EA Series Trust - SHOC
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Added to | 41,655 | 5,081 | 0.0% | 0.0% | 1 | +6,126 | 17.24% | Q2 2026 | Aug 07, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 37,187 | 4,537 | 0.01% | 0.01% | 2 | -3,670 | -8.98% | Q2 2026 | Jul 27, 2026 |
| Demars Financial Group, LLC | History | Reduced | 22,977 | 2,802 | 0.78% | 0.65% | 3 | -4,383 | -16.02% | Q2 2026 | Jul 21, 2026 |
| GWN SECURITIES INC. | History | Added to | 14,496 | 1,768 | 0.3% | 0.2% | 4 | +82 | 0.57% | Q2 2026 | Aug 05, 2026 |
| Dynamic Advisor Solutions LLC | History | Reduced | 14,256 | 1,739 | 0.05% | 0.03% | 5 | -33 | -0.23% | Q2 2026 | Jul 07, 2026 |
| HighTower Advisors, LLC | History | Added to | 13,703 | 1,671 | 0.0% | 0.0% | 6 | +1,398 | 11.36% | Q2 2026 | Aug 05, 2026 |
| Brookstone Capital Management | History | Reduced | 13,538 | 1,651 | 0.02% | 0.01% | 7 | -4,486 | -24.89% | Q2 2026 | Jul 15, 2026 |
| GTS SECURITIES LLC | History | Reduced | 11,465 | 1,398 | 0.03% | 0.04% | 8 | -4,912 | -29.99% | Q2 2026 | Aug 14, 2026 |
| UPTICK PARTNERS, LLC | History | Added to | 10,584 | 1,291 | 0.2% | 0.15% | 9 | +114 | 1.09% | Q2 2026 | Aug 10, 2026 |
| BIRCH FINANCIAL GROUP, LLC | History | Reduced | 9,502 | 1,159 | 0.6% | 0.47% | 10 | -1,748 | -15.54% | Q2 2026 | Jul 15, 2026 |
| Cetera Investment Advisers | History | Reduced | 9,193 | 1,121 | 0.0% | 0.0% | 11 | -18,577 | -66.9% | Q2 2026 | Aug 12, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 8,450 | 1,030 | 0.0% | 0.0% | 12 | +4,440 | 110.72% | Q2 2026 | Sep 02, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 8,733 | 997 | 0.0% | 0.0% | 13 | +5,476 | 168.13% | Q2 2026 | Aug 14, 2026 |
| Global Endowment Management, LP | History | No change | 7,000 | 854 | 0.09% | 0.06% | 14 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 6,622 | 807 | 0.01% | 0.01% | 15 | +1 | 0.02% | Q2 2026 | Aug 12, 2026 |
| Mariner, LLC | History | New | 6,260 | 763 | 0.0% | — | 16 | +6,260 | New | Q2 2026 | Aug 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 5,875 | 716 | 0.0% | 0.0% | 18 | -1,507 | -20.41% | Q2 2026 | Aug 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 5,875 | 716 | 0.0% | 0.0% | 17 | -370 | -5.92% | Q2 2026 | Jul 29, 2026 |
| D'Orazio & Associates, Inc. | History | Added to | 5,425 | 661 | 0.08% | 0.05% | 19 | +1 | 0.02% | Q2 2026 | Jul 28, 2026 |
| Visionary Wealth Advisors | History | Reduced | 5,395 | 658 | 0.03% | 0.02% | 20 | -223 | -3.97% | Q2 2026 | Aug 13, 2026 |
| Equitable Holdings, Inc. | History | Added to | 4,797 | 585 | 0.0% | 0.0% | 21 | +746 | 18.42% | Q2 2026 | Aug 17, 2026 |
| HRT FINANCIAL LP | History | New | 4,494 | 548 | 0.0% | — | 22 | +4,494 | New | Q2 2026 | Aug 14, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 3,583 | 437 | 0.0% | 0.0% | 23 | -404 | -10.13% | Q2 2026 | Jul 28, 2026 |
| PW Nova Financial Services LLC | History | Added to | 3,187 | 388 | 0.08% | 0.06% | 24 | +10 | 0.31% | Q2 2026 | Jul 29, 2026 |
| Independent Wealth Network Inc. | History | New | 2,800 | 341 | 0.09% | — | 25 | +2,800 | New | Q2 2026 | Jul 20, 2026 |
| Lauterbach Financial Advisors, LLC | History | New | 2,315 | 282 | 0.12% | — | 26 | +2,315 | New | Q2 2026 | Jul 27, 2026 |
| Parallel Advisors, LLC | History | No change | 2,239 | 273 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| GOLDMAN SACHS GROUP INC | History | New | 2,135 | 260 | 0.0% | — | 28 | +2,135 | New | Q2 2026 | Aug 14, 2026 |
| CIBC Bancorp USA Inc. | History | New | 2,004 | 244 | 0.0% | — | 29 | +2,004 | New | Q2 2026 | Aug 13, 2026 |
| Fortis Group Advisors, LLC | History | New | 1,961 | 239 | 0.04% | — | 30 | +1,961 | New | Q2 2026 | Jul 24, 2026 |
| Hilltop Holdings Inc. | History | New | 1,950 | 237 | 0.02% | — | 31 | +1,950 | New | Q2 2026 | Aug 13, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 2,004 | 235 | 0.0% | 0.0% | 32 | -8 | -0.4% | Q2 2026 | Aug 12, 2026 |
| Lido Advisors, LLC | History | New | 1,752 | 213 | 0.0% | — | 33 | +1,752 | New | Q2 2026 | Aug 07, 2026 |
| CWM, LLC | History | No change | 2,919 | 210 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| AE Wealth Management LLC | History | No change | 1,199 | 146 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Russell Investments Group, Ltd. | History | New | 1,170 | 142 | 0.0% | — | 36 | +1,170 | New | Q2 2026 | Aug 06, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 1,036 | 126 | 0.0% | 0.0% | 37 | -140 | -11.9% | Q2 2026 | Aug 14, 2026 |
| IFG Advisory, LLC | History | Added to | 817 | 99 | 0.0% | 0.01% | 38 | +767 | 1534.0% | Q2 2026 | Aug 13, 2026 |
| UBS Group AG | History | Reduced | 617 | 75 | 0.0% | 0.0% | 39 | -989 | -61.58% | Q2 2026 | Aug 13, 2026 |
| Kingdom Financial Group LLC. | History | Reduced | 565 | 68 | 0.02% | 0.01% | 40 | -54 | -8.72% | Q2 2026 | Aug 07, 2026 |
| Global Retirement Partners, LLC | History | New | 550 | 67 | 0.0% | — | 41 | +550 | New | Q2 2026 | Aug 06, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | New | 500 | 60 | 0.0% | — | 42 | +500 | New | Q2 2026 | Aug 13, 2026 |
| FMR LLC | History | Reduced | 475 | 57 | 0.0% | 0.0% | 43 | -5 | -1.04% | Q2 2026 | Aug 13, 2026 |
| IFP Advisors, Inc | History | No change | 361 | 44 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| MORGAN STANLEY | History | Added to | 267 | 32 | 0.0% | 0.0% | 45 | +65 | 32.18% | Q2 2026 | Aug 13, 2026 |
| Allworth Financial LP | History | Reduced | 207 | 25 | 0.0% | 0.0% | 46 | -29 | -12.29% | Q2 2026 | Aug 11, 2026 |
| Geneos Wealth Management Inc. | History | No change | 200 | 24 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| IMG Wealth Management, Inc. | History | No change | 187 | 22 | 0.01% | 0.01% | 48 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Main Street Group, LTD | History | New | 180 | 21 | 0.0% | — | 49 | +180 | New | Q2 2026 | Jul 13, 2026 |
| LANARK FINANCIAL, INC. | History | New | 111 | 13 | 0.0% | — | 50 | +111 | New | Q2 2026 | Jul 21, 2026 |
| CoreCap Advisors, LLC | History | No change | 50 | 6 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Jul 06, 2026 |
| Orion Porfolio Solutions, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -14,696 | -100.0% | Q2 2026 | Aug 14, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -12,800 | -100.0% | Q2 2026 | Aug 14, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,538 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Spire Wealth Management | History | Closed out | 0 | 0 | — | 0.01% | — | -3,600 | -100.0% | Q2 2026 | Jul 15, 2026 |
| Lloyd Advisory Services, LLC. | History | Closed out | 0 | 0 | — | 0.01% | — | -619 | -100.0% | Q2 2026 | Aug 07, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 1 | 0 | — | — | — | -1 | -50.0% | Q2 2026 | Aug 14, 2026 |