SPROTT FUNDS TRUST - SGDM
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| UBS Group AG | History | Reduced | 238,950 | 15,022 | 0.0% | 0.0% | 1 | -85,113 | -26.26% | Q2 2026 | Aug 13, 2026 |
| MORGAN STANLEY | History | Added to | 233,664 | 14,690 | 0.0% | 0.0% | 2 | +16,743 | 7.72% | Q2 2026 | Aug 13, 2026 |
| Asset One Wealth Management LLC | History | Added to | 239,319 | 14,675 | 1.55% | 2.0% | 3 | +3,497 | 1.48% | Q2 2026 | Aug 13, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Added to | 191,179 | 12,019 | 0.02% | 0.02% | 4 | +2,724 | 1.45% | Q2 2026 | Aug 13, 2026 |
| LPL Financial LLC | History | Added to | 121,139 | 7,616 | 0.0% | 0.0% | 5 | +7,317 | 6.43% | Q2 2026 | Aug 07, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 111,825 | 7,030 | 0.0% | 0.0% | 6 | +2,098 | 1.91% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 103,800 | 6,525 | 0.0% | 0.0% | 7 | +15,897 | 18.08% | Q2 2026 | Aug 14, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 84,028 | 5,282 | 0.0% | 0.0% | 8 | +602 | 0.72% | Q2 2026 | Aug 14, 2026 |
| SPROTT INC. | History | Added to | 63,638 | 4,000 | 0.13% | 0.07% | 9 | +33,586 | 111.76% | Q2 2026 | Jul 28, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 63,414 | 3,988 | 0.0% | 0.0% | 10 | -21,912 | -25.68% | Q2 2026 | Aug 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 57,204 | 3,598 | 0.0% | 0.01% | 11 | -12,974 | -18.49% | Q2 2026 | Aug 14, 2026 |
| Cetera Investment Advisers | History | Reduced | 52,506 | 3,301 | 0.0% | 0.01% | 12 | -11,463 | -17.92% | Q2 2026 | Aug 12, 2026 |
| Riggs Asset Managment Co. Inc. | History | Reduced | 51,656 | 3,247 | 0.58% | 0.82% | 13 | -1,121 | -2.12% | Q2 2026 | Jul 29, 2026 |
| D.A. DAVIDSON & CO. | History | Reduced | 47,275 | 2,972 | 0.02% | 0.02% | 14 | -4,229 | -8.21% | Q2 2026 | Jul 24, 2026 |
| Auxano Advisors, LLC | History | Added to | 43,902 | 2,760 | 0.52% | 0.64% | 15 | +1,442 | 3.4% | Q2 2026 | Aug 07, 2026 |
| Baird Financial Group, Inc. | History | Added to | 43,620 | 2,742 | 0.0% | 0.0% | 16 | +18,010 | 70.32% | Q2 2026 | Aug 12, 2026 |
| THOR INVESTMENT MANAGEMENT INC /OH/ /ADV | History | Reduced | 43,523 | 2,736 | 1.56% | 1.86% | 17 | -2,803 | -6.05% | Q2 2026 | Jul 22, 2026 |
| HC Advisors, LLC | History | Added to | 43,191 | 2,715 | 1.65% | 2.1% | 18 | +1,588 | 3.82% | Q2 2026 | Aug 07, 2026 |
| EVERGREEN CAPITAL MANAGEMENT LLC | History | No change | 36,010 | 2,263 | 0.04% | 0.06% | 19 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 34,458 | 2,166 | 0.0% | 0.0% | 20 | -24,354 | -41.41% | Q2 2026 | Sep 02, 2026 |
| U.S. Capital Wealth Advisors, LLC | History | No change | 27,415 | 2,069 | 0.05% | 0.05% | 21 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 32,490 | 2,042 | 0.01% | 0.01% | 22 | +9,469 | 41.13% | Q2 2026 | Jul 28, 2026 |
| Pekin Hardy Strauss, Inc. | History | Added to | 31,162 | 1,959 | 0.17% | 0.24% | 23 | +870 | 2.87% | Q2 2026 | Jul 30, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 30,803 | 1,936 | 0.0% | 0.0% | 24 | -2,632 | -7.87% | Q2 2026 | Aug 14, 2026 |
| New Harbor Financial Group, LLC | History | Added to | 30,181 | 1,897 | 0.3% | 0.28% | 25 | +9,350 | 44.89% | Q2 2026 | Jul 23, 2026 |
| Arax Advisory Partners | History | New | 29,665 | 1,865 | 0.01% | — | 26 | +29,665 | New | Q2 2026 | Aug 10, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 34,255 | 1,805 | 0.0% | 0.0% | 27 | +3,798 | 12.47% | Q2 2026 | Aug 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 27,306 | 1,716 | 0.0% | 0.0% | 28 | -1,100 | -3.87% | Q2 2026 | Jul 29, 2026 |
| Federation des caisses Desjardins du Quebec | History | Reduced | 22,328 | 1,403 | 0.0% | 0.01% | 29 | -177 | -0.79% | Q2 2026 | Aug 13, 2026 |
| GTS SECURITIES LLC | History | Added to | 19,700 | 1,238 | 0.03% | 0.02% | 30 | +11,673 | 145.42% | Q2 2026 | Aug 14, 2026 |
| Beacon Pointe Advisors, LLC | History | Added to | 19,583 | 1,231 | 0.01% | 0.01% | 31 | +445 | 2.33% | Q2 2026 | Aug 18, 2026 |
| ADE, LLC | History | Reduced | 19,355 | 1,216 | 0.51% | 0.71% | 32 | -200 | -1.02% | Q2 2026 | Aug 04, 2026 |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | History | Reduced | 17,029 | 1,075 | 0.01% | 0.01% | 33 | -2 | -0.01% | Q2 2026 | Aug 14, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 16,940 | 1,065 | 0.0% | 0.01% | 34 | -13,698 | -44.71% | Q2 2026 | Aug 07, 2026 |
| Bayshore Capital Advisors, LLC | History | No change | 16,400 | 1,031 | 0.48% | 0.52% | 35 | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| PFG Investments, LLC | History | Reduced | 16,390 | 1,030 | 0.04% | 0.06% | 36 | -846 | -4.91% | Q2 2026 | Jul 23, 2026 |
| 180 WEALTH ADVISORS, LLC | History | Added to | 15,316 | 962 | 0.1% | 0.07% | 37 | +7,182 | 88.3% | Q2 2026 | Jul 07, 2026 |
| Rossby Financial, LCC | History | Reduced | 14,758 | 927 | 0.17% | 0.24% | 38 | -25 | -0.17% | Q2 2026 | Aug 04, 2026 |
| VestGen Advisors, LLC | History | Added to | 14,129 | 888 | 0.03% | 0.03% | 39 | +883 | 6.67% | Q2 2026 | Aug 11, 2026 |
| CWA Asset Management Group, LLC | History | Added to | 13,500 | 848 | 0.03% | 0.03% | 40 | +100 | 0.75% | Q2 2026 | Jul 14, 2026 |
| Kovack Advisors, Inc. | History | Reduced | 11,780 | 746 | 0.04% | 0.05% | 41 | -250 | -2.08% | Q2 2026 | Jul 28, 2026 |
| Stratos Wealth Partners, LTD. | History | Reduced | 11,089 | 697 | 0.01% | 0.01% | 42 | -150 | -1.33% | Q2 2026 | Aug 11, 2026 |
| D. E. Shaw & Co., Inc. | History | New | 9,995 | 628 | 0.0% | — | 44 | +9,995 | New | Q2 2026 | Aug 14, 2026 |
| Meridian Wealth Advisors, LLC | History | No change | 10,000 | 628 | 0.07% | 0.1% | 43 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 9,775 | 614 | 0.0% | 0.01% | 45 | -72,822 | -88.17% | Q2 2026 | Aug 12, 2026 |
| BAROMETER CAPITAL MANAGEMENT INC. | History | Added to | 9,100 | 572 | 0.16% | 0.22% | 46 | +400 | 4.6% | Q2 2026 | Aug 12, 2026 |
| Beaumont Financial Advisors, LLC | History | Reduced | 7,928 | 498 | 0.03% | 0.04% | 47 | -185 | -2.28% | Q2 2026 | Aug 04, 2026 |
| TD Waterhouse Canada Inc. | History | Added to | 7,819 | 492 | 0.0% | 0.0% | 48 | +2,088 | 36.43% | Q2 2026 | Jul 27, 2026 |
| Barry Investment Advisors, LLC | History | No change | 7,736 | 486 | 0.1% | 0.13% | 49 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| Wealthcare Advisory Partners LLC | History | Reduced | 7,512 | 472 | 0.01% | 0.01% | 50 | -12 | -0.16% | Q2 2026 | Jul 09, 2026 |
| SATOVSKY ASSET MANAGEMENT LLC | History | No change | 7,095 | 446 | 0.07% | 0.09% | 51 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Belvedere Trading LLC | History | Added to | 6,820 | 428 | 0.0% | 0.0% | 52 | +782 | 12.95% | Q2 2026 | Jul 31, 2026 |
| Centurion Wealth Management LLC | History | Reduced | 6,483 | 407 | 0.1% | 0.15% | 53 | -2,200 | -25.34% | Q2 2026 | Jul 09, 2026 |
| Capital Wealth Alliance, LLC | History | Reduced | 6,376 | 400 | 0.19% | 0.22% | 54 | -50 | -0.78% | Q2 2026 | Jul 31, 2026 |
| Summit Financial, LLC | History | No change | 6,341 | 398 | 0.0% | 0.01% | 55 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ONE PLUS ONE WEALTH MANAGEMENT, LLC | History | New | 5,769 | 362 | 0.16% | — | 56 | +5,769 | New | Q2 2026 | Jul 13, 2026 |
| AdvisorNet Financial, Inc | History | Added to | 5,455 | 342 | 0.02% | 0.02% | 57 | +35 | 0.65% | Q2 2026 | Jul 23, 2026 |
| Sunbelt Securities, Inc. | History | No change | 4,114 | 310 | 0.02% | 0.02% | 58 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| AlphaStar Capital Management, LLC | History | No change | 4,726 | 297 | 0.02% | 0.03% | 59 | 0 | 0.0% | Q2 2026 | Jul 30, 2026 |
| Montis Financial, LLC | History | Reduced | 4,468 | 280 | 0.06% | 0.07% | 60 | -132 | -2.87% | Q2 2026 | Aug 05, 2026 |
| Wealth Alliance Advisory Group, LLC | History | No change | 4,425 | 278 | 0.04% | 0.05% | 61 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | No change | 4,281 | 269 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 4,091 | 257 | 0.0% | 0.0% | 63 | -200 | -4.66% | Q2 2026 | Aug 13, 2026 |
| HighTower Advisors, LLC | History | No change | 4,020 | 252 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 3,886 | 244 | 0.0% | 0.0% | 65 | +165 | 4.43% | Q2 2026 | Jul 27, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 3,888 | 244 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| Gateway Wealth Partners, LLC | History | Reduced | 3,807 | 239 | 0.01% | 0.02% | 67 | -3,503 | -47.92% | Q2 2026 | Aug 04, 2026 |
| Prospera Financial Services Inc | History | Reduced | 3,755 | 236 | 0.0% | 0.01% | 68 | -2,024 | -35.02% | Q2 2026 | Jul 15, 2026 |
| Evanson Asset Management, LLC | History | No change | 3,082 | 232 | 0.01% | 0.01% | 69 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| FIDUCIARY TRUST CO | History | No change | 3,568 | 224 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BLAIR WILLIAM & CO/IL | History | No change | 3,520 | 221 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Beirne Wealth Consulting Services, LLC | History | Reduced | 3,500 | 220 | 0.04% | 0.15% | 72 | -3,500 | -50.0% | Q2 2026 | Jul 15, 2026 |
| NICOLET BANKSHARES INC | History | No change | 3,300 | 217 | 0.01% | 0.01% | 73 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Waverly Advisors, LLC | History | Reduced | 3,406 | 214 | 0.0% | 0.0% | 74 | -228 | -6.27% | Q2 2026 | Aug 14, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 3,325 | 209 | 0.0% | 0.0% | 75 | -684 | -17.06% | Q2 2026 | Sep 23, 2026 |
| HBW ADVISORY SERVICES LLC | History | New | 3,182 | 200 | 0.02% | — | 76 | +3,182 | New | Q2 2026 | Jul 16, 2026 |
| Hara Capital LLC | History | No change | 3,050 | 191 | 0.1% | 0.11% | 77 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Premier Financial Group | History | Added to | 2,077 | 182 | 0.04% | 0.03% | 78 | +77 | 3.85% | Q2 2026 | Sep 18, 2026 |
| Regatta Research & Money Management | History | New | 2,896 | 181 | 0.17% | — | 79 | +2,896 | New | Q2 2026 | Aug 11, 2026 |
| Geneos Wealth Management Inc. | History | Reduced | 2,480 | 155 | 0.0% | 0.01% | 80 | -600 | -19.48% | Q2 2026 | Aug 06, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 2,307 | 145 | 0.0% | 0.0% | 81 | +1,180 | 104.7% | Q2 2026 | Jul 17, 2026 |
| MH & ASSOCIATES SECURITIES MANAGEMENT CORP /ADV | History | No change | 1,458 | 91 | 0.08% | 0.1% | 82 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| CWM, LLC | History | No change | 1,035 | 78 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Hilltop National Bank | History | No change | 1,250 | 78 | 0.02% | 0.02% | 84 | 0 | 0.0% | Q2 2026 | Jul 01, 2026 |
| Blue Trust, Inc. | History | Added to | 1,216 | 76 | 0.0% | 0.0% | 85 | +916 | 305.33% | Q2 2026 | Jul 21, 2026 |
| Synergy Investment Management, LLC | History | No change | 977 | 61 | 0.01% | 0.02% | 86 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Qube Research & Technologies Ltd | History | New | 768 | 48 | 0.0% | — | 87 | +768 | New | Q2 2026 | Aug 14, 2026 |
| FWL INVESTMENT MANAGEMENT, LLC | History | Reduced | 750 | 47 | 0.01% | 0.02% | 88 | -250 | -25.0% | Q2 2026 | Aug 14, 2026 |
| Atlatl Advisers LLC | History | New | 687 | 43 | 0.01% | — | 89 | +687 | New | Q2 2026 | Jul 22, 2026 |
| FMR LLC | History | Added to | 511 | 32 | 0.0% | 0.0% | 90 | +3 | 0.59% | Q2 2026 | Aug 13, 2026 |
| EverSource Wealth Advisors, LLC | History | New | 400 | 25 | 0.0% | — | 91 | +400 | New | Q2 2026 | Jul 24, 2026 |
| CoreCap Advisors, LLC | History | No change | 341 | 21 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2026 | Jul 06, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | Added to | 320 | 20 | 0.0% | 0.0% | 93 | +75 | 30.61% | Q2 2026 | Aug 10, 2026 |
| Stonehage Fleming Financial Services Holdings Ltd | History | No change | 299 | 18 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Parkside Financial Bank & Trust | History | No change | 226 | 14 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q2 2026 | Sep 04, 2026 |
| Allworth Financial LP | History | Reduced | 200 | 12 | 0.0% | 0.0% | 96 | -157 | -43.98% | Q2 2026 | Aug 11, 2026 |
| Colonial Trust Co / SC | History | Added to | 180 | 11 | 0.0% | 0.0% | 97 | +100 | 125.0% | Q2 2026 | Aug 11, 2026 |
| West Branch Capital LLC | History | No change | 168 | 10 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q2 2026 | Jul 10, 2026 |
| HARBOR INVESTMENT ADVISORY, LLC | History | Added to | 150 | 9 | 0.0% | 0.0% | 100 | +50 | 50.0% | Q2 2026 | Jul 07, 2026 |
| CONTRAVISORY INVESTMENT MANAGEMENT, INC. | History | No change | 154 | 9 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q2 2026 | Jul 09, 2026 |
| Colonial Trust Advisors | History | New | 100 | 6 | 0.0% | — | 102 | +100 | New | Q2 2026 | Aug 11, 2026 |
| Costello Asset Management, INC | History | No change | 100 | 6 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| Gen-Wealth Partners Inc | History | Reduced | 75 | 4 | 0.0% | 0.0% | 103 | -75 | -50.0% | Q2 2026 | Aug 10, 2026 |
| SIMPLEX TRADING, LLC | History | Reduced | 57 | 3 | 0.0% | 0.0% | 105 | -1,480 | -96.29% | Q2 2026 | Aug 12, 2026 |
| JPMORGAN CHASE & CO | History | No change | 60 | 3 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | No change | 40 | 2 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| City State Bank | History | No change | 33 | 2 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q2 2026 | Jul 14, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | No change | 17 | 1 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| BROADWATER CAPITAL MANAGEMENT LLC | History | No change | 21 | 1 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,061 | -100.0% | Q2 2026 | Aug 12, 2026 |
| HRT FINANCIAL LP | History | Closed out | 0 | 0 | — | 0.0% | — | -7,750 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Mariner, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,528 | -100.0% | Q2 2026 | Aug 13, 2026 |
| Private Advisor Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,263 | -100.0% | Q2 2026 | Jul 27, 2026 |
| MARSHALL WACE, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -4,301 | -100.0% | Q2 2026 | Aug 13, 2026 |
| TWO SIGMA SECURITIES, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -3,937 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Sovereign Financial Group, Inc. | History | Closed out | 0 | 0 | — | 0.05% | — | -3,875 | -100.0% | Q2 2026 | Jul 24, 2026 |
| GSA CAPITAL PARTNERS LLP | History | Closed out | 0 | 0 | — | 0.02% | — | -3,729 | -100.0% | Q2 2026 | Aug 06, 2026 |
| Perigon Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,500 | -100.0% | Q2 2026 | Aug 07, 2026 |
| Dempze Nancy E | History | Closed out | 0 | 0 | — | 0.13% | — | -3,250 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Sanctuary Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,119 | -100.0% | Q2 2026 | Aug 13, 2026 |
| EP Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,039 | -100.0% | Q2 2026 | Aug 11, 2026 |
| CLIFFORD SWAN INVESTMENT COUNSEL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,933 | -100.0% | Q2 2026 | Aug 20, 2026 |
| HighPoint Advisor Group LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,778 | -100.0% | Q2 2026 | Aug 05, 2026 |
| AE Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,144 | -100.0% | Q2 2026 | Aug 03, 2026 |
| Destiny Wealth Partners, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -2,015 | -100.0% | Q2 2026 | Aug 07, 2026 |
| CENTAURUS FINANCIAL, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,369 | -100.0% | Q2 2026 | Aug 17, 2026 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -825 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Legacy Wealth Managment, LLC/ID | History | Closed out | 0 | 0 | — | 0.02% | — | -470 | -100.0% | Q2 2026 | Aug 13, 2026 |
| MAI Capital Management | History | Closed out | 0 | 0 | — | 0.0% | — | -309 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Ascentis Independent Advisors | History | Closed out | 0 | 0 | — | 0.0% | — | -180 | -100.0% | Q2 2026 | Aug 04, 2026 |
| NFSG Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -150 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Caitlin John, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -140 | -100.0% | Q2 2026 | Aug 17, 2026 |
| WOLFF WIESE MAGANA LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -139 | -100.0% | Q2 2026 | Jul 13, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |