Northern Lights Fund Trust IV - SECT
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 3 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Orion Porfolio Solutions, LLC | History | Added to | 17,505,819 | 1,129,650 | 8.28% | 8.51% | 1 | +88,487 | 0.51% | Q4 2025 | Feb 12, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 6,431,724 | 415,039 | 0.61% | 0.57% | 2 | -67,633 | -1.04% | Q4 2025 | Feb 17, 2026 |
| LPL Financial LLC | History | Added to | 4,435,459 | 286,220 | 0.08% | 0.07% | 3 | +700,033 | 18.74% | Q4 2025 | Feb 11, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 1,300,892 | 83,946 | 0.02% | 0.02% | 4 | -12,627 | -0.96% | Q4 2025 | Feb 10, 2026 |
| POTOMAC FUND MANAGEMENT INC /ADV | History | Added to | 824,013 | 53,173 | 1.96% | 2.13% | 5 | +26,914 | 3.38% | Q4 2025 | Feb 13, 2026 |
| CreativeOne Wealth, LLC | History | Added to | 689,763 | 44,510 | 1.08% | 1.02% | 6 | +28,211 | 4.26% | Q4 2025 | Feb 13, 2026 |
| Integrated Wealth Concepts LLC | History | Reduced | 562,302 | 36,285 | 0.43% | 0.33% | 7 | -22,326 | -3.82% | Q4 2025 | Feb 13, 2026 |
| GeoWealth Management, LLC | History | Reduced | 511,440 | 33,003 | 1.22% | 1.22% | 8 | -17,338 | -3.28% | Q4 2025 | Feb 17, 2026 |
| Madrona Financial Services, LLC | History | Reduced | 427,232 | 27,569 | 5.89% | 5.97% | 9 | -2,006 | -0.47% | Q4 2025 | Jan 22, 2026 |
| Main Management LLC | History | Added to | 406,208 | 26,213 | 1.89% | 1.81% | 10 | +15,041 | 3.85% | Q4 2025 | Feb 10, 2026 |
| Cetera Investment Advisers | History | Added to | 388,004 | 25,037 | 0.03% | 0.03% | 11 | +26,655 | 7.38% | Q4 2025 | Feb 17, 2026 |
| Copley Financial Group, Inc. | History | Added to | 301,270 | 19,440 | 12.03% | 12.74% | 12 | +5,807 | 1.97% | Q4 2025 | Feb 17, 2026 |
| Mutual Advisors, LLC | History | Added to | 234,209 | 15,113 | 0.32% | 0.32% | 13 | +9,212 | 4.09% | Q4 2025 | Feb 02, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | Reduced | 201,707 | 13,016 | 0.47% | 0.6% | 14 | -94 | -0.05% | Q4 2025 | Feb 09, 2026 |
| Encompass More Asset Management | History | Reduced | 198,505 | 12,809 | 2.36% | 2.43% | 15 | -3,092 | -1.53% | Q4 2025 | Feb 03, 2026 |
| Gibbs Wealth Management | History | Reduced | 172,059 | 11,126 | 2.69% | 2.62% | 16 | -11,718 | -6.38% | Q4 2025 | Jan 23, 2026 |
| Atria Investments, Inc | History | Added to | 157,292 | 10,150 | 0.12% | 0.11% | 17 | +5,329 | 3.51% | Q4 2025 | Feb 05, 2026 |
| Silver Grove Financial Group, Inc. | History | Added to | 156,398 | 10,092 | 8.74% | 8.25% | 18 | +18,488 | 13.41% | Q4 2025 | Feb 17, 2026 |
| Ausdal Financial Partners, Inc. | History | Added to | 139,391 | 8,994 | 0.42% | 0.39% | 19 | +12,223 | 9.61% | Q4 2025 | Feb 13, 2026 |
| Spire Wealth Management | History | Added to | 132,626 | 8,558 | 0.29% | 0.25% | 20 | +17,414 | 15.11% | Q4 2025 | Jan 14, 2026 |
| Sigma Planning Corp | History | Added to | 124,820 | 8,074 | 0.22% | 0.21% | 21 | +9,639 | 8.37% | Q4 2025 | Jan 30, 2026 |
| Mariner, LLC | History | New | 106,745 | 6,888 | 0.01% | — | 22 | +106,745 | New | Q4 2025 | Feb 13, 2026 |
| CWM, LLC | History | Added to | 96,484 | 6,226 | 0.02% | 0.02% | 23 | +4,333 | 4.7% | Q4 2025 | Jan 26, 2026 |
| Geneos Wealth Management Inc. | History | Reduced | 86,781 | 5,599 | 0.14% | 0.14% | 24 | -1,140 | -1.3% | Q4 2025 | Jan 28, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Reduced | 86,249 | 5,565 | 0.02% | 0.02% | 25 | -2,207 | -2.5% | Q4 2025 | Feb 06, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 67,946 | 4,385 | 0.01% | 0.01% | 26 | +836 | 1.25% | Q4 2025 | Feb 05, 2026 |
| Echo45 Advisors LLC | History | Reduced | 67,790 | 4,374 | 2.5% | 2.57% | 27 | -1,734 | -2.49% | Q4 2025 | Feb 06, 2026 |
| Virtue Capital Management, LLC | History | Added to | 59,807 | 3,864 | 0.6% | 0.06% | 28 | +55,264 | 1216.46% | Q4 2025 | Feb 18, 2026 |
| PACIFIC FINANCIAL GROUP INC | History | New | 50,621 | 3,266 | 1.82% | — | 29 | +50,621 | New | Q4 2025 | Feb 17, 2026 |
| Advantage Trust Co | History | Added to | 46,639 | 3,009 | 1.36% | 1.29% | 30 | +1,312 | 2.89% | Q4 2025 | Jan 29, 2026 |
| Waverly Advisors, LLC | History | New | 45,877 | 2,960 | 0.02% | — | 31 | +45,877 | New | Q4 2025 | Feb 17, 2026 |
| Tactive Advisors, LLC | History | Reduced | 44,242 | 2,854 | 0.84% | 0.82% | 32 | -2,017 | -4.36% | Q4 2025 | Jan 09, 2026 |
| OLD MISSION CAPITAL LLC | History | New | 43,209 | 2,788 | 0.06% | — | 33 | +43,209 | New | Q4 2025 | Feb 17, 2026 |
| Balefire, LLC | History | Added to | 43,002 | 2,774 | 0.54% | 0.42% | 34 | +9,305 | 27.61% | Q4 2025 | Jan 12, 2026 |
| GWN SECURITIES INC. | History | Added to | 42,725 | 2,757 | 0.56% | 0.56% | 35 | +4,331 | 11.28% | Q4 2025 | Feb 11, 2026 |
| AMG Asset Management Group, Inc. | History | New | 41,118 | 2,653 | 8.54% | — | 36 | +41,118 | New | Q4 2025 | Mar 17, 2026 |
| WORLD EQUITY GROUP, INC. | History | Reduced | 40,496 | 2,613 | 0.73% | 0.59% | 37 | -461 | -1.13% | Q4 2025 | Jan 12, 2026 |
| CFC Planning Co LLC | History | Reduced | 39,507 | 2,549 | 1.94% | 2.05% | 38 | -223 | -0.56% | Q4 2025 | Jan 30, 2026 |
| Fiduciary Alliance LLC | History | Added to | 37,885 | 2,444 | 0.16% | 0.15% | 39 | +1,314 | 3.59% | Q4 2025 | Jan 22, 2026 |
| Lunt Capital Management, Inc. | History | Reduced | 37,245 | 2,403 | 0.9% | 0.98% | 40 | -3,604 | -8.82% | Q4 2025 | Jan 23, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 36,004 | 2,323 | 0.0% | 0.0% | 41 | -1,157 | -3.11% | Q4 2025 | Feb 17, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Added to | 31,281 | 2,018 | 0.03% | 0.02% | 42 | +8,914 | 39.85% | Q4 2025 | Feb 10, 2026 |
| FLORIDA FINANCIAL ADVISORS, LLC | History | Added to | 25,954 | 1,674 | 0.46% | 0.47% | 43 | +1,837 | 7.62% | Q4 2025 | Feb 10, 2026 |
| Bravias Capital Group, LLC | History | Reduced | 24,937 | 1,609 | 0.97% | 1.05% | 44 | -11 | -0.04% | Q4 2025 | Jan 29, 2026 |
| Simplicity Wealth,LLC | History | Reduced | 23,362 | 1,507 | 0.09% | 0.09% | 45 | -967 | -3.97% | Q4 2025 | Jan 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 22,648 | 1,461 | 0.0% | 0.0% | 46 | -2,993 | -11.67% | Q4 2025 | Feb 12, 2026 |
| BAM Wealth Management, LLC | History | Reduced | 21,309 | 1,375 | 0.99% | 1.27% | 47 | -4,747 | -18.22% | Q4 2025 | Jan 20, 2026 |
| Independent Wealth Network Inc. | History | Added to | 21,002 | 1,355 | 0.41% | 0.42% | 48 | +125 | 0.6% | Q4 2025 | Jan 26, 2026 |
| COLDSTREAM CAPITAL MANAGEMENT INC | History | Reduced | 20,946 | 1,351 | 0.02% | 0.02% | 49 | -30 | -0.14% | Q4 2025 | Feb 09, 2026 |
| Koshinski Asset Management, Inc. | History | Reduced | 19,884 | 1,283 | 0.08% | 0.08% | 50 | -153 | -0.76% | Q4 2025 | Feb 03, 2026 |
| Virtu Financial LLC | History | Reduced | 17,374 | 1,121 | 0.04% | 0.09% | 51 | -7,953 | -31.4% | Q4 2025 | Feb 23, 2026 |
| Signal Advisors Wealth, LLC | History | Added to | 16,692 | 1,077 | 0.09% | 0.04% | 52 | +9,257 | 124.51% | Q4 2025 | Jan 13, 2026 |
| NATIXIS ADVISORS, LLC | History | Added to | 16,048 | 1,036 | 0.0% | 0.0% | 53 | +2,763 | 20.8% | Q4 2025 | Feb 10, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 15,892 | 1,025 | 0.0% | 0.0% | 54 | -70,063 | -81.51% | Q4 2025 | Feb 17, 2026 |
| SMITH, MOORE & CO. | History | New | 13,446 | 867 | 0.07% | — | 55 | +13,446 | New | Q4 2025 | Jan 23, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 12,944 | 835 | 0.0% | 0.0% | 56 | +1 | 0.01% | Q4 2025 | Feb 13, 2026 |
| PFG Investments, LLC | History | Reduced | 12,697 | 819 | 0.04% | 0.04% | 57 | -1,023 | -7.46% | Q4 2025 | Jan 26, 2026 |
| Sanctuary Advisors, LLC | History | Reduced | 12,493 | 806 | 0.0% | 0.0% | 58 | -329 | -2.57% | Q4 2025 | Jan 29, 2026 |
| TCP Asset Management, LLC | History | No change | 12,266 | 791 | 0.13% | 0.14% | 59 | 0 | 0.0% | Q4 2025 | Jan 07, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Added to | 11,984 | 773 | 0.0% | 0.0% | 60 | +6,140 | 105.07% | Q4 2025 | Feb 17, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Added to | 11,706 | 761 | 0.05% | 0.05% | 61 | +275 | 2.41% | Q4 2025 | Jan 15, 2026 |
| Triad Wealth Partners, LLC | History | Added to | 10,928 | 705 | 0.07% | 0.09% | 62 | +276 | 2.59% | Q4 2025 | Jan 22, 2026 |
| Coppell Advisory Solutions LLC | History | No change | 10,523 | 684 | 0.07% | 0.07% | 63 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Advisory Services Network, LLC | History | Reduced | 10,571 | 682 | 0.01% | 0.01% | 64 | -268 | -2.47% | Q4 2025 | Feb 17, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 10,427 | 672 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Brookwood Investment Group LLC | History | Added to | 10,123 | 653 | 0.08% | 0.08% | 66 | +10 | 0.1% | Q4 2025 | Jan 22, 2026 |
| Keystone Financial Group | History | Reduced | 8,613 | 555 | 0.04% | 0.05% | 67 | -1,331 | -13.38% | Q4 2025 | Feb 06, 2026 |
| Private Advisor Group, LLC | History | Reduced | 8,226 | 530 | 0.0% | 0.0% | 68 | -1,547 | -15.83% | Q4 2025 | Feb 17, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 7,683 | 495 | 0.01% | 0.01% | 69 | +200 | 2.67% | Q4 2025 | Jan 23, 2026 |
| SIGNATUREFD, LLC | History | Reduced | 7,653 | 493 | 0.01% | 0.01% | 70 | -784 | -9.29% | Q4 2025 | Jan 20, 2026 |
| AE Wealth Management LLC | History | Reduced | 7,502 | 484 | 0.0% | 0.02% | 71 | -79,839 | -91.41% | Q4 2025 | Jan 26, 2026 |
| Barnes Dennig Private Wealth Management LLC | History | Added to | 7,512 | 484 | 0.49% | 0.27% | 72 | +3,471 | 85.89% | Q4 2025 | Jan 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 6,658 | 429 | 0.0% | 0.0% | 73 | +1,212 | 22.25% | Q4 2025 | Feb 18, 2026 |
| Meeder Advisory Services, Inc. | History | Reduced | 6,328 | 408 | 0.02% | 0.02% | 74 | -94 | -1.46% | Q4 2025 | Feb 11, 2026 |
| Diversify Advisory Services, LLC | History | Reduced | 6,151 | 400 | 0.01% | 0.01% | 75 | -55 | -0.89% | Q4 2025 | Jan 23, 2026 |
| Sovran Advisors, LLC | History | Reduced | 6,015 | 392 | 0.03% | 0.03% | 76 | -124 | -2.02% | Q4 2025 | Jan 20, 2026 |
| Western Wealth Management, LLC | History | Added to | 6,047 | 390 | 0.02% | 0.02% | 77 | +15 | 0.25% | Q4 2025 | Feb 05, 2026 |
| Ethos Financial Group, LLC | History | Added to | 6,036 | 389 | 0.03% | 0.03% | 78 | +10 | 0.17% | Q4 2025 | Jan 20, 2026 |
| Bison Wealth, LLC | History | New | 6,177 | 373 | 0.04% | — | 79 | +6,177 | New | Q4 2025 | Mar 24, 2026 |
| Allworth Financial LP | History | New | 5,585 | 360 | 0.0% | — | 80 | +5,585 | New | Q4 2025 | Feb 05, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 5,504 | 355 | 0.0% | 0.0% | 81 | +1 | 0.02% | Q4 2025 | Feb 13, 2026 |
| Buck Wealth Strategies, LLC | History | Added to | 5,455 | 351 | 0.04% | 0.05% | 82 | +9 | 0.17% | Q4 2025 | Feb 03, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 4,855 | 313 | 0.01% | 0.01% | 83 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Integrity Advisory Solutions, LLC | History | Added to | 4,333 | 279 | 0.04% | 0.04% | 84 | +569 | 15.12% | Q4 2025 | Feb 09, 2026 |
| Anchor Investment Management, LLC | History | No change | 4,257 | 274 | 0.02% | 0.02% | 85 | 0 | 0.0% | Q4 2025 | Feb 26, 2026 |
| Cerity Partners LLC | History | Added to | 4,152 | 267 | 0.0% | 0.0% | 86 | +203 | 5.14% | Q4 2025 | Feb 11, 2026 |
| Wilian Securities, LLC | History | New | 4,060 | 262 | 0.28% | — | 87 | +4,060 | New | Q4 2025 | Feb 06, 2026 |
| Arkadios Wealth Advisors | History | Added to | 3,788 | 244 | 0.0% | 0.01% | 88 | +5 | 0.13% | Q4 2025 | Feb 13, 2026 |
| VICTORY FINANCIAL GROUP, LLC | History | New | 3,693 | 238 | 0.03% | — | 89 | +3,693 | New | Q4 2025 | Jan 15, 2026 |
| WHITTIER TRUST CO | History | New | 3,524 | 231 | 0.0% | — | 90 | +3,524 | New | Q4 2025 | Jan 26, 2026 |
| Summit Financial, LLC | History | Added to | 3,485 | 224 | 0.0% | 0.0% | 92 | +6 | 0.17% | Q4 2025 | Feb 13, 2026 |
| JPMORGAN CHASE & CO | History | No change | 3,482 | 224 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Discipline Wealth Solutions, LLC | History | Added to | 3,382 | 218 | 0.04% | 0.05% | 93 | +107 | 3.27% | Q4 2025 | Jan 26, 2026 |
| Waterfront Wealth Inc. | History | No change | 3,300 | 215 | 0.04% | 0.04% | 94 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| Aptus Capital Advisors, LLC | History | Added to | 3,312 | 213 | 0.0% | 0.0% | 96 | +6 | 0.18% | Q4 2025 | Feb 13, 2026 |
| Perigon Wealth Management, LLC | History | No change | 3,301 | 213 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| EverSource Wealth Advisors, LLC | History | Reduced | 3,195 | 206 | 0.01% | 0.01% | 97 | -2 | -0.06% | Q4 2025 | Feb 06, 2026 |
| ASSETMARK, INC | History | No change | 2,807 | 181 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Nemes Rush Group LLC | History | No change | 2,633 | 169 | 0.02% | 0.02% | 99 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| MORGAN STANLEY | History | Reduced | 1,703 | 109 | 0.0% | 0.0% | 100 | -49 | -2.8% | Q4 2025 | Feb 13, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 1,627 | 104 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Rosenberg Matthew Hamilton | History | No change | 1,230 | 79 | 0.02% | 0.02% | 102 | 0 | 0.0% | Q4 2025 | Jan 05, 2026 |
| ROYAL BANK OF CANADA | History | New | 985 | 64 | 0.0% | — | 103 | +985 | New | Q4 2025 | Feb 17, 2026 |
| Global Retirement Partners, LLC | History | Added to | 988 | 63 | 0.0% | 0.0% | 104 | +5 | 0.51% | Q4 2025 | Feb 06, 2026 |
| Westside Investment Management, Inc. | History | No change | 834 | 53 | 0.01% | 0.01% | 105 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| IFP Advisors, Inc | History | No change | 826 | 53 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| IFC & Insurance Marketing, Inc. | History | New | 655 | 42 | 0.04% | — | 107 | +655 | New | Q4 2025 | Feb 12, 2026 |
| Fortis Group Advisors, LLC | History | New | 465 | 30 | 0.01% | — | 108 | +465 | New | Q4 2025 | Feb 06, 2026 |
| NBC SECURITIES, INC. | History | No change | 278 | 17 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Root Financial Partners, LLC | History | No change | 34 | 2 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Arax Advisory Partners | History | Closed out | 0 | 0 | — | 0.06% | — | -122,869 | -100.0% | Q3 2025 | Nov 14, 2025 |
| B.O.S.S. Retirement Advisors, LLC | History | Closed out | 0 | 0 | — | 0.94% | — | -120,079 | -100.0% | Q3 2025 | Nov 05, 2025 |
| D.A. DAVIDSON & CO. | History | Closed out | 0 | 0 | — | 0.01% | — | -62,665 | -100.0% | Q3 2025 | Oct 22, 2025 |
| TRUIST FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -49,403 | -100.0% | Q3 2025 | Nov 03, 2025 |
| Synergy Investment Management, LLC | History | Closed out | 0 | 0 | — | 1.01% | — | -42,072 | -100.0% | Q3 2025 | Nov 07, 2025 |
| Tripletail Wealth Management, LLC | History | Closed out | 0 | 0 | — | 1.4% | — | -18,510 | -100.0% | Q3 2025 | Oct 20, 2025 |
| FLOW TRADERS U.S. LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -10,333 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Sterling Capital Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,162 | -100.0% | Q3 2025 | Nov 12, 2025 |
| J.W. COLE ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -8,688 | -100.0% | Q3 2025 | Nov 05, 2025 |
| United Advisor Group, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -8,150 | -100.0% | Q3 2025 | Nov 12, 2025 |
| DAVENPORT & Co LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,163 | -100.0% | Q3 2025 | Oct 15, 2025 |
| Savvy Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -6,240 | -100.0% | Q3 2025 | Nov 06, 2025 |
| Rockefeller Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -4,868 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Mach-1 Financial Group, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -3,764 | -100.0% | Q3 2025 | Nov 12, 2025 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -2,891 | -100.0% | Q3 2025 | Nov 14, 2025 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -992 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Blue Trust, Inc. | History | Closed out | 0 | 0 | — | — | — | -3 | -100.0% | Q3 2025 | Oct 16, 2025 |