FIRST TRUST EXCHANGE-TRADED FUND IV - SDVD
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | No change | 1,576,054 | 36,391 | 0.01% | 0.01% | 1 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 1,310,382 | 30,256 | 0.15% | 0.15% | 2 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 1,163,529 | 26,865 | 0.01% | 0.01% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 1,197,256 | 25,812 | 0.03% | 0.03% | 4 | +70,972 | 6.3% | Q3 2026 | Nov 02, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 804,054 | 18,565 | 0.02% | 0.02% | 5 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Cetera Investment Advisers | History | No change | 772,597 | 17,839 | 0.02% | 0.02% | 6 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| STEPHENS INC /AR/ | History | No change | 678,876 | 15,675 | 0.18% | 0.18% | 7 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| ROYAL BANK OF CANADA | History | No change | 607,164 | 14,019 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 593,593 | 12,797 | 0.04% | 0.04% | 9 | +74,109 | 14.27% | Q3 2026 | Nov 02, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 552,562 | 12,758 | 0.01% | 0.01% | 10 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Luken Investment Analytics, LLC | History | No change | 549,594 | 12,690 | 4.44% | 4.44% | 11 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Capital Investment Advisors, LLC | History | Added to | 392,414 | 8,460 | 0.11% | 0.12% | 12 | +5,668 | 1.47% | Q3 2026 | Oct 22, 2026 |
| Z3 Capital Partners, LLC | History | No change | 349,449 | 8,068 | 1.69% | 1.69% | 13 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Indivisible Partners | History | Added to | 332,630 | 7,171 | 0.33% | 0.43% | 14 | +3,151 | 0.96% | Q3 2026 | Oct 26, 2026 |
| Snowden Capital Advisors LLC | History | No change | 260,940 | 6,025 | 0.14% | 0.14% | 15 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 242,494 | 5,599 | 0.08% | 0.08% | 16 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Reduced | 245,569 | 5,294 | 0.24% | 0.28% | 17 | -6,673 | -2.65% | Q3 2026 | Nov 04, 2026 |
| Private Advisor Group, LLC | History | No change | 224,221 | 5,177 | 0.02% | 0.02% | 18 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 222,832 | 5,145 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| IFP Advisors, Inc | History | Added to | 229,301 | 4,943 | 0.08% | 0.08% | 20 | +25,859 | 12.71% | Q3 2026 | Oct 16, 2026 |
| RiverTree Advisors, LLC | History | Added to | 221,239 | 4,769 | 2.84% | 2.68% | 21 | +24,827 | 12.64% | Q3 2026 | Oct 13, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | Added to | 198,467 | 4,278 | 0.13% | 0.11% | 22 | +48,998 | 32.78% | Q3 2026 | Oct 29, 2026 |
| Advisory Advocates, LLC | History | No change | 156,166 | 3,605 | 3.09% | 3.09% | 23 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Janney Montgomery Scott LLC | History | No change | 147,431 | 3,404 | 0.01% | 0.01% | 24 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| G&S Capital LLC | History | Reduced | 152,715 | 3,292 | 0.95% | 1.25% | 25 | -33,808 | -18.13% | Q3 2026 | Oct 23, 2026 |
| Simplicity Wealth,LLC | History | New | 148,397 | 3,199 | 0.09% | — | 26 | +148,397 | New | Q3 2026 | Oct 23, 2026 |
| FIRST TRUST ADVISORS LP | History | No change | 128,579 | 2,967 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| RFG Advisory, LLC | History | Added to | 130,501 | 2,813 | 0.04% | 0.04% | 28 | +31,428 | 31.72% | Q3 2026 | Nov 03, 2026 |
| Stonebridge Financial Planning Group, LLC | History | No change | 103,280 | 2,384 | 0.76% | 0.76% | 29 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Delta Investment Management, LLC | History | No change | 102,998 | 2,378 | 0.39% | 0.39% | 30 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MTM Investment Management, LLC | History | Reduced | 109,960 | 2,370 | 0.68% | 0.73% | 31 | -1,000 | -0.9% | Q3 2026 | Oct 30, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | No change | 88,459 | 2,042 | 0.02% | 0.02% | 32 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Elevation Advisory Partners LLC | History | No change | 86,046 | 1,991 | 2.04% | 2.04% | 33 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 89,834 | 1,937 | 0.0% | 0.0% | 34 | +14,261 | 18.87% | Q3 2026 | Nov 02, 2026 |
| Gladstone Institutional Advisory LLC | History | No change | 80,125 | 1,850 | 0.06% | 0.06% | 35 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| Cambridge Advisors Inc. | History | Added to | 84,236 | 1,816 | 0.31% | 0.26% | 36 | +18,318 | 27.79% | Q3 2026 | Oct 19, 2026 |
| Arax Advisory Partners | History | No change | 72,170 | 1,666 | 0.01% | 0.01% | 37 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| CHIRON CAPITAL MANAGEMENT, LLC | History | Reduced | 77,025 | 1,660 | 1.65% | 1.65% | 38 | -2,638 | -3.31% | Q3 2026 | Oct 15, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | Reduced | 75,839 | 1,651 | 0.1% | 0.11% | 39 | -4,547 | -5.66% | Q3 2026 | Nov 02, 2026 |
| Trueblood Wealth Management, LLC | History | Added to | 69,470 | 1,497 | 0.53% | 0.5% | 40 | +7,214 | 11.59% | Q3 2026 | Oct 23, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 63,490 | 1,465 | 0.01% | 0.01% | 41 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| WINNACLE WEALTH LLC | History | Added to | 67,573 | 1,456 | 0.96% | 0.85% | 42 | +13,611 | 25.22% | Q3 2026 | Oct 14, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 61,682 | 1,424 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | No change | 58,605 | 1,353 | 0.08% | 0.08% | 44 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Reduced | 61,338 | 1,322 | 0.02% | 0.03% | 45 | -3,383 | -5.23% | Q3 2026 | Oct 13, 2026 |
| Next Level Private LLC | History | Added to | 58,616 | 1,263 | 0.24% | 0.24% | 46 | +6,395 | 12.25% | Q3 2026 | Oct 20, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 58,570 | 1,262 | 0.08% | 0.08% | 47 | +3,320 | 6.01% | Q3 2026 | Oct 30, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 52,621 | 1,215 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Atlas Wealth LLC | History | No change | 51,686 | 1,193 | 0.17% | 0.17% | 49 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| VIMA LLC | History | Reduced | 51,796 | 1,116 | 1.14% | 1.88% | 50 | -31,562 | -37.86% | Q3 2026 | Oct 23, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 50,893 | 1,097 | 0.01% | 0.01% | 51 | +2,408 | 4.97% | Q3 2026 | Oct 16, 2026 |
| Signature Equity Partners, LLC | History | Added to | 47,059 | 1,014 | 0.35% | 0.29% | 52 | +19,706 | 72.04% | Q3 2026 | Oct 29, 2026 |
| Capital Analysts, LLC | History | No change | 43,440 | 1,003 | 0.02% | 0.02% | 53 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| 1776 Wealth LLC | History | No change | 42,871 | 989 | 0.35% | 0.35% | 54 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| &PARTNERS | History | No change | 41,531 | 956 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Sanctuary Advisors, LLC | History | No change | 40,899 | 944 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Maia Wealth LLC | History | Reduced | 42,565 | 917 | 0.13% | 0.15% | 57 | -941 | -2.16% | Q3 2026 | Oct 19, 2026 |
| AMERIPRISE FINANCIAL INC | History | No change | 37,825 | 873 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Summit Financial, LLC | History | No change | 37,776 | 872 | 0.01% | 0.01% | 59 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| TrueWealth Advisors, LLC | History | Added to | 39,984 | 862 | 0.19% | 0.19% | 60 | +3,224 | 8.77% | Q3 2026 | Oct 08, 2026 |
| HighTower Advisors, LLC | History | No change | 36,012 | 831 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Ameritas Advisory Services, LLC | History | No change | 35,872 | 828 | 0.02% | 0.02% | 62 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | History | No change | 30,288 | 699 | 0.03% | 0.03% | 63 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Kovack Advisors, Inc. | History | No change | 29,763 | 688 | 0.03% | 0.03% | 64 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Uniting Wealth Partners, LLC | History | No change | 29,773 | 687 | 0.14% | 0.14% | 65 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Pinnacle Financial Partners, Inc. | History | No change | 25,268 | 583 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Brookstone Capital Management | History | Added to | 25,756 | 555 | 0.01% | 0.01% | 67 | +2,026 | 8.54% | Q3 2026 | Oct 22, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | No change | 23,424 | 540 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| James T. Borello RIA | History | Added to | 24,617 | 530 | 0.11% | 0.12% | 69 | +299 | 1.23% | Q3 2026 | Oct 16, 2026 |
| Balboa Wealth Partners | History | Reduced | 24,080 | 519 | 0.07% | 0.08% | 70 | -437 | -1.78% | Q3 2026 | Oct 20, 2026 |
| Schulz Wealth, LTD. | History | No change | 23,700 | 510 | 0.24% | 0.28% | 71 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| MSH Capital Advisors LLC | History | Added to | 22,831 | 492 | 0.08% | 0.05% | 72 | +10,097 | 79.29% | Q3 2026 | Nov 02, 2026 |
| TKG Advisors, LLC | History | Reduced | 22,734 | 490 | 0.17% | 0.23% | 73 | -5,868 | -20.52% | Q3 2026 | Oct 30, 2026 |
| Csenge Advisory Group | History | Added to | 22,253 | 479 | 0.02% | 0.01% | 74 | +10,587 | 90.75% | Q3 2026 | Nov 04, 2026 |
| IHT Wealth Management, LLC | History | No change | 20,461 | 472 | 0.01% | 0.01% | 75 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | New | 21,464 | 471 | 0.0% | — | 76 | +21,464 | New | Q3 2026 | Oct 13, 2026 |
| Advisory Services Network, LLC | History | No change | 19,333 | 446 | 0.01% | 0.01% | 77 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Moors & Cabot, Inc. | History | No change | 19,283 | 445 | 0.02% | 0.02% | 78 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Jaffetilchin Investment Partners, LLC | History | No change | 19,222 | 443 | 0.02% | 0.02% | 79 | 0 | 0.0% | Q2 2026 | Oct 20, 2026 |
| Orion Porfolio Solutions, LLC | History | No change | 18,848 | 435 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Triumph Capital Management | History | Added to | 19,536 | 421 | 0.07% | 0.08% | 81 | +374 | 1.95% | Q3 2026 | Oct 14, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 19,500 | 420 | 0.0% | 0.0% | 82 | +3,095 | 18.87% | Q3 2026 | Oct 30, 2026 |
| B. Riley Wealth Advisors, Inc. | History | New | 18,931 | 408 | 0.02% | — | 83 | +18,931 | New | Q3 2026 | Oct 13, 2026 |
| AE Wealth Management LLC | History | No change | 17,380 | 401 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| NOVEM GROUP | History | Added to | 18,049 | 389 | 0.04% | 0.04% | 85 | +152 | 0.85% | Q3 2026 | Oct 19, 2026 |
| OneDigital Investment Advisors LLC | History | No change | 15,492 | 357 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Van Diest Capital, LLC | History | No change | 15,243 | 351 | 0.31% | 0.31% | 87 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| J.W. COLE ADVISORS, INC. | History | No change | 14,369 | 331 | 0.01% | 0.01% | 88 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 14,950 | 322 | 0.0% | 0.0% | 89 | +12,500 | 510.2% | Q3 2026 | Oct 08, 2026 |
| Faithward Advisors, LLC | History | No change | 13,512 | 311 | 0.04% | 0.04% | 90 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Gateway Wealth Partners, LLC | History | No change | 13,431 | 310 | 0.02% | 0.02% | 91 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Kingsview Wealth Management, LLC | History | No change | 13,093 | 302 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| LANGLEY WEALTH MANAGEMENT, LLC | History | Reduced | 12,799 | 275 | 0.27% | 0.29% | 93 | -30 | -0.23% | Q3 2026 | Nov 04, 2026 |
| World Investment Advisors | History | No change | 11,043 | 254 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Advyzon Investment Management, LLC | History | No change | 10,943 | 252 | 0.02% | 0.02% | 95 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Koshinski Asset Management, Inc. | History | New | 11,184 | 241 | 0.01% | — | 96 | +11,184 | New | Q3 2026 | Oct 29, 2026 |
| WEDBUSH SECURITIES INC | History | New | 11,091 | 239 | 0.01% | — | 97 | +11,091 | New | Q3 2026 | Oct 22, 2026 |
| Quad-Cities Investment Group, LLC | History | Added to | 10,248 | 220 | 0.08% | 0.08% | 98 | +188 | 1.87% | Q3 2026 | Oct 15, 2026 |
| Hixon Zuercher, LLC | History | New | 9,328 | 201 | 0.06% | — | 99 | +9,328 | New | Q3 2026 | Oct 13, 2026 |
| NewEdge Advisors, LLC | History | No change | 8,184 | 188 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| MORGAN STANLEY | History | No change | 5,544 | 128 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Bank of New Hampshire | History | No change | 5,440 | 117 | 0.03% | 0.03% | 102 | 0 | 0.0% | Q3 2026 | Oct 06, 2026 |
| Wagner Wealth Management, LLC | History | Added to | 3,518 | 75 | 0.01% | 0.01% | 103 | +24 | 0.69% | Q3 2026 | Oct 21, 2026 |
| Larson Financial Group LLC | History | No change | 2,940 | 67 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LANARK FINANCIAL, INC. | History | Added to | 2,889 | 62 | 0.0% | 0.0% | 105 | +525 | 22.21% | Q3 2026 | Oct 26, 2026 |
| Geneos Wealth Management Inc. | History | No change | 2,400 | 55 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| TRUST CO OF VERMONT | History | No change | 2,356 | 50 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| Blue Trust, Inc. | History | New | 1,381 | 29 | 0.0% | — | 108 | +1,381 | New | Q3 2026 | Oct 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 937 | 21 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | No change | 302 | 6 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| Smartleaf Asset Management LLC | History | No change | 266 | 6 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Golden State Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -61,012 | -100.0% | Q3 2026 | Nov 02, 2026 |
| Core Wealth Partners LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -9,761 | -100.0% | Q3 2026 | Oct 30, 2026 |
| Bullseye Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -3,560 | -100.0% | Q3 2026 | Oct 29, 2026 |
| Whipplewood Advisors, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -2,313 | -100.0% | Q3 2026 | Oct 20, 2026 |
| DHJJ Financial Advisors, Ltd. | History | No change | 20 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| SBI Securities Co., Ltd. | History | No change | 28 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 21, 2026 |
| Park Square Financial Group, LLC | History | No change | 26 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |