iSHARES TRUST - SMAX
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| J. L. Bainbridge & Co., Inc. | History | Reduced | 1,398,260 | 37,504 | 3.34% | 3.99% | 1 | -434,969 | -23.73% | Q1 2026 | Apr 22, 2026 |
| Client First Capital LLC | History | Reduced | 145,320 | 3,897 | 1.69% | 2.13% | 2 | -42,147 | -22.48% | Q1 2026 | Apr 24, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 92,269 | 2,474 | 0.0% | 0.0% | 3 | -2,381 | -2.52% | Q1 2026 | May 14, 2026 |
| FC Advisory LLC | History | No change | 80,775 | 2,166 | 0.63% | 0.63% | 4 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| Grantvest Financial Group LLC | History | Reduced | 74,381 | 1,995 | 1.29% | 1.4% | 5 | -6,910 | -8.5% | Q1 2026 | May 11, 2026 |
| BIP Wealth, LLC | History | Reduced | 56,701 | 1,520 | 0.06% | 0.16% | 6 | -107,969 | -65.57% | Q1 2026 | Apr 27, 2026 |
| Amplius Wealth Advisors, LLC | History | No change | 48,101 | 1,290 | 0.11% | 0.11% | 7 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 44,152 | 1,184 | 0.0% | 0.0% | 8 | +14,326 | 48.03% | Q1 2026 | May 04, 2026 |
| Crewe Advisors LLC | History | No change | 38,118 | 1,022 | 0.09% | 0.09% | 9 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| JIM SAULNIER & ASSOCIATES, LLC | History | No change | 36,141 | 969 | 0.47% | 0.5% | 10 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| OLD MISSION CAPITAL LLC | History | New | 30,219 | 810 | 0.01% | — | 11 | +30,219 | New | Q1 2026 | May 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 28,853 | 773 | 0.0% | 0.0% | 12 | -22,480 | -43.79% | Q1 2026 | May 15, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | No change | 27,778 | 745 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Blue Sky Capital Consultants Group, Inc. | History | No change | 23,307 | 625 | 0.3% | 0.27% | 14 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Kestra Advisory Services, LLC | History | Added to | 21,493 | 576 | 0.0% | 0.0% | 15 | +5,612 | 35.34% | Q1 2026 | Apr 30, 2026 |
| Tradition Wealth Management, LLC | History | Reduced | 21,112 | 566 | 0.04% | 0.04% | 16 | -822 | -3.75% | Q1 2026 | May 15, 2026 |
| ARS Investment Partners, LLC | History | No change | 19,900 | 533 | 0.03% | 0.03% | 17 | 0 | 0.0% | Q1 2026 | Apr 16, 2026 |
| Lifestyle Asset Management, Inc. | History | Reduced | 16,849 | 451 | 0.15% | 0.15% | 18 | -129 | -0.76% | Q1 2026 | Apr 10, 2026 |
| Crown Wealth Group, LLC | History | Reduced | 16,751 | 449 | 0.13% | 0.23% | 19 | -13,342 | -44.34% | Q1 2026 | Apr 21, 2026 |
| Clear Creek Financial Management, LLC | History | New | 15,357 | 411 | 0.03% | — | 20 | +15,357 | New | Q1 2026 | Apr 22, 2026 |
| Kovack Advisors, Inc. | History | Reduced | 14,782 | 396 | 0.02% | 0.02% | 21 | -1 | -0.01% | Q1 2026 | May 12, 2026 |
| Creative Planning | History | No change | 13,994 | 375 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Ausdal Financial Partners, Inc. | History | No change | 11,600 | 311 | 0.01% | 0.01% | 23 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Investment Partners Asset Management, Inc. | History | Added to | 8,522 | 228 | 0.14% | 0.14% | 24 | +360 | 4.41% | Q1 2026 | Apr 07, 2026 |
| Farther Finance Advisors, LLC | History | New | 7,488 | 201 | 0.0% | — | 25 | +7,488 | New | Q1 2026 | Apr 07, 2026 |
| DIVERSIFY WEALTH MANAGEMENT, LLC | History | New | 7,294 | 200 | 0.0% | — | 26 | +7,294 | New | Q1 2026 | May 01, 2026 |
| Spire Wealth Management | History | Added to | 7,198 | 193 | 0.01% | 0.01% | 27 | +2 | 0.03% | Q1 2026 | Apr 22, 2026 |
| AE Wealth Management LLC | History | Reduced | 4,069 | 109 | 0.0% | 0.0% | 28 | -482 | -10.59% | Q1 2026 | May 13, 2026 |
| Advisory Services Network, LLC | History | New | 1,000 | 26 | 0.0% | — | 29 | +1,000 | New | Q1 2026 | May 15, 2026 |
| Elevated Capital Advisors, LLC | History | Reduced | 174 | 4 | 0.0% | 0.0% | 31 | -474 | -73.15% | Q1 2026 | Apr 30, 2026 |
| UBS Group AG | History | New | 172 | 4 | 0.0% | — | 30 | +172 | New | Q1 2026 | May 05, 2026 |
| IFP Advisors, Inc | History | No change | 51 | 1 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -52,436 | -100.0% | Q1 2026 | May 15, 2026 |
| Kestra Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -14,445 | -100.0% | Q1 2026 | May 11, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Closed out | 0 | 0 | — | 0.0% | — | -7,810 | -100.0% | Q1 2026 | May 01, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -900 | -100.0% | Q1 2026 | May 07, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | Closed out | 0 | 0 | — | 0.0% | — | -425 | -100.0% | Q1 2026 | May 14, 2026 |
| Lloyd Advisory Services, LLC. | History | New | 1 | 0 | — | — | — | +1 | New | Q1 2026 | May 13, 2026 |
| Kingdom Financial Group LLC. | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 13, 2026 |