Little Harbor Advisors, LLC - SMIG
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ | History | No change | 10,425,025 | 342,045 | 0.02% | 0.02% | 1 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | No change | 7,851,152 | 257,596 | 0.01% | 0.01% | 2 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| ROYAL BANK OF CANADA | History | No change | 2,352,255 | 77,178 | 0.01% | 0.01% | 3 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | No change | 1,493,573 | 49,004 | 0.01% | 0.01% | 4 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 747,940 | 24,539 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 654,984 | 21,490 | 0.01% | 0.01% | 6 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Sanctuary Advisors, LLC | History | No change | 621,620 | 20,395 | 0.09% | 0.09% | 7 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| LPL Financial LLC | History | No change | 442,089 | 14,504 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Prime Capital Investment Advisors, LLC | History | Reduced | 443,933 | 13,721 | 0.13% | 0.14% | 9 | -2,891 | -0.65% | Q3 2026 | Oct 20, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 344,586 | 11,305 | 0.01% | 0.01% | 10 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| US BANCORP \DE\ | History | Added to | 340,532 | 10,525 | 0.01% | 0.01% | 11 | +1,835 | 0.54% | Q3 2026 | Nov 05, 2026 |
| FIFTH THIRD BANCORP | History | Added to | 257,260 | 7,951 | 0.01% | 0.01% | 12 | +13,731 | 5.64% | Q3 2026 | Nov 05, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 249,742 | 7,719 | 0.01% | 0.01% | 13 | +2,242 | 0.91% | Q3 2026 | Oct 30, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | No change | 228,500 | 7,497 | 0.01% | 0.01% | 14 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CASTLE WEALTH MANAGEMENT LLC | History | No change | 214,231 | 7,028 | 2.08% | 2.08% | 15 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Joseph Group Capital Management | History | Reduced | 199,644 | 6,170 | 1.1% | 1.4% | 16 | -3,744 | -1.84% | Q3 2026 | Nov 04, 2026 |
| JPMORGAN CHASE & CO | History | No change | 178,139 | 5,841 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Cetera Investment Advisers | History | No change | 165,983 | 5,445 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Gotham Asset Management, LLC | History | No change | 145,154 | 4,762 | 0.01% | 0.01% | 19 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Bank of New York Mellon Corp | History | Added to | 136,102 | 4,206 | 0.0% | 0.0% | 20 | +3,353 | 2.53% | Q3 2026 | Nov 05, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 127,513 | 4,183 | 0.01% | 0.01% | 21 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Pine Valley Investments Ltd Liability Co | History | No change | 120,600 | 3,960 | 0.16% | 0.16% | 22 | 0 | 0.0% | Q2 2026 | Jul 24, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 116,553 | 3,824 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 113,969 | 3,523 | 0.01% | 0.01% | 24 | -5 | -0.0% | Q3 2026 | Nov 02, 2026 |
| Equitable Holdings, Inc. | History | No change | 106,795 | 3,503 | 0.02% | 0.02% | 25 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Waverly Advisors, LLC | History | No change | 82,789 | 2,716 | 0.02% | 0.02% | 26 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Heritage Wealth Management, Inc. | History | No change | 85,820 | 2,652 | 0.66% | 0.7% | 27 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 72,945 | 2,254 | 0.02% | 0.03% | 28 | +1,810 | 2.54% | Q3 2026 | Oct 30, 2026 |
| Atria Investments, Inc | History | Reduced | 70,567 | 2,181 | 0.02% | 0.02% | 29 | -3,433 | -4.64% | Q3 2026 | Oct 15, 2026 |
| Wealthcare Advisory Partners LLC | History | Added to | 50,355 | 1,556 | 0.03% | 0.03% | 30 | +161 | 0.32% | Q3 2026 | Oct 21, 2026 |
| &PARTNERS | History | No change | 47,387 | 1,554 | 0.01% | 0.01% | 31 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Vestmark Advisory Solutions, Inc. | History | No change | 44,392 | 1,456 | 0.01% | 0.01% | 32 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | History | Reduced | 44,209 | 1,368 | 0.02% | 0.03% | 33 | -182 | -0.41% | Q3 2026 | Nov 04, 2026 |
| Wealth Dimensions Group, Ltd. | History | No change | 41,775 | 1,291 | 0.22% | 0.25% | 34 | 0 | 0.0% | Q3 2026 | Nov 02, 2026 |
| EdgeRock Capital LLC | History | Added to | 39,598 | 1,223 | 0.27% | 0.29% | 35 | +1,239 | 3.23% | Q3 2026 | Nov 03, 2026 |
| MML INVESTORS SERVICES, LLC | History | No change | 30,772 | 1,009 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Philadelphia Investment Partners, LLC | History | No change | 28,016 | 919 | 0.57% | 0.57% | 37 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 27,072 | 888 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Baird Financial Group, Inc. | History | No change | 26,326 | 863 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Darden Wealth Group Inc | History | No change | 22,600 | 741 | 0.29% | 0.29% | 40 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| TRANSCEND CAPITAL ADVISORS, LLC | History | No change | 21,401 | 702 | 0.05% | 0.05% | 41 | 0 | 0.0% | Q2 2026 | Aug 04, 2026 |
| Center for Wealth Management Advisory | History | New | 20,820 | 643 | 0.4% | — | 42 | +20,820 | New | Q3 2026 | Oct 23, 2026 |
| Freestone Capital Holdings, LLC | History | No change | 15,437 | 506 | 0.01% | 0.01% | 43 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| PFG Investments, LLC | History | No change | 15,356 | 503 | 0.02% | 0.02% | 44 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| Concurrent Investment Advisors, LLC | History | Added to | 15,415 | 476 | 0.0% | 0.0% | 45 | +1,824 | 13.42% | Q3 2026 | Oct 16, 2026 |
| OpenArc Corporate Advisory, LLC | History | Reduced | 14,561 | 450 | 0.01% | 0.01% | 46 | -760 | -4.96% | Q3 2026 | Oct 21, 2026 |
| Janney Montgomery Scott LLC | History | No change | 12,916 | 424 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| PUREfi Wealth, LLC | History | No change | 13,000 | 401 | 0.19% | 0.23% | 48 | 0 | 0.0% | Q3 2026 | Oct 19, 2026 |
| Argentarii, LLC | History | Reduced | 9,780 | 302 | 0.09% | 0.1% | 49 | -335 | -3.31% | Q3 2026 | Oct 28, 2026 |
| Weaver Consulting Group | History | Added to | 9,596 | 296 | 0.06% | 0.06% | 50 | +46 | 0.48% | Q3 2026 | Oct 07, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 8,769 | 287 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MCF Advisors LLC | History | No change | 9,000 | 278 | 0.01% | 0.01% | 52 | 0 | 0.0% | Q3 2026 | Oct 28, 2026 |
| Arkadios Wealth Advisors | History | No change | 7,770 | 254 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Strait & Sound Wealth Management LLC | History | No change | 6,772 | 222 | 0.08% | 0.08% | 54 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| ORBA Wealth Advisors, L.L.C. | History | Added to | 6,571 | 203 | 0.17% | 0.18% | 55 | +14 | 0.21% | Q3 2026 | Oct 23, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 6,124 | 200 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| CENTAURUS FINANCIAL, INC. | History | No change | 3,154 | 103 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Cornerstone Financial Management LLC | History | No change | 2,800 | 91 | 0.07% | 0.07% | 58 | 0 | 0.0% | Q2 2026 | Aug 28, 2026 |
| Blue Trust, Inc. | History | No change | 2,941 | 90 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| Parallel Advisors, LLC | History | Reduced | 2,643 | 81 | 0.0% | 0.0% | 60 | -3,470 | -56.76% | Q3 2026 | Nov 03, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 1,503 | 49 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Farther Finance Advisors, LLC | History | No change | 812 | 25 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q3 2026 | Oct 08, 2026 |
| Signature Equity Partners, LLC | History | No change | 223 | 6 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| Nemes Rush Group LLC | History | No change | 116 | 3 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q3 2026 | Nov 04, 2026 |