EA Series Trust - SHOC
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | No change | 41,655 | 5,081 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 34,408 | 3,851 | 0.01% | 0.01% | 2 | -2,779 | -7.47% | Q3 2026 | Nov 02, 2026 |
| Demars Financial Group, LLC | History | Added to | 24,216 | 2,710 | 0.71% | 0.78% | 3 | +1,239 | 5.39% | Q3 2026 | Oct 22, 2026 |
| Dynamic Advisor Solutions LLC | History | Added to | 16,322 | 1,826 | 0.05% | 0.05% | 4 | +2,066 | 14.49% | Q3 2026 | Oct 13, 2026 |
| GWN SECURITIES INC. | History | No change | 14,496 | 1,768 | 0.3% | 0.3% | 5 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| HighTower Advisors, LLC | History | No change | 13,703 | 1,671 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| GTS SECURITIES LLC | History | No change | 11,465 | 1,398 | 0.03% | 0.03% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UPTICK PARTNERS, LLC | History | Added to | 10,621 | 1,188 | 0.17% | 0.2% | 8 | +37 | 0.35% | Q3 2026 | Nov 04, 2026 |
| Cetera Investment Advisers | History | No change | 9,193 | 1,121 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| BIRCH FINANCIAL GROUP, LLC | History | Reduced | 9,491 | 1,062 | 0.5% | 0.6% | 10 | -11 | -0.12% | Q3 2026 | Oct 27, 2026 |
| CITADEL ADVISORS LLC | History | No change | 8,450 | 1,030 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Sep 02, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | No change | 8,733 | 997 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Simplicity Wealth,LLC | History | New | 8,116 | 908 | 0.03% | — | 13 | +8,116 | New | Q3 2026 | Oct 23, 2026 |
| Global Endowment Management, LP | History | No change | 7,000 | 854 | 0.09% | 0.09% | 14 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 6,622 | 807 | 0.01% | 0.01% | 15 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Mariner, LLC | History | No change | 6,260 | 763 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Brookstone Capital Management | History | Reduced | 6,438 | 720 | 0.01% | 0.02% | 17 | -7,100 | -52.44% | Q3 2026 | Oct 22, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 5,875 | 716 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 5,883 | 658 | 0.0% | 0.0% | 19 | +8 | 0.14% | Q3 2026 | Nov 02, 2026 |
| Visionary Wealth Advisors | History | Added to | 5,504 | 616 | 0.02% | 0.03% | 20 | +109 | 2.02% | Q3 2026 | Nov 04, 2026 |
| D'Orazio & Associates, Inc. | History | Added to | 5,427 | 607 | 0.07% | 0.08% | 21 | +2 | 0.04% | Q3 2026 | Nov 04, 2026 |
| Equitable Holdings, Inc. | History | No change | 4,797 | 585 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| HRT FINANCIAL LP | History | No change | 4,494 | 548 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Independent Wealth Network Inc. | History | Added to | 2,802 | 313 | 0.08% | 0.09% | 24 | +2 | 0.07% | Q3 2026 | Oct 19, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 2,616 | 292 | 0.0% | 0.0% | 25 | -967 | -26.99% | Q3 2026 | Nov 02, 2026 |
| PW Nova Financial Services LLC | History | Reduced | 2,524 | 282 | 0.06% | 0.08% | 26 | -663 | -20.8% | Q3 2026 | Oct 15, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 2,135 | 260 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Lauterbach Financial Advisors, LLC | History | No change | 2,315 | 259 | 0.11% | 0.12% | 28 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Parallel Advisors, LLC | History | No change | 2,239 | 250 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q3 2026 | Nov 03, 2026 |
| CIBC Bancorp USA Inc. | History | No change | 2,004 | 244 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Fortis Group Advisors, LLC | History | No change | 1,961 | 239 | 0.04% | 0.04% | 31 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| Hilltop Holdings Inc. | History | No change | 1,950 | 237 | 0.02% | 0.02% | 32 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| JPMORGAN CHASE & CO | History | No change | 2,004 | 235 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | New | 1,785 | 203 | 0.01% | — | 34 | +1,785 | New | Q3 2026 | Nov 02, 2026 |
| AE Wealth Management LLC | History | No change | 1,199 | 146 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Russell Investments Group, Ltd. | History | No change | 1,170 | 142 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| ROYAL BANK OF CANADA | History | No change | 1,036 | 126 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| IFG Advisory, LLC | History | No change | 817 | 99 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| UBS Group AG | History | No change | 617 | 75 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Global Retirement Partners, LLC | History | No change | 550 | 67 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Kingdom Financial Group LLC. | History | No change | 565 | 63 | 0.02% | 0.02% | 41 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 500 | 60 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| FMR LLC | History | No change | 475 | 57 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Balance Wealth Partners LLC | History | New | 374 | 41 | 0.01% | — | 44 | +374 | New | Q3 2026 | Oct 27, 2026 |
| IFP Advisors, Inc | History | No change | 361 | 40 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| MORGAN STANLEY | History | No change | 267 | 32 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Allworth Financial LP | History | No change | 207 | 25 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Geneos Wealth Management Inc. | History | No change | 200 | 24 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| Main Street Group, LTD | History | No change | 180 | 20 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| IMG Wealth Management, Inc. | History | No change | 187 | 20 | 0.01% | 0.01% | 50 | 0 | 0.0% | Q3 2026 | Oct 26, 2026 |
| CoreCap Advisors, LLC | History | No change | 50 | 5 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| MONTAG A & ASSOCIATES INC | History | New | 31 | 3 | 0.0% | — | 52 | +31 | New | Q3 2026 | Oct 29, 2026 |
| Lido Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,752 | -100.0% | Q3 2026 | Nov 04, 2026 |
| LANARK FINANCIAL, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -111 | -100.0% | Q3 2026 | Oct 26, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |