PGIM Rock ETF Trust - SEPP
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PRUDENTIAL FINANCIAL INC | History | Added to | 273,233 | 8,360 | 0.01% | 0.01% | 1 | +89,597 | 48.79% | Q4 2025 | Feb 13, 2026 |
| Ameritas Advisory Services, LLC | History | New | 80,489 | 2,463 | 0.09% | — | 2 | +80,489 | New | Q4 2025 | Feb 04, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 23,160 | 708 | 0.0% | 0.0% | 3 | +2,953 | 14.61% | Q4 2025 | Feb 12, 2026 |
| Sanctuary Advisors, LLC | History | New | 8,476 | 259 | 0.0% | — | 4 | +8,476 | New | Q4 2025 | Jan 29, 2026 |
| Kestra Advisory Services, LLC | History | New | 5,134 | 157 | 0.0% | — | 5 | +5,134 | New | Q4 2025 | Feb 13, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 3,698 | 113 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 3,172 | 97 | 0.0% | 0.0% | 7 | +153 | 5.07% | Q4 2025 | Feb 06, 2026 |
| DHJJ Financial Advisors, Ltd. | History | Reduced | 2,457 | 75 | 0.02% | 0.04% | 8 | -1,030 | -29.54% | Q4 2025 | Jan 23, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 400 | 12 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| ROYAL BANK OF CANADA | History | New | 345 | 11 | 0.0% | — | 10 | +345 | New | Q4 2025 | Feb 17, 2026 |
| OLD MISSION CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -9,069 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Spire Wealth Management | History | Closed out | 0 | 0 | — | 0.0% | — | -4,046 | -100.0% | Q3 2025 | Oct 23, 2025 |