EA Series Trust - SHOC
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 40,857 | 2,943 | 0.01% | 0.01% | 1 | -833 | -2.0% | Q1 2026 | Apr 30, 2026 |
| LPL Financial LLC | History | Added to | 35,529 | 2,558 | 0.0% | 0.0% | 2 | +3,587 | 11.23% | Q1 2026 | May 06, 2026 |
| Cetera Investment Advisers | History | Added to | 27,770 | 2,000 | 0.0% | 0.0% | 3 | +2,879 | 11.57% | Q1 2026 | May 13, 2026 |
| Demars Financial Group, LLC | History | Added to | 27,360 | 1,970 | 0.65% | 0.33% | 4 | +12,894 | 89.13% | Q1 2026 | Apr 29, 2026 |
| Brookstone Capital Management | History | Added to | 18,024 | 1,298 | 0.01% | 0.01% | 5 | +98 | 0.55% | Q1 2026 | Apr 16, 2026 |
| GTS SECURITIES LLC | History | Added to | 16,377 | 1,179 | 0.04% | 0.01% | 6 | +11,276 | 221.05% | Q1 2026 | May 14, 2026 |
| Orion Porfolio Solutions, LLC | History | Reduced | 14,696 | 1,058 | 0.01% | 0.02% | 7 | -19,845 | -57.45% | Q1 2026 | May 13, 2026 |
| GWN SECURITIES INC. | History | Added to | 14,414 | 1,038 | 0.2% | 0.19% | 8 | +659 | 4.79% | Q1 2026 | May 14, 2026 |
| Dynamic Advisor Solutions LLC | History | New | 14,289 | 1,029 | 0.03% | — | 9 | +14,289 | New | Q1 2026 | Apr 08, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 12,800 | 921 | 0.0% | — | 10 | +12,800 | New | Q1 2026 | May 15, 2026 |
| HighTower Advisors, LLC | History | Added to | 12,305 | 886 | 0.0% | 0.0% | 11 | +2,473 | 25.15% | Q1 2026 | May 05, 2026 |
| BIRCH FINANCIAL GROUP, LLC | History | Added to | 11,250 | 810 | 0.47% | 0.4% | 12 | +1,014 | 9.91% | Q1 2026 | Apr 16, 2026 |
| UPTICK PARTNERS, LLC | History | Reduced | 10,470 | 754 | 0.15% | 0.16% | 13 | -602 | -5.44% | Q1 2026 | May 01, 2026 |
| JANE STREET GROUP, LLC | History | New | 7,538 | 542 | 0.0% | — | 14 | +7,538 | New | Q1 2026 | May 12, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 7,382 | 531 | 0.0% | 0.0% | 15 | -453 | -5.78% | Q1 2026 | May 15, 2026 |
| Global Endowment Management, LP | History | No change | 7,000 | 504 | 0.06% | 0.06% | 16 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 6,621 | 476 | 0.01% | 0.01% | 17 | +1,011 | 18.02% | Q1 2026 | May 15, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | No change | 6,245 | 449 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Visionary Wealth Advisors | History | Reduced | 5,618 | 404 | 0.02% | 0.02% | 19 | -714 | -11.28% | Q1 2026 | May 13, 2026 |
| D'Orazio & Associates, Inc. | History | Added to | 5,424 | 390 | 0.05% | 0.05% | 20 | +3 | 0.06% | Q1 2026 | May 07, 2026 |
| Equitable Holdings, Inc. | History | New | 4,051 | 291 | 0.0% | — | 21 | +4,051 | New | Q1 2026 | May 15, 2026 |
| CITADEL ADVISORS LLC | History | New | 4,010 | 288 | 0.0% | — | 22 | +4,010 | New | Q1 2026 | May 15, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 3,987 | 287 | 0.0% | 0.0% | 23 | -273 | -6.41% | Q1 2026 | Apr 30, 2026 |
| Spire Wealth Management | History | No change | 3,600 | 259 | 0.01% | 0.01% | 24 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 3,257 | 229 | 0.0% | 0.0% | 25 | +1,007 | 44.76% | Q1 2026 | May 15, 2026 |
| PW Nova Financial Services LLC | History | New | 3,177 | 228 | 0.06% | — | 26 | +3,177 | New | Q1 2026 | Apr 15, 2026 |
| CWM, LLC | History | Added to | 2,919 | 210 | 0.0% | 0.0% | 27 | +2,484 | 571.03% | Q1 2026 | May 14, 2026 |
| Parallel Advisors, LLC | History | Reduced | 2,239 | 161 | 0.0% | 0.0% | 28 | -102 | -4.36% | Q1 2026 | Jun 02, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 2,200 | 150 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 2,012 | 137 | 0.0% | 0.0% | 30 | -188 | -8.55% | Q1 2026 | May 13, 2026 |
| UBS Group AG | History | Added to | 1,606 | 115 | 0.0% | 0.0% | 31 | +546 | 51.51% | Q1 2026 | May 05, 2026 |
| AE Wealth Management LLC | History | Reduced | 1,199 | 86 | 0.0% | 0.0% | 32 | -232 | -16.21% | Q1 2026 | May 13, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 1,176 | 85 | 0.0% | 0.0% | 33 | -360 | -23.44% | Q1 2026 | May 15, 2026 |
| Lloyd Advisory Services, LLC. | History | New | 619 | 44 | 0.01% | — | 35 | +619 | New | Q1 2026 | May 13, 2026 |
| Kingdom Financial Group LLC. | History | Reduced | 619 | 44 | 0.01% | 0.01% | 34 | -8 | -1.28% | Q1 2026 | May 13, 2026 |
| FMR LLC | History | Added to | 480 | 34 | 0.0% | 0.0% | 36 | +19 | 4.12% | Q1 2026 | May 15, 2026 |
| IFP Advisors, Inc | History | No change | 361 | 26 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| Allworth Financial LP | History | No change | 236 | 17 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| MORGAN STANLEY | History | Added to | 202 | 14 | 0.0% | — | 39 | +201 | 20100.0% | Q1 2026 | May 15, 2026 |
| Geneos Wealth Management Inc. | History | No change | 200 | 14 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| IMG Wealth Management, Inc. | History | No change | 187 | 13 | 0.01% | 0.01% | 41 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| IFG Advisory, LLC | History | New | 50 | 3 | 0.01% | — | 42 | +50 | New | Q1 2026 | May 12, 2026 |
| CoreCap Advisors, LLC | History | New | 50 | 3 | 0.0% | — | 43 | +50 | New | Q1 2026 | Apr 07, 2026 |
| Jaffetilchin Investment Partners, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -4,386 | -100.0% | Q1 2026 | May 13, 2026 |
| Wealthspire Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,036 | -100.0% | Q1 2026 | May 01, 2026 |
| Capital Investment Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -125 | -100.0% | Q1 2026 | May 05, 2026 |
| WELLS FARGO & COMPANY/MN | History | New | 2 | 0 | — | — | — | +2 | New | Q1 2026 | Jul 08, 2026 |