EA Series Trust - SHOC
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 40,857 | 2,943 | 0.01% | 0.01% | 1 | -833 | -2.0% | Q1 2026 | Apr 30, 2026 |
| Demars Financial Group, LLC | History | Added to | 27,360 | 1,970 | 0.65% | 0.33% | 2 | +12,894 | 89.13% | Q1 2026 | Apr 29, 2026 |
| Brookstone Capital Management | History | Added to | 18,024 | 1,298 | 0.01% | 0.01% | 3 | +98 | 0.55% | Q1 2026 | Apr 16, 2026 |
| Dynamic Advisor Solutions LLC | History | New | 14,289 | 1,029 | 0.03% | — | 4 | +14,289 | New | Q1 2026 | Apr 08, 2026 |
| BIRCH FINANCIAL GROUP, LLC | History | Added to | 11,250 | 810 | 0.47% | 0.4% | 5 | +1,014 | 9.91% | Q1 2026 | Apr 16, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | No change | 6,245 | 449 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Spire Wealth Management | History | No change | 3,600 | 259 | 0.01% | 0.01% | 7 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| PW Nova Financial Services LLC | History | New | 3,177 | 228 | 0.06% | — | 8 | +3,177 | New | Q1 2026 | Apr 15, 2026 |
| IFP Advisors, Inc | History | No change | 361 | 26 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| CoreCap Advisors, LLC | History | New | 50 | 3 | 0.0% | — | 10 | +50 | New | Q1 2026 | Apr 07, 2026 |
| Orion Porfolio Solutions, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -34,541 | -100.0% | Q4 2025 | Feb 12, 2026 |
| LPL Financial LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -31,942 | -100.0% | Q4 2025 | Feb 11, 2026 |
| Cetera Investment Advisers | History | Closed out | 0 | 0 | — | 0.0% | — | -24,891 | -100.0% | Q4 2025 | Feb 17, 2026 |
| GWN SECURITIES INC. | History | Closed out | 0 | 0 | — | 0.19% | — | -13,755 | -100.0% | Q4 2025 | Feb 11, 2026 |
| UPTICK PARTNERS, LLC | History | Closed out | 0 | 0 | — | 0.16% | — | -11,072 | -100.0% | Q4 2025 | Feb 02, 2026 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,832 | -100.0% | Q4 2025 | Feb 06, 2026 |
| OSAIC HOLDINGS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -7,835 | -100.0% | Q4 2025 | Feb 17, 2026 |
| Global Endowment Management, LP | History | Closed out | 0 | 0 | — | 0.06% | — | -7,000 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Visionary Wealth Advisors | History | Closed out | 0 | 0 | — | 0.02% | — | -6,332 | -100.0% | Q4 2025 | Feb 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -5,610 | -100.0% | Q4 2025 | Feb 09, 2026 |
| D'Orazio & Associates, Inc. | History | Closed out | 0 | 0 | — | 0.05% | — | -5,421 | -100.0% | Q4 2025 | Feb 04, 2026 |
| GTS SECURITIES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -5,101 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Jaffetilchin Investment Partners, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -4,386 | -100.0% | Q4 2025 | Jan 15, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,260 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Wealthspire Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,036 | -100.0% | Q4 2025 | Feb 13, 2026 |
| Parallel Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,341 | -100.0% | Q4 2025 | Feb 11, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Closed out | 0 | 0 | — | 0.0% | — | -2,250 | -100.0% | Q4 2025 | Feb 17, 2026 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -2,200 | -100.0% | Q4 2025 | Feb 11, 2026 |
| CIBC Private Wealth Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,200 | -100.0% | Q4 2025 | Feb 12, 2026 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -1,536 | -100.0% | Q4 2025 | Feb 17, 2026 |
| AE Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,431 | -100.0% | Q4 2025 | Jan 26, 2026 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -1,060 | -100.0% | Q4 2025 | Jan 29, 2026 |
| Kingdom Financial Group LLC. | History | Closed out | 0 | 0 | — | 0.01% | — | -627 | -100.0% | Q4 2025 | Feb 06, 2026 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -461 | -100.0% | Q4 2025 | Feb 17, 2026 |
| CWM, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -435 | -100.0% | Q4 2025 | Jan 26, 2026 |
| Allworth Financial LP | History | Closed out | 0 | 0 | — | 0.0% | — | -236 | -100.0% | Q4 2025 | Feb 05, 2026 |
| Geneos Wealth Management Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q4 2025 | Jan 28, 2026 |
| IMG Wealth Management, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -187 | -100.0% | Q4 2025 | Feb 05, 2026 |
| Capital Investment Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -125 | -100.0% | Q4 2025 | Jan 21, 2026 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q4 2025 | Feb 13, 2026 |