | 71 | +2,197 | 10.66% | Q1 2026 | May 14, 2026 |
| Core Wealth Partners LLC | History | Reduced | 21,828 | 473 | 0.22% | 0.22% | 72 | -1,460 | -6.27% | Q1 2026 | May 08, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | New | 21,065 | 457 | 0.0% | — | 73 | +21,065 | New | Q1 2026 | Apr 29, 2026 |
| Advisory Services Network, LLC | History | Added to | 19,125 | 415 | 0.01% | 0.01% | 74 | +183 | 0.97% | Q1 2026 | May 15, 2026 |
| Gateway Wealth Partners, LLC | History | New | 16,626 | 360 | 0.01% | — | 75 | +16,626 | New | Q1 2026 | May 15, 2026 |
| AE Wealth Management LLC | History | Added to | 15,794 | 342 | 0.0% | 0.0% | 76 | +1,752 | 12.48% | Q1 2026 | May 13, 2026 |
| Triumph Capital Management | History | Added to | 15,696 | 340 | 0.07% | 0.05% | 77 | +5,809 | 58.75% | Q1 2026 | May 13, 2026 |
| OneDigital Investment Advisors LLC | History | Added to | 15,492 | 336 | 0.0% | 0.0% | 78 | +901 | 6.18% | Q1 2026 | May 08, 2026 |
| IHT Wealth Management, LLC | History | New | 15,251 | 330 | 0.01% | — | 79 | +15,251 | New | Q1 2026 | May 15, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Reduced | 14,105 | 306 | 0.0% | 0.0% | 80 | -200 | -1.4% | Q1 2026 | Apr 20, 2026 |
| StoneX Group Inc. | History | Reduced | 13,865 | 300 | 0.02% | 0.02% | 81 | -4,829 | -25.83% | Q1 2026 | May 14, 2026 |
| Faithward Advisors, LLC | History | Added to | 12,328 | 267 | 0.04% | 0.04% | 82 | +834 | 7.26% | Q1 2026 | Apr 17, 2026 |
| Arkadios Wealth Advisors | History | Added to | 11,844 | 257 | 0.0% | 0.0% | 83 | +1,654 | 16.23% | Q1 2026 | May 18, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 11,163 | 243 | 0.0% | 0.0% | 84 | -6,440 | -36.58% | Q1 2026 | Apr 08, 2026 |
| Advyzon Investment Management, LLC | History | New | 10,853 | 235 | 0.02% | — | 85 | +10,853 | New | Q1 2026 | May 12, 2026 |
| NOVEM GROUP | History | Added to | 10,747 | 233 | 0.03% | 0.02% | 86 | +1,198 | 12.55% | Q1 2026 | Apr 10, 2026 |
| Atria Investments, Inc | History | Reduced | 10,293 | 223 | 0.0% | 0.0% | 87 | -1,449 | -12.34% | Q1 2026 | May 05, 2026 |
| Quad-Cities Investment Group, LLC | History | New | 9,748 | 211 | 0.08% | — | 88 | +9,748 | New | Q1 2026 | Apr 21, 2026 |
| World Investment Advisors | History | New | 9,352 | 202 | 0.0% | — | 89 | +9,352 | New | Q1 2026 | Apr 27, 2026 |
| NewEdge Advisors, LLC | History | Added to | 8,176 | 177 | 0.0% | 0.0% | 90 | +373 | 4.78% | Q1 2026 | Jun 02, 2026 |
| MORGAN STANLEY | History | Added to | 5,435 | 117 | 0.0% | 0.0% | 91 | +111 | 2.08% | Q1 2026 | May 15, 2026 |
| Sunbelt Securities, Inc. | History | Added to | 4,500 | 97 | 0.01% | 0.0% | 92 | +2,000 | 80.0% | Q1 2026 | May 15, 2026 |
| Wagner Wealth Management, LLC | History | No change | 3,479 | 75 | 0.02% | 0.02% | 93 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Larson Financial Group LLC | History | No change | 2,940 | 63 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Farther Finance Advisors, LLC | History | No change | 2,450 | 53 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Geneos Wealth Management Inc. | History | Added to | 2,400 | 52 | 0.0% | 0.0% | 96 | +1,200 | 100.0% | Q1 2026 | May 04, 2026 |
| NBC SECURITIES, INC. | History | No change | 2,364 | 51 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| COMERICA BANK | History | No change | 496 | 10 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Reduced | 409 | 8 | 0.0% | 0.0% | 100 | -61 | -12.98% | Q1 2026 | May 11, 2026 |
| Russell Investments Group, Ltd. | History | Reduced | 378 | 8 | 0.0% | 0.0% | 99 | -40 | -9.57% | Q1 2026 | May 08, 2026 |
| Sound Income Strategies, LLC | History | No change | 388 | 8 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Rossby Financial, LCC | History | New | 283 | 6 | 0.0% | — | 102 | +283 | New | Q1 2026 | May 11, 2026 |
| Smartleaf Asset Management LLC | History | New | 266 | 5 | 0.0% | — | 103 | +266 | New | Q1 2026 | May 15, 2026 |
| Park Square Financial Group, LLC | History | New | 153 | 3 | 0.02% | — | 104 | +153 | New | Q1 2026 | May 13, 2026 |
| Jaffetilchin Investment Partners, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -40,314 | -100.0% | Q1 2026 | May 13, 2026 |
| J.W. COLE ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -14,211 | -100.0% | Q1 2026 | Apr 23, 2026 |
| Luken Investment Analytics, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -2,565 | -100.0% | Q1 2026 | May 12, 2026 |
| Catherine Avery Investment Management LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -2,163 | -100.0% | Q1 2026 | May 15, 2026 |
| SBI Securities Co., Ltd. | History | Reduced | 30 | 0 | — | 0.0% | — | -42 | -58.33% | Q1 2026 | Apr 27, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 2 | 0 | — | — | — | +1 | 100.0% | Q1 2026 | Jul 08, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 20 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 09, 2026 |