Northern Lights Fund Trust IV - SECT
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Orion Porfolio Solutions, LLC | History | Reduced | 17,460,123 | 1,054,416 | 8.99% | 8.28% | 1 | -45,696 | -0.26% | Q1 2026 | May 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 6,185,653 | 373,552 | 0.55% | 0.61% | 2 | -246,071 | -3.83% | Q1 2026 | May 15, 2026 |
| LPL Financial LLC | History | Added to | 5,108,915 | 308,527 | 0.08% | 0.08% | 3 | +673,456 | 15.18% | Q1 2026 | May 06, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 1,345,067 | 81,228 | 0.02% | 0.02% | 4 | +44,175 | 3.4% | Q1 2026 | May 04, 2026 |
| POTOMAC FUND MANAGEMENT INC /ADV | History | Added to | 832,467 | 50,272 | 1.75% | 1.96% | 5 | +8,454 | 1.03% | Q1 2026 | May 14, 2026 |
| CreativeOne Wealth, LLC | History | Added to | 727,157 | 43,913 | 1.02% | 1.08% | 6 | +37,394 | 5.42% | Q1 2026 | May 15, 2026 |
| GeoWealth Management, LLC | History | Added to | 538,529 | 32,521 | 1.17% | 1.22% | 7 | +27,089 | 5.3% | Q1 2026 | May 13, 2026 |
| Main Management LLC | History | Reduced | 397,084 | 23,980 | 1.75% | 1.89% | 8 | -9,124 | -2.25% | Q1 2026 | May 14, 2026 |
| Cetera Investment Advisers | History | Reduced | 354,706 | 21,420 | 0.02% | 0.03% | 9 | -33,298 | -8.58% | Q1 2026 | May 13, 2026 |
| Madrona Financial Services, LLC | History | Reduced | 255,600 | 15,435 | 3.38% | 5.89% | 10 | -171,632 | -40.17% | Q1 2026 | Apr 14, 2026 |
| Copley Financial Group, Inc. | History | Reduced | 244,231 | 14,749 | 8.9% | 12.03% | 11 | -57,039 | -18.93% | Q1 2026 | May 15, 2026 |
| Mutual Advisors, LLC | History | Added to | 234,310 | 14,149 | 0.3% | 0.32% | 12 | +101 | 0.04% | Q1 2026 | May 01, 2026 |
| Gibbs Wealth Management | History | Added to | 212,191 | 12,814 | 1.68% | 2.69% | 13 | +40,132 | 23.32% | Q1 2026 | May 13, 2026 |
| INTEGRITY ALLIANCE, LLC. | History | Added to | 211,079 | 12,747 | 0.48% | 0.47% | 14 | +9,372 | 4.65% | Q1 2026 | May 11, 2026 |
| Encompass More Asset Management | History | Reduced | 168,776 | 10,192 | 1.71% | 2.36% | 15 | -29,729 | -14.98% | Q1 2026 | Apr 28, 2026 |
| AMG Asset Management Group, Inc. | History | Added to | 158,854 | 9,593 | 7.45% | 8.54% | 16 | +117,736 | 286.34% | Q1 2026 | Apr 27, 2026 |
| Silver Grove Financial Group, Inc. | History | Reduced | 153,271 | 9,256 | 7.44% | 8.74% | 17 | -3,127 | -2.0% | Q1 2026 | May 15, 2026 |
| Atria Investments, Inc | History | Reduced | 145,455 | 8,784 | 0.1% | 0.12% | 18 | -11,837 | -7.53% | Q1 2026 | May 05, 2026 |
| Ausdal Financial Partners, Inc. | History | Added to | 143,689 | 8,677 | 0.39% | 0.42% | 19 | +4,298 | 3.08% | Q1 2026 | May 12, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 133,103 | 8,038 | 0.12% | 0.01% | 20 | +128,248 | 2641.57% | Q1 2026 | May 15, 2026 |
| Spire Wealth Management | History | Reduced | 131,619 | 7,948 | 0.27% | 0.29% | 21 | -1,007 | -0.76% | Q1 2026 | Apr 22, 2026 |
| Sigma Planning Corp | History | Added to | 131,205 | 7,923 | 0.22% | 0.22% | 22 | +6,385 | 5.12% | Q1 2026 | May 04, 2026 |
| CWM, LLC | History | Added to | 116,491 | 7,034 | 0.02% | 0.02% | 23 | +20,007 | 20.74% | Q1 2026 | May 14, 2026 |
| Mariner, LLC | History | Added to | 107,026 | 6,463 | 0.01% | 0.01% | 24 | +281 | 0.26% | Q1 2026 | May 13, 2026 |
| Envestnet Portfolio Solutions, Inc. | History | Added to | 87,836 | 5,304 | 0.03% | 0.02% | 25 | +1,587 | 1.84% | Q1 2026 | Apr 29, 2026 |
| Geneos Wealth Management Inc. | History | Reduced | 78,636 | 4,748 | 0.11% | 0.14% | 26 | -8,145 | -9.39% | Q1 2026 | May 04, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 72,516 | 4,379 | 0.01% | 0.01% | 27 | +4,570 | 6.73% | Q1 2026 | Apr 30, 2026 |
| Virtue Capital Management, LLC | History | Added to | 72,256 | 4,236 | 0.64% | 0.6% | 28 | +12,449 | 20.82% | Q1 2026 | May 07, 2026 |
| Echo45 Advisors LLC | History | Added to | 70,132 | 4,235 | 2.38% | 2.5% | 29 | +2,342 | 3.45% | Q1 2026 | Apr 20, 2026 |
| PACIFIC FINANCIAL GROUP INC | History | Added to | 59,179 | 3,573 | 1.93% | 1.82% | 30 | +8,558 | 16.91% | Q1 2026 | May 14, 2026 |
| Balefire, LLC | History | Added to | 47,980 | 2,897 | 0.55% | 0.54% | 31 | +4,978 | 11.58% | Q1 2026 | May 07, 2026 |
| Advantage Trust Co | History | Added to | 46,715 | 2,821 | 1.26% | 1.36% | 32 | +76 | 0.16% | Q1 2026 | May 05, 2026 |
| Waverly Advisors, LLC | History | Added to | 46,209 | 2,790 | 0.02% | 0.02% | 33 | +332 | 0.72% | Q1 2026 | May 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 45,417 | 2,742 | 0.0% | 0.0% | 34 | +29,525 | 185.79% | Q1 2026 | May 15, 2026 |
| Tactive Advisors, LLC | History | Added to | 45,083 | 2,722 | 0.77% | 0.84% | 35 | +841 | 1.9% | Q1 2026 | Apr 16, 2026 |
| GWN SECURITIES INC. | History | Added to | 42,868 | 2,588 | 0.5% | 0.56% | 36 | +143 | 0.33% | Q1 2026 | May 14, 2026 |
| CFC Planning Co LLC | History | Added to | 41,748 | 2,521 | 1.8% | 1.94% | 37 | +2,241 | 5.67% | Q1 2026 | Apr 24, 2026 |
| Synergy Investment Management, LLC | History | New | 39,304 | 2,373 | 0.78% | — | 38 | +39,304 | New | Q1 2026 | May 14, 2026 |
| Lunt Capital Management, Inc. | History | Added to | 37,418 | 2,259 | 0.87% | 0.9% | 39 | +173 | 0.46% | Q1 2026 | May 12, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 36,295 | 2,191 | 0.0% | 0.0% | 40 | +291 | 0.81% | Q1 2026 | May 15, 2026 |
| FLORIDA FINANCIAL ADVISORS, LLC | History | Added to | 32,955 | 1,990 | 0.48% | 0.46% | 41 | +7,001 | 26.97% | Q1 2026 | May 07, 2026 |
| Fiduciary Alliance LLC | History | Reduced | 24,635 | 1,603 | 0.1% | 0.16% | 42 | -13,250 | -34.97% | Q1 2026 | Apr 20, 2026 |
| FLOW TRADERS U.S. LLC | History | New | 25,961 | 1,568 | 0.05% | — | 43 | +25,961 | New | Q1 2026 | May 15, 2026 |
| SILVER OAK SECURITIES, INCORPORATED | History | Added to | 25,834 | 1,560 | 0.11% | 0.05% | 44 | +14,128 | 120.69% | Q1 2026 | Apr 20, 2026 |
| Independent Wealth Network Inc. | History | Added to | 24,490 | 1,478 | 0.44% | 0.41% | 45 | +3,488 | 16.61% | Q1 2026 | Apr 20, 2026 |
| WORLD EQUITY GROUP, INC. | History | Reduced | 24,380 | 1,472 | 0.38% | 0.73% | 46 | -16,116 | -39.8% | Q1 2026 | May 06, 2026 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | History | Reduced | 22,899 | 1,382 | 0.02% | 0.03% | 47 | -8,382 | -26.8% | Q1 2026 | May 11, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 22,633 | 1,366 | 0.0% | 0.0% | 48 | -15 | -0.07% | Q1 2026 | Apr 27, 2026 |
| Bravias Capital Group, LLC | History | Reduced | 21,979 | 1,327 | 0.87% | 0.97% | 50 | -2,958 | -11.86% | Q1 2026 | Apr 28, 2026 |
| Simplicity Wealth,LLC | History | Reduced | 21,979 | 1,327 | 0.08% | 0.09% | 49 | -1,383 | -5.92% | Q1 2026 | Apr 30, 2026 |
| Signal Advisors Wealth, LLC | History | Added to | 21,637 | 1,306 | 0.09% | 0.09% | 51 | +4,945 | 29.62% | Q1 2026 | Apr 17, 2026 |
| BAM Wealth Management, LLC | History | Reduced | 21,166 | 1,278 | 0.96% | 0.99% | 52 | -143 | -0.67% | Q1 2026 | Apr 17, 2026 |
| COLDSTREAM CAPITAL MANAGEMENT INC | History | Reduced | 20,884 | 1,261 | 0.02% | 0.02% | 53 | -62 | -0.3% | Q1 2026 | May 08, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | History | Added to | 19,740 | 1,192 | 0.03% | 0.03% | 54 | +1,499 | 8.22% | Q1 2026 | May 15, 2026 |
| Koshinski Asset Management, Inc. | History | Reduced | 19,589 | 1,182 | 0.07% | 0.08% | 55 | -295 | -1.48% | Q1 2026 | Apr 27, 2026 |
| SMITH, MOORE & CO. | History | Added to | 18,871 | 1,139 | 0.08% | 0.07% | 56 | +5,425 | 40.35% | Q1 2026 | May 05, 2026 |
| NATIXIS ADVISORS, LLC | History | Reduced | 14,205 | 858 | 0.0% | 0.0% | 57 | -1,843 | -11.48% | Q1 2026 | May 13, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 13,409 | 809 | 0.0% | 0.0% | 58 | +465 | 3.59% | Q1 2026 | Apr 30, 2026 |
| VICTORY FINANCIAL GROUP, LLC | History | Added to | 12,553 | 758 | 0.09% | 0.03% | 59 | +8,860 | 239.91% | Q1 2026 | Apr 27, 2026 |
| TCP Asset Management, LLC | History | No change | 12,266 | 740 | 0.1% | 0.13% | 60 | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| PFG Investments, LLC | History | Reduced | 12,226 | 738 | 0.03% | 0.04% | 61 | -471 | -3.71% | Q1 2026 | Apr 27, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 11,984 | 723 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Sanctuary Advisors, LLC | History | Reduced | 11,743 | 709 | 0.0% | 0.0% | 63 | -750 | -6.0% | Q1 2026 | May 05, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 10,427 | 672 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Advisory Services Network, LLC | History | Added to | 10,970 | 662 | 0.01% | 0.01% | 65 | +399 | 3.77% | Q1 2026 | May 15, 2026 |
| Brookwood Investment Group LLC | History | Added to | 10,586 | 639 | 0.08% | 0.08% | 66 | +463 | 4.57% | Q1 2026 | May 04, 2026 |
| CIBC Bancorp USA Inc. | History | New | 10,427 | 629 | 0.0% | — | 67 | +10,427 | New | Q1 2026 | May 12, 2026 |
| Triad Wealth Partners, LLC | History | Reduced | 10,174 | 614 | 0.05% | 0.07% | 68 | -754 | -6.9% | Q1 2026 | Apr 16, 2026 |
| Private Advisor Group, LLC | History | Added to | 8,650 | 522 | 0.0% | 0.0% | 69 | +424 | 5.15% | Q1 2026 | Apr 24, 2026 |
| Barnes Dennig Private Wealth Management LLC | History | Added to | 7,713 | 465 | 0.46% | 0.49% | 70 | +201 | 2.68% | Q1 2026 | Apr 22, 2026 |
| Farther Finance Advisors, LLC | History | Reduced | 7,595 | 463 | 0.0% | 0.01% | 71 | -88 | -1.15% | Q1 2026 | Apr 07, 2026 |
| SIGNATUREFD, LLC | History | No change | 7,653 | 462 | 0.01% | 0.01% | 72 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| AE Wealth Management LLC | History | Added to | 7,559 | 456 | 0.0% | 0.0% | 73 | +57 | 0.76% | Q1 2026 | May 13, 2026 |
| Integrated Wealth Concepts LLC | History | Reduced | 6,981 | 421 | 0.0% | 0.43% | 74 | -555,321 | -98.76% | Q1 2026 | May 15, 2026 |
| Sovran Advisors, LLC | History | Added to | 6,236 | 416 | 0.03% | 0.03% | 75 | +221 | 3.67% | Q1 2026 | May 01, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 6,658 | 402 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 6,384 | 385 | 0.01% | 0.01% | 77 | +3,189 | 99.81% | Q1 2026 | May 15, 2026 |
| Focus Partners Advisor Solutions, LLC | History | New | 6,061 | 366 | 0.0% | — | 78 | +6,061 | New | Q1 2026 | May 13, 2026 |
| Ethos Financial Group, LLC | History | Added to | 6,058 | 365 | 0.03% | 0.03% | 79 | +22 | 0.36% | Q1 2026 | May 05, 2026 |
| Western Wealth Management, LLC | History | Reduced | 6,041 | 364 | 0.01% | 0.02% | 80 | -6 | -0.1% | Q1 2026 | May 19, 2026 |
| J.W. COLE ADVISORS, INC. | History | New | 5,814 | 351 | 0.01% | — | 81 | +5,814 | New | Q1 2026 | Apr 23, 2026 |
| DIVERSIFY WEALTH MANAGEMENT, LLC | History | New | 5,245 | 347 | 0.01% | — | 82 | +5,245 | New | Q1 2026 | May 01, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 5,553 | 335 | 0.0% | 0.0% | 83 | +49 | 0.89% | Q1 2026 | May 11, 2026 |
| Buck Wealth Strategies, LLC | History | Added to | 5,475 | 330 | 0.04% | 0.04% | 84 | +20 | 0.37% | Q1 2026 | May 08, 2026 |
| Integrity Advisory Solutions, LLC | History | Added to | 5,327 | 321 | 0.04% | 0.04% | 85 | +994 | 22.94% | Q1 2026 | May 11, 2026 |
| Meeder Advisory Services, Inc. | History | Reduced | 5,146 | 310 | 0.01% | 0.02% | 86 | -1,182 | -18.68% | Q1 2026 | May 07, 2026 |
| JANE STREET GROUP, LLC | History | New | 4,801 | 289 | 0.0% | — | 87 | +4,801 | New | Q1 2026 | May 12, 2026 |
| OLD MISSION CAPITAL LLC | History | Reduced | 4,674 | 282 | 0.0% | 0.06% | 88 | -38,535 | -89.18% | Q1 2026 | May 15, 2026 |
| Discipline Wealth Solutions, LLC | History | Added to | 4,603 | 277 | 0.03% | 0.04% | 89 | +1,221 | 36.1% | Q1 2026 | Apr 17, 2026 |
| Bison Wealth, LLC | History | Reduced | 3,891 | 268 | 0.03% | 0.04% | 90 | -2,286 | -37.01% | Q1 2026 | May 15, 2026 |
| Keystone Financial Group | History | Reduced | 4,272 | 257 | 0.02% | 0.04% | 91 | -4,341 | -50.4% | Q1 2026 | May 13, 2026 |
| Cerity Partners LLC | History | Added to | 4,153 | 250 | 0.0% | 0.0% | 92 | +1 | 0.02% | Q1 2026 | May 15, 2026 |
| JOHNSON INVESTMENT COUNSEL INC | History | New | 4,097 | 247 | 0.0% | — | 93 | +4,097 | New | Q1 2026 | May 01, 2026 |
| ABSOLUTE CAPITAL MANAGEMENT, LLC | History | New | 3,888 | 234 | 0.08% | — | 94 | +3,888 | New | Q1 2026 | May 12, 2026 |
| Anchor Investment Management, LLC | History | Reduced | 3,832 | 231 | 0.02% | 0.02% | 95 | -425 | -9.98% | Q1 2026 | May 01, 2026 |
| Arkadios Wealth Advisors | History | Added to | 3,802 | 229 | 0.0% | 0.0% | 96 | +14 | 0.37% | Q1 2026 | May 18, 2026 |
| WHITTIER TRUST CO | History | No change | 3,524 | 215 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Allworth Financial LP | History | Reduced | 3,509 | 211 | 0.0% | 0.0% | 98 | -2,076 | -37.17% | Q1 2026 | May 14, 2026 |
| Summit Financial, LLC | History | Added to | 3,498 | 211 | 0.0% | 0.0% | 99 | +13 | 0.37% | Q1 2026 | May 15, 2026 |
| JPMORGAN CHASE & CO | History | No change | 3,482 | 204 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| ASSETMARK, INC | History | No change | 2,807 | 169 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Nemes Rush Group LLC | History | No change | 2,633 | 159 | 0.02% | 0.02% | 102 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 1,627 | 98 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 1,320 | 80 | 0.0% | 0.0% | 104 | +335 | 34.01% | Q1 2026 | May 15, 2026 |
| MORGAN STANLEY | History | Reduced | 1,308 | 79 | 0.0% | 0.0% | 105 | -395 | -23.19% | Q1 2026 | May 15, 2026 |
| Rosenberg Matthew Hamilton | History | Reduced | 1,170 | 70 | 0.01% | 0.02% | 106 | -60 | -4.88% | Q1 2026 | Apr 06, 2026 |
| Global Retirement Partners, LLC | History | No change | 988 | 63 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Westside Investment Management, Inc. | History | No change | 834 | 50 | 0.01% | 0.01% | 108 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Fortis Group Advisors, LLC | History | No change | 465 | 28 | 0.0% | 0.01% | 109 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| IFP Advisors, Inc | History | Reduced | 462 | 27 | 0.0% | 0.0% | 110 | -364 | -44.07% | Q1 2026 | Apr 13, 2026 |
| Vision Retirement, LLC | History | New | 290 | 17 | 0.0% | — | 111 | +290 | New | Q1 2026 | May 07, 2026 |
| Ashton Thomas Private Wealth, LLC | History | New | 81 | 4 | 0.0% | — | 112 | +81 | New | Q1 2026 | May 11, 2026 |
| Virtu Financial LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -17,374 | -100.0% | Q1 2026 | May 14, 2026 |
| Coppell Advisory Solutions LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -10,523 | -100.0% | Q1 2026 | May 15, 2026 |
| Diversify Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -6,151 | -100.0% | Q1 2026 | May 01, 2026 |
| Tailwinds Wealth, LLC | History | Closed out | 0 | 0 | — | 0.28% | — | -4,060 | -100.0% | Q1 2026 | May 01, 2026 |
| Aptus Capital Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,312 | -100.0% | Q1 2026 | May 11, 2026 |
| Perigon Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,301 | -100.0% | Q1 2026 | Apr 10, 2026 |
| Waterfront Wealth Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -3,300 | -100.0% | Q1 2026 | Apr 30, 2026 |
| IFC & Insurance Marketing, Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -655 | -100.0% | Q1 2026 | Apr 16, 2026 |
| NBC SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -278 | -100.0% | Q1 2026 | Apr 14, 2026 |
| Root Financial Partners, LLC | History | Reduced | 9 | 0 | — | 0.0% | — | -25 | -73.53% | Q1 2026 | Apr 24, 2026 |