Northern Lights Fund Trust IV - SECT

Detailed investor-level table based on 13F positions.

Shareholders (13F)

Quarter: Q3 2026 · Compare: Q2 2026
13D/13G major owners: Ownership tab.
Methodology: Market value and % of portfolio use SEC reported VALUE ($000). For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received. Details.
Rows: 0
Investor History Status Shares held Market value ($000) % of portfolio Previous % Rank Change in shares % change in shares Source Date reported
Orion Porfolio Solutions, LLC History No change 17,402,704 1,254,038 9.6% 9.6% 1 0 0.0% Q2 2026 Aug 14, 2026
OSAIC HOLDINGS, INC. History No change 6,193,703 446,319 0.52% 0.52% 2 0 0.0% Q2 2026 Aug 14, 2026
LPL Financial LLC History No change 5,688,149 409,887 0.09% 0.09% 3 0 0.0% Q2 2026 Aug 07, 2026
ENVESTNET ASSET MANAGEMENT INC History No change 1,389,250 100,109 0.02% 0.02% 4 0 0.0% Q2 2026 Sep 23, 2026
POTOMAC FUND MANAGEMENT INC /ADV History No change 845,221 60,906 1.53% 1.53% 5 0 0.0% Q2 2026 Aug 13, 2026
CreativeOne Wealth, LLC History No change 647,836 46,683 1.01% 1.01% 6 0 0.0% Q2 2026 Aug 13, 2026
GeoWealth Management, LLC History No change 613,483 44,207 1.39% 1.39% 7 0 0.0% Q2 2026 Jul 30, 2026
Main Management LLC History No change 392,324 28,271 1.9% 1.9% 8 0 0.0% Q2 2026 Aug 14, 2026
Copley Financial Group, Inc. History No change 384,988 27,742 16.78% 16.78% 9 0 0.0% Q2 2026 Aug 11, 2026
Cetera Investment Advisers History No change 346,474 24,966 0.02% 0.02% 10 0 0.0% Q2 2026 Aug 12, 2026
Madrona Financial Services, LLC History No change 261,358 18,833 3.47% 3.47% 11 0 0.0% Q2 2026 Jul 17, 2026
Mutual Advisors, LLC History No change 246,758 17,781 0.33% 0.33% 12 0 0.0% Q2 2026 Aug 14, 2026
INTEGRITY ALLIANCE, LLC. History No change 216,151 15,575 0.49% 0.49% 13 0 0.0% Q2 2026 Jul 31, 2026
Encompass More Asset Management History No change 176,200 12,696 1.85% 1.85% 14 0 0.0% Q2 2026 Jul 14, 2026
Silver Grove Financial Group, Inc. History No change 162,820 11,732 6.35% 6.35% 15 0 0.0% Q2 2026 Aug 13, 2026
AMG Asset Management Group, Inc. History No change 153,480 11,059 6.93% 6.93% 16 0 0.0% Q2 2026 Jul 29, 2026
Ausdal Financial Partners, Inc. History No change 134,956 9,724 0.38% 0.38% 17 0 0.0% Q2 2026 Aug 14, 2026
Atria Investments, Inc History No change 116,376 8,386 0.08% 0.08% 18 0 0.0% Q2 2026 Jul 28, 2026
HARBOUR INVESTMENTS, INC. History No change 116,026 8,360 0.11% 0.11% 19 0 0.0% Q2 2026 Aug 12, 2026
Spire Wealth Management History No change 106,703 7,689 0.23% 0.23% 20 0 0.0% Q2 2026 Jul 15, 2026
Triad Wealth Partners, LLC History No change 103,495 7,351 0.43% 0.43% 21 0 0.0% Q2 2026 Aug 10, 2026
Envestnet Portfolio Solutions, Inc. History No change 86,525 6,234 0.03% 0.03% 22 0 0.0% Q2 2026 Sep 23, 2026
Virtue Capital Management, LLC History No change 85,721 6,177 0.82% 0.82% 23 0 0.0% Q2 2026 Aug 05, 2026
Cambridge Investment Research Advisors, Inc. History No change 78,653 5,668 0.01% 0.01% 24 0 0.0% Q2 2026 Jul 27, 2026
Geneos Wealth Management Inc. History No change 77,629 5,593 0.11% 0.11% 25 0 0.0% Q2 2026 Aug 06, 2026
Echo45 Advisors LLC History Added to 69,097 4,943 2.25% 2.56% 26 +347 0.5% Q3 2026 Oct 07, 2026
Mariner, LLC History No change 66,390 4,784 0.01% 0.01% 27 0 0.0% Q2 2026 Aug 13, 2026
PACIFIC FINANCIAL GROUP INC History No change 64,658 4,659 2.23% 2.23% 28 0 0.0% Q2 2026 Aug 13, 2026
Waverly Advisors, LLC History No change 48,684 3,508 0.02% 0.02% 29 0 0.0% Q2 2026 Aug 14, 2026
GWN SECURITIES INC. History No change 48,013 3,459 0.58% 0.58% 30 0 0.0% Q2 2026 Aug 05, 2026
Advantage Trust Co History No change 47,492 3,422 1.2% 1.2% 31 0 0.0% Q2 2026 Jul 17, 2026
Balefire, LLC History No change 41,188 2,967 0.48% 0.48% 32 0 0.0% Q2 2026 Jul 07, 2026
CFC Planning Co LLC History No change 41,100 2,961 1.73% 1.73% 33 0 0.0% Q2 2026 Aug 05, 2026
Synergy Investment Management, LLC History No change 38,780 2,794 0.68% 0.68% 34 0 0.0% Q2 2026 Aug 14, 2026
Lunt Capital Management, Inc. History No change 37,166 2,678 0.98% 0.98% 35 0 0.0% Q2 2026 Jul 30, 2026
Tactive Advisors, LLC History Reduced 37,226 2,663 0.64% 0.73% 36 -4,081 -9.88% Q3 2026 Oct 08, 2026
VICTORY FINANCIAL GROUP, LLC History No change 34,187 2,463 0.26% 0.26% 37 0 0.0% Q2 2026 Jul 28, 2026
Signal Advisors Wealth, LLC History No change 33,183 2,391 0.12% 0.12% 38 0 0.0% Q2 2026 Aug 04, 2026
WORLD EQUITY GROUP, INC. History No change 33,018 2,379 0.53% 0.53% 39 0 0.0% Q2 2026 Jul 09, 2026
Ethos Financial Group, LLC History No change 34,437 2,351 0.16% 0.16% 40 0 0.0% Q2 2026 Aug 07, 2026
SUSQUEHANNA INTERNATIONAL GROUP, LLP History No change 31,686 2,283 0.0% 0.0% 41 0 0.0% Q2 2026 Aug 14, 2026
FLORIDA FINANCIAL ADVISORS, LLC History No change 29,445 2,121 0.36% 0.36% 42 0 0.0% Q2 2026 Aug 10, 2026
Independent Wealth Network Inc. History No change 27,935 2,012 0.51% 0.51% 43 0 0.0% Q2 2026 Jul 20, 2026
BAM Wealth Management, LLC History No change 26,870 1,936 1.21% 1.21% 44 0 0.0% Q2 2026 Jul 14, 2026
SILVER OAK SECURITIES, INCORPORATED History No change 26,271 1,893 0.11% 0.11% 45 0 0.0% Q2 2026 Aug 07, 2026
Fiduciary Alliance LLC History No change 24,286 1,750 0.12% 0.12% 46 0 0.0% Q2 2026 Jul 20, 2026
COMMONWEALTH EQUITY SERVICES, LLC History No change 24,007 1,729 0.0% 0.0% 47 0 0.0% Q2 2026 Jul 29, 2026
Simplicity Wealth,LLC History No change 22,084 1,591 0.05% 0.05% 48 0 0.0% Q2 2026 Aug 06, 2026
Bravias Capital Group, LLC History No change 21,979 1,583 0.94% 0.94% 49 0 0.0% Q2 2026 Jul 30, 2026
CITADEL ADVISORS LLC History No change 21,050 1,516 0.0% 0.0% 50 0 0.0% Q2 2026 Sep 02, 2026
SMITH, MOORE & CO. History No change 21,034 1,515 0.1% 0.1% 51 0 0.0% Q2 2026 Aug 12, 2026
COLDSTREAM CAPITAL MANAGEMENT INC History No change 20,888 1,505 0.02% 0.02% 52 0 0.0% Q2 2026 Aug 13, 2026
Koshinski Asset Management, Inc. History No change 20,050 1,444 0.08% 0.08% 53 0 0.0% Q2 2026 Jul 27, 2026
INDEPENDENT FINANCIAL GROUP, LLC History No change 16,192 1,166 0.02% 0.02% 54 0 0.0% Q2 2026 Jul 15, 2026
Kestra Advisory Services, LLC History No change 15,589 1,123 0.0% 0.0% 55 0 0.0% Q2 2026 Jul 28, 2026
NATIXIS ADVISORS, LLC History No change 13,814 995 0.0% 0.0% 56 0 0.0% Q2 2026 Aug 14, 2026
PFG Investments, LLC History No change 12,885 928 0.04% 0.04% 57 0 0.0% Q2 2026 Jul 23, 2026
TCP Asset Management, LLC History No change 12,266 883 0.1% 0.1% 58 0 0.0% Q2 2026 Jul 15, 2026
Advisory Services Network, LLC History No change 12,058 868 0.01% 0.01% 59 0 0.0% Q2 2026 Aug 12, 2026
Sanctuary Advisors, LLC History No change 11,758 847 0.0% 0.0% 60 0 0.0% Q2 2026 Aug 13, 2026
AQR CAPITAL MANAGEMENT LLC History No change 11,664 840 0.0% 0.0% 61 0 0.0% Q2 2026 Aug 14, 2026
CIBC Bancorp USA Inc. History No change 10,427 751 0.0% 0.0% 62 0 0.0% Q2 2026 Aug 13, 2026
FOUNDATIONS INVESTMENT ADVISORS, LLC History No change 10,278 740 0.01% 0.01% 63 0 0.0% Q2 2026 Aug 14, 2026
Sigma Planning Corp History No change 9,611 692 0.02% 0.02% 64 0 0.0% Q2 2026 Aug 07, 2026
Barnes Dennig Private Wealth Management LLC History No change 7,713 555 0.44% 0.44% 65 0 0.0% Q2 2026 Jul 15, 2026
SIGNATUREFD, LLC History No change 7,653 551 0.01% 0.01% 66 0 0.0% Q2 2026 Jul 23, 2026
Farther Finance Advisors, LLC History Reduced 7,486 535 0.0% 0.0% 67 -109 -1.44% Q3 2026 Oct 08, 2026
RAYMOND JAMES FINANCIAL INC History No change 7,298 525 0.0% 0.0% 68 0 0.0% Q2 2026 Aug 14, 2026
Integrity Advisory Solutions, LLC History No change 6,935 499 0.05% 0.05% 69 0 0.0% Q2 2026 Jul 31, 2026
Focus Partners Advisor Solutions, LLC History No change 6,916 498 0.0% 0.0% 70 0 0.0% Q2 2026 Aug 06, 2026
WIN ADVISORS, INC History No change 6,767 487 0.17% 0.17% 71 0 0.0% Q2 2026 Aug 04, 2026
AE Wealth Management LLC History No change 6,270 451 0.0% 0.0% 72 0 0.0% Q2 2026 Aug 03, 2026
Summit Financial, LLC History No change 6,203 447 0.0% 0.0% 73 0 0.0% Q2 2026 Aug 12, 2026
Western Wealth Management, LLC History No change 6,037 435 0.01% 0.01% 74 0 0.0% Q2 2026 Aug 14, 2026
Sovran Advisors, LLC History No change 6,236 434 0.03% 0.03% 75 0 0.0% Q2 2026 Jul 29, 2026
J.W. COLE ADVISORS, INC. History No change 5,820 419 0.01% 0.01% 76 0 0.0% Q2 2026 Jul 21, 2026
Integrated Wealth Concepts LLC History No change 5,561 400 0.0% 0.0% 77 0 0.0% Q2 2026 Sep 08, 2026
Buck Wealth Strategies, LLC History No change 5,482 395 0.04% 0.04% 78 0 0.0% Q2 2026 Jul 30, 2026
FLOW TRADERS U.S. LLC History No change 5,469 394 0.02% 0.02% 79 0 0.0% Q2 2026 Aug 14, 2026
WELLS FARGO & COMPANY/MN History No change 5,203 374 0.0% 0.0% 80 0 0.0% Q2 2026 Aug 14, 2026
Meeder Advisory Services, Inc. History No change 5,115 368 0.01% 0.01% 81 0 0.0% Q2 2026 Aug 07, 2026
ABSOLUTE CAPITAL MANAGEMENT, LLC History No change 5,002 360 0.09% 0.09% 82 0 0.0% Q2 2026 Jul 24, 2026
Diversify Advisory Services, LLC History No change 5,154 360 0.01% 0.01% 83 0 0.0% Q2 2026 Aug 07, 2026
DIVERSIFY WEALTH MANAGEMENT, LLC History No change 5,154 360 0.01% 0.01% 84 0 0.0% Q2 2026 Jul 29, 2026
UBS Group AG History No change 4,404 317 0.0% 0.0% 85 0 0.0% Q2 2026 Aug 13, 2026
MORGAN STANLEY History No change 4,387 316 0.0% 0.0% 86 0 0.0% Q2 2026 Aug 13, 2026
Discipline Wealth Solutions, LLC History No change 4,375 315 0.03% 0.03% 87 0 0.0% Q2 2026 Jul 21, 2026
ASSETMARK, INC History No change 4,302 310 0.0% 0.0% 88 0 0.0% Q2 2026 Jul 30, 2026
Qube Research & Technologies Ltd History No change 4,301 309 0.0% 0.0% 89 0 0.0% Q2 2026 Aug 14, 2026
ROYAL BANK OF CANADA History No change 4,254 307 0.0% 0.0% 90 0 0.0% Q2 2026 Aug 14, 2026
Keystone Financial Group History No change 4,272 307 0.02% 0.02% 91 0 0.0% Q2 2026 Jul 29, 2026
Cerity Partners LLC History No change 4,153 299 0.0% 0.0% 92 0 0.0% Q2 2026 Aug 14, 2026
JOHNSON INVESTMENT COUNSEL INC History No change 4,097 295 0.0% 0.0% 93 0 0.0% Q2 2026 Jul 23, 2026
Fourth Dimension Wealth, LLC History No change 3,902 281 0.09% 0.09% 94 0 0.0% Q2 2026 Jul 31, 2026
Anchor Investment Management, LLC History No change 3,832 276 0.02% 0.02% 95 0 0.0% Q2 2026 Sep 15, 2026
Arkadios Wealth Advisors History No change 3,807 274 0.0% 0.0% 96 0 0.0% Q2 2026 Aug 10, 2026
JANE STREET GROUP, LLC History No change 3,643 262 0.0% 0.0% 97 0 0.0% Q2 2026 Aug 14, 2026
Allworth Financial LP History No change 3,509 252 0.0% 0.0% 98 0 0.0% Q2 2026 Aug 11, 2026
JPMORGAN CHASE & CO History No change 3,482 247 0.0% 0.0% 99 0 0.0% Q2 2026 Aug 12, 2026
Perigon Wealth Management, LLC History No change 3,301 237 0.0% 0.0% 100 0 0.0% Q2 2026 Aug 07, 2026
Waterfront Wealth Inc. History No change 3,300 236 0.04% 0.04% 101 0 0.0% Q2 2026 Jul 30, 2026
Ameritas Advisory Services, LLC History No change 3,276 236 0.0% 0.0% 102 0 0.0% Q2 2026 Aug 14, 2026
Mission Financial Group, LLC History No change 3,244 233 0.19% 0.19% 103 0 0.0% Q2 2026 Aug 12, 2026
GOLDMAN SACHS GROUP INC History No change 3,200 230 0.0% 0.0% 104 0 0.0% Q2 2026 Aug 14, 2026
EverSource Wealth Advisors, LLC History No change 3,192 230 0.01% 0.01% 105 0 0.0% Q2 2026 Jul 24, 2026
ProVise Management Group, LLC History No change 3,141 226 0.02% 0.02% 106 0 0.0% Q2 2026 Aug 03, 2026
Magnus Financial Group LLC History No change 3,066 220 0.02% 0.02% 107 0 0.0% Q2 2026 Jul 09, 2026
Brookstone Capital Management History No change 3,049 219 0.0% 0.0% 108 0 0.0% Q2 2026 Jul 15, 2026
Regatta Research & Money Management History No change 2,963 213 0.2% 0.2% 109 0 0.0% Q2 2026 Aug 11, 2026
FIRST COMMONWEALTH FINANCIAL CORP /PA/ History No change 2,942 212 0.03% 0.03% 110 0 0.0% Q2 2026 Aug 12, 2026
Squire Investment Management Company, LLC History No change 2,905 209 0.05% 0.05% 111 0 0.0% Q2 2026 Jul 28, 2026
Creative Planning History No change 2,889 208 0.0% 0.0% 112 0 0.0% Q2 2026 Aug 13, 2026
Veracity Capital LLC History No change 2,917 208 0.06% 0.06% 113 0 0.0% Q3 2026 Oct 08, 2026
Csenge Advisory Group History No change 2,776 200 0.01% 0.01% 114 0 0.0% Q2 2026 Aug 10, 2026
Nemes Rush Group LLC History No change 2,633 189 0.02% 0.02% 115 0 0.0% Q2 2026 Aug 14, 2026
FMR LLC History No change 2,491 179 0.0% 0.0% 116 0 0.0% Q2 2026 Aug 13, 2026
Steward Partners Investment Advisory, LLC History No change 1,627 117 0.0% 0.0% 117 0 0.0% Q2 2026 Aug 13, 2026
Global Retirement Partners, LLC History No change 994 71 0.0% 0.0% 118 0 0.0% Q2 2026 Aug 06, 2026
Rosenberg Matthew Hamilton History Reduced 951 68 0.01% 0.02% 119 -187 -16.43% Q3 2026 Oct 05, 2026
Westside Investment Management, Inc. History No change 834 60 0.01% 0.01% 120 0 0.0% Q2 2026 Jul 27, 2026
COMPASS FINANCIAL MANAGEMENT LLC History No change 484 34 0.0% 0.0% 121 0 0.0% Q2 2026 Aug 12, 2026
Fortis Group Advisors, LLC History No change 465 33 0.01% 0.01% 122 0 0.0% Q2 2026 Jul 24, 2026
Continuum Advisory, LLC History No change 410 29 0.0% 0.0% 123 0 0.0% Q2 2026 Aug 06, 2026
JONES FINANCIAL COMPANIES LLLP History No change 337 23 0.0% 0.0% 124 0 0.0% Q2 2026 Aug 14, 2026
IFP Advisors, Inc History No change 314 22 0.0% 0.0% 125 0 0.0% Q2 2026 Jul 20, 2026
Oakworth Capital, Inc. History No change 300 21 0.0% 0.0% 126 0 0.0% Q2 2026 Jul 22, 2026
Go Invest LLC History Reduced 84 5 0.0% 0.0% 128 -18 -17.65% Q3 2026 Oct 08, 2026
Ashton Thomas Private Wealth, LLC History No change 82 5 0.0% 0.0% 127 0 0.0% Q2 2026 Jul 29, 2026