Little Harbor Advisors, LLC - SMIG
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 9 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ | History | Reduced | 9,533,185 | 274,555 | 0.02% | 0.02% | 1 | -114,479 | -1.19% | Q4 2025 | Feb 17, 2026 |
| MORGAN STANLEY | History | Reduced | 6,033,636 | 173,768 | 0.01% | 0.01% | 2 | -137,067 | -2.22% | Q4 2025 | Feb 13, 2026 |
| ROYAL BANK OF CANADA | History | New | 2,365,873 | 68,137 | 0.01% | — | 3 | +2,365,873 | New | Q4 2025 | Feb 17, 2026 |
| UBS Group AG | History | Reduced | 1,663,163 | 47,899 | 0.01% | 0.01% | 4 | -278,080 | -14.32% | Q4 2025 | Jan 29, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 624,109 | 17,974 | 0.01% | 0.01% | 5 | -108,987 | -14.87% | Q4 2025 | Feb 18, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 478,124 | 13,769 | 0.0% | 0.0% | 6 | +76,590 | 19.07% | Q4 2025 | Feb 13, 2026 |
| LPL Financial LLC | History | Added to | 442,766 | 12,751 | 0.0% | 0.0% | 7 | +11,802 | 2.74% | Q4 2025 | Feb 11, 2026 |
| Pine Valley Investments Ltd Liability Co | History | Reduced | 348,299 | 10,041 | 0.47% | 0.51% | 8 | -4,786 | -1.36% | Q4 2025 | Feb 13, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 329,976 | 9,503 | 0.01% | 0.01% | 9 | +8,274 | 2.57% | Q4 2025 | Feb 13, 2026 |
| Prime Capital Investment Advisors, LLC | History | Added to | 319,621 | 9,205 | 0.11% | 0.12% | 10 | +2,772 | 0.87% | Q4 2025 | Jan 21, 2026 |
| US BANCORP \DE\ | History | Added to | 305,578 | 8,800 | 0.01% | 0.01% | 11 | +5,577 | 1.86% | Q4 2025 | Jan 30, 2026 |
| TRUIST FINANCIAL CORP | History | Reduced | 242,634 | 6,987 | 0.01% | 0.01% | 12 | -3,477 | -1.41% | Q4 2025 | Feb 02, 2026 |
| CASTLE WEALTH MANAGEMENT LLC | History | Reduced | 216,559 | 6,245 | 2.07% | 2.17% | 13 | -616 | -0.28% | Q4 2025 | Jan 22, 2026 |
| Joseph Group Capital Management | History | Added to | 198,931 | 5,729 | 1.51% | 1.58% | 14 | +9,663 | 5.11% | Q4 2025 | Jan 30, 2026 |
| FIFTH THIRD BANCORP | History | Added to | 186,512 | 5,371 | 0.02% | 0.02% | 15 | +1,500 | 0.81% | Q4 2025 | Feb 02, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 183,714 | 5,290 | 0.03% | 0.02% | 16 | +31,461 | 20.66% | Q4 2025 | Jan 29, 2026 |
| Gotham Asset Management, LLC | History | No change | 170,000 | 4,896 | 0.02% | 0.02% | 17 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Cetera Investment Advisers | History | Added to | 159,887 | 4,604 | 0.01% | 0.0% | 18 | +19,395 | 13.81% | Q4 2025 | Feb 17, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 152,832 | 4,401 | 0.0% | 0.0% | 19 | +6,146 | 4.19% | Q4 2025 | Feb 11, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 123,783 | 3,564 | 0.0% | 0.0% | 20 | -6,936 | -5.31% | Q4 2025 | Feb 10, 2026 |
| Equitable Holdings, Inc. | History | Reduced | 123,728 | 3,563 | 0.02% | 0.03% | 21 | -5,815 | -4.49% | Q4 2025 | Feb 17, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 122,169 | 3,518 | 0.01% | 0.01% | 22 | +18,171 | 17.47% | Q4 2025 | Mar 16, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 118,118 | 3,402 | 0.01% | 0.01% | 23 | -2,405 | -2.0% | Q4 2025 | Feb 05, 2026 |
| Waverly Advisors, LLC | History | Reduced | 86,853 | 2,501 | 0.02% | 0.03% | 24 | -4,033 | -4.44% | Q4 2025 | Feb 17, 2026 |
| Heritage Wealth Management, Inc. | History | No change | 85,820 | 2,471 | 0.69% | 0.75% | 25 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Wealth Intelligence, LLC | History | New | 79,570 | 2,291 | 1.14% | — | 26 | +79,570 | New | Q4 2025 | Feb 18, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | New | 70,600 | 2,033 | 0.0% | — | 27 | +70,600 | New | Q4 2025 | Feb 17, 2026 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Added to | 68,639 | 1,976 | 0.02% | 0.03% | 28 | +1,656 | 2.47% | Q4 2025 | Jan 29, 2026 |
| Wealthcare Advisory Partners LLC | History | Reduced | 54,371 | 1,565 | 0.03% | 0.03% | 29 | -789 | -1.43% | Q4 2025 | Jan 14, 2026 |
| TRANSCEND CAPITAL ADVISORS, LLC | History | New | 46,460 | 1,338 | 0.1% | — | 30 | +46,460 | New | Q4 2025 | Jan 23, 2026 |
| ELEVATION POINT WEALTH PARTNERS, LLC | History | Reduced | 42,183 | 1,216 | 0.06% | 0.1% | 31 | -6,529 | -13.4% | Q4 2025 | Feb 12, 2026 |
| Vestmark Advisory Solutions, Inc. | History | New | 42,183 | 1,214 | 0.02% | — | 32 | +42,183 | New | Q4 2025 | Feb 06, 2026 |
| Wealth Dimensions Group, Ltd. | History | No change | 41,775 | 1,203 | 0.24% | 0.25% | 33 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Atria Investments, Inc | History | New | 37,989 | 1,094 | 0.01% | — | 34 | +37,989 | New | Q4 2025 | Feb 05, 2026 |
| COMERICA BANK | History | Reduced | 34,915 | 1,005 | 0.0% | 0.0% | 35 | -959 | -2.67% | Q4 2025 | Jan 29, 2026 |
| EdgeRock Capital LLC | History | Reduced | 29,996 | 863 | 0.23% | 0.25% | 36 | -505 | -1.66% | Q4 2025 | Jan 14, 2026 |
| Baird Financial Group, Inc. | History | Added to | 25,507 | 734 | 0.0% | 0.0% | 37 | +1,158 | 4.76% | Q4 2025 | Feb 13, 2026 |
| &PARTNERS | History | Reduced | 20,604 | 593 | 0.0% | 0.01% | 38 | -12,301 | -37.38% | Q4 2025 | Feb 17, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 20,150 | 580 | 0.0% | 0.0% | 39 | -18,443 | -47.79% | Q4 2025 | Feb 13, 2026 |
| Janney Montgomery Scott LLC | History | Added to | 16,317 | 470 | 0.0% | 0.0% | 40 | +2,656 | 19.44% | Q4 2025 | Feb 11, 2026 |
| D. E. Shaw & Co., Inc. | History | New | 16,122 | 464 | 0.0% | — | 41 | +16,122 | New | Q4 2025 | Feb 17, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 13,809 | 397 | 0.0% | — | 42 | +13,809 | New | Q4 2025 | Feb 17, 2026 |
| PUREfi Wealth, LLC | History | No change | 13,000 | 374 | 0.29% | 0.3% | 43 | 0 | 0.0% | Q4 2025 | Jan 12, 2026 |
| PFG Investments, LLC | History | Added to | 12,335 | 355 | 0.02% | 0.02% | 44 | +2,421 | 24.42% | Q4 2025 | Jan 26, 2026 |
| Weaver Consulting Group | History | No change | 9,550 | 275 | 0.07% | 0.07% | 45 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Argentarii, LLC | History | Added to | 8,058 | 232 | 0.08% | 0.09% | 46 | +175 | 2.22% | Q4 2025 | Jan 13, 2026 |
| Arkadios Wealth Advisors | History | New | 7,555 | 217 | 0.0% | — | 47 | +7,555 | New | Q4 2025 | Feb 13, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 7,327 | 211 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| ORBA Wealth Advisors, L.L.C. | History | Reduced | 7,075 | 203 | 0.18% | 0.25% | 49 | -3,280 | -31.68% | Q4 2025 | Feb 05, 2026 |
| MAI Capital Management | History | New | 2,956 | 85 | 0.0% | — | 50 | +2,956 | New | Q4 2025 | Feb 13, 2026 |
| Cornerstone Financial Management LLC | History | New | 2,800 | 80 | 0.08% | — | 51 | +2,800 | New | Q4 2025 | Feb 13, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 1,691 | 48 | 0.0% | 0.0% | 52 | -3,496 | -67.4% | Q4 2025 | Feb 17, 2026 |
| Blue Trust, Inc. | History | No change | 1,677 | 48 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| Qube Research & Technologies Ltd | History | Added to | 1,341 | 38 | 0.0% | 0.0% | 54 | +1,174 | 702.99% | Q4 2025 | Feb 17, 2026 |
| Parallel Advisors, LLC | History | New | 950 | 27 | 0.0% | — | 55 | +950 | New | Q4 2025 | Feb 11, 2026 |
| Farther Finance Advisors, LLC | History | New | 812 | 23 | 0.0% | — | 56 | +812 | New | Q4 2025 | Jan 23, 2026 |
| Signature Equity Partners, LLC | History | New | 223 | 6 | 0.0% | — | 57 | +223 | New | Q4 2025 | Feb 17, 2026 |
| Nemes Rush Group LLC | History | Reduced | 116 | 3 | 0.0% | 0.0% | 58 | -113 | -49.34% | Q4 2025 | Feb 11, 2026 |
| INTEGRITY WEALTH ADVISORS, INC. | History | Closed out | 0 | 0 | — | 2.64% | — | -252,199 | -100.0% | Q3 2025 | Nov 14, 2025 |
| U.S. Capital Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -103,620 | -100.0% | Q3 2025 | Oct 09, 2025 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -77,209 | -100.0% | Q3 2025 | Nov 14, 2025 |
| FINANCIAL MANAGEMENT NETWORK INC | History | Closed out | 0 | 0 | — | 0.07% | — | -14,884 | -100.0% | Q3 2025 | Oct 29, 2025 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,218 | -100.0% | Q3 2025 | Oct 22, 2025 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -57 | -100.0% | Q3 2025 | Nov 13, 2025 |
| IFP Advisors, Inc | History | New | 33 | 0 | — | — | — | +33 | New | Q4 2025 | Feb 06, 2026 |