EA Series Trust - SHOC
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Cambridge Investment Research Advisors, Inc. | History | Added to | 41,690 | 2,861 | 0.01% | 0.01% | 1 | +7,350 | 21.4% | Q4 2025 | Feb 05, 2026 |
| Orion Porfolio Solutions, LLC | History | Added to | 34,541 | 2,370 | 0.02% | 0.01% | 2 | +4,761 | 15.99% | Q4 2025 | Feb 12, 2026 |
| LPL Financial LLC | History | Added to | 31,942 | 2,192 | 0.0% | 0.0% | 3 | +622 | 1.99% | Q4 2025 | Feb 11, 2026 |
| Cetera Investment Advisers | History | Reduced | 24,891 | 1,708 | 0.0% | 0.0% | 4 | -405 | -1.6% | Q4 2025 | Feb 17, 2026 |
| Brookstone Capital Management | History | Added to | 17,926 | 1,230 | 0.01% | 0.01% | 5 | +1,056 | 6.26% | Q4 2025 | Jan 15, 2026 |
| Demars Financial Group, LLC | History | Reduced | 14,466 | 992 | 0.33% | 0.32% | 6 | -335 | -2.26% | Q4 2025 | Jan 22, 2026 |
| GWN SECURITIES INC. | History | Reduced | 13,755 | 943 | 0.19% | 0.2% | 7 | -294 | -2.09% | Q4 2025 | Feb 11, 2026 |
| UPTICK PARTNERS, LLC | History | Reduced | 11,072 | 759 | 0.16% | 0.21% | 8 | -1,468 | -11.71% | Q4 2025 | Feb 02, 2026 |
| BIRCH FINANCIAL GROUP, LLC | History | Added to | 10,236 | 702 | 0.4% | 0.35% | 9 | +785 | 8.31% | Q4 2025 | Jan 15, 2026 |
| HighTower Advisors, LLC | History | Added to | 9,832 | 674 | 0.0% | 0.0% | 10 | +12 | 0.12% | Q4 2025 | Feb 06, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 7,835 | 537 | 0.0% | 0.0% | 11 | +1,902 | 32.06% | Q4 2025 | Feb 17, 2026 |
| Global Endowment Management, LP | History | No change | 7,000 | 480 | 0.06% | 0.05% | 12 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Visionary Wealth Advisors | History | Reduced | 6,332 | 434 | 0.02% | 0.02% | 13 | -741 | -10.48% | Q4 2025 | Feb 13, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 6,245 | 428 | 0.0% | 0.0% | 14 | +1,259 | 25.25% | Q4 2025 | Feb 12, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 5,610 | 385 | 0.01% | 0.01% | 15 | +105 | 1.91% | Q4 2025 | Feb 09, 2026 |
| D'Orazio & Associates, Inc. | History | Added to | 5,421 | 372 | 0.05% | 0.04% | 16 | +3 | 0.06% | Q4 2025 | Feb 04, 2026 |
| GTS SECURITIES LLC | History | Reduced | 5,101 | 350 | 0.01% | 0.02% | 17 | -2,203 | -30.16% | Q4 2025 | Feb 13, 2026 |
| Jaffetilchin Investment Partners, LLC | History | New | 4,386 | 300 | 0.02% | — | 18 | +4,386 | New | Q4 2025 | Jan 15, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 4,260 | 292 | 0.0% | 0.0% | 19 | -248 | -5.5% | Q4 2025 | Feb 13, 2026 |
| Spire Wealth Management | History | No change | 3,600 | 247 | 0.01% | 0.01% | 20 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Wealthspire Advisors, LLC | History | Added to | 3,036 | 208 | 0.0% | 0.0% | 21 | +1 | 0.03% | Q4 2025 | Feb 13, 2026 |
| Parallel Advisors, LLC | History | Added to | 2,341 | 160 | 0.0% | 0.0% | 22 | +102 | 4.56% | Q4 2025 | Feb 11, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 2,250 | 154 | 0.0% | 0.0% | 23 | +925 | 69.81% | Q4 2025 | Feb 17, 2026 |
| JPMORGAN CHASE & CO | History | No change | 2,200 | 150 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 2,200 | 150 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| ROYAL BANK OF CANADA | History | New | 1,536 | 105 | 0.0% | — | 26 | +1,536 | New | Q4 2025 | Feb 17, 2026 |
| AE Wealth Management LLC | History | Added to | 1,431 | 98 | 0.0% | 0.0% | 27 | +374 | 35.38% | Q4 2025 | Jan 26, 2026 |
| UBS Group AG | History | Added to | 1,060 | 72 | 0.0% | 0.0% | 28 | +1,043 | 6135.29% | Q4 2025 | Jan 29, 2026 |
| Kingdom Financial Group LLC. | History | New | 627 | 43 | 0.01% | — | 29 | +627 | New | Q4 2025 | Feb 06, 2026 |
| FMR LLC | History | No change | 461 | 31 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| CWM, LLC | History | No change | 435 | 30 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| IFP Advisors, Inc | History | No change | 361 | 24 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Allworth Financial LP | History | New | 236 | 16 | 0.0% | — | 33 | +236 | New | Q4 2025 | Feb 05, 2026 |
| Geneos Wealth Management Inc. | History | No change | 200 | 13 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| IMG Wealth Management, Inc. | History | No change | 187 | 12 | 0.01% | 0.01% | 35 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| Capital Investment Advisory Services, LLC | History | New | 125 | 8 | 0.0% | — | 36 | +125 | New | Q4 2025 | Jan 21, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -4,313 | -100.0% | Q3 2025 | Nov 14, 2025 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -56 | -100.0% | Q3 2025 | Nov 14, 2025 |
| MORGAN STANLEY | History | Reduced | 1 | 0 | — | — | — | -1 | -50.0% | Q4 2025 | Feb 13, 2026 |