SPDR SERIES TRUST - SMLV
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OSAIC HOLDINGS, INC. | History | Reduced | 84,517 | 11,082 | 0.02% | 0.02% | 1 | -11,025 | -11.54% | Q4 2025 | Feb 17, 2026 |
| DORVAL Corp | History | Added to | 80,282 | 10,527 | 3.36% | 3.33% | 2 | +2,744 | 3.54% | Q4 2025 | Jan 26, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 74,822 | 9,811 | 0.03% | 0.02% | 3 | +5,959 | 8.65% | Q4 2025 | Feb 05, 2026 |
| IEQ CAPITAL, LLC | History | No change | 66,842 | 8,764 | 0.03% | 0.03% | 4 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| LPL Financial LLC | History | Added to | 65,447 | 8,581 | 0.0% | 0.0% | 5 | +3,146 | 5.05% | Q4 2025 | Feb 11, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Added to | 57,388 | 7,525 | 0.0% | 0.0% | 6 | +10,817 | 23.23% | Q4 2025 | Feb 17, 2026 |
| Cetera Investment Advisers | History | Added to | 25,464 | 3,339 | 0.0% | 0.0% | 7 | +3,472 | 15.79% | Q4 2025 | Feb 17, 2026 |
| ROYAL BANK OF CANADA | History | New | 21,744 | 2,851 | 0.0% | — | 8 | +21,744 | New | Q4 2025 | Feb 17, 2026 |
| McNaughton Wealth Management, LLC | History | Reduced | 19,725 | 2,586 | 1.06% | 1.32% | 9 | -4,458 | -18.43% | Q4 2025 | Jan 12, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 16,274 | 2,133 | 0.0% | 0.0% | 10 | -7,193 | -30.65% | Q4 2025 | Feb 12, 2026 |
| UBS Group AG | History | Added to | 15,094 | 1,979 | 0.0% | 0.0% | 11 | +1,326 | 9.63% | Q4 2025 | Jan 29, 2026 |
| Johnson & White Wealth Management, LLC | History | Added to | 13,605 | 1,783 | 0.78% | 0.8% | 12 | +137 | 1.02% | Q4 2025 | Feb 05, 2026 |
| IAG Wealth Partners, LLC | History | Reduced | 12,528 | 1,642 | 0.19% | 0.2% | 13 | -269 | -2.1% | Q4 2025 | Feb 10, 2026 |
| Capital Developers, LLC | History | New | 12,197 | 1,599 | 1.43% | — | 14 | +12,197 | New | Q4 2025 | Jan 30, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 11,561 | 1,515 | 0.0% | 0.0% | 15 | -953 | -7.62% | Q4 2025 | Feb 17, 2026 |
| NorthRock Partners, LLC | History | Added to | 10,811 | 1,417 | 0.02% | 0.02% | 16 | +1,390 | 14.75% | Q4 2025 | Feb 17, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Reduced | 10,435 | 1,368 | 0.0% | 0.0% | 17 | -6,423 | -38.1% | Q4 2025 | Feb 10, 2026 |
| MORGAN STANLEY | History | Reduced | 10,192 | 1,336 | 0.0% | 0.0% | 18 | -35 | -0.34% | Q4 2025 | Feb 13, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 8,941 | 1,172 | 0.0% | 0.0% | 19 | -155 | -1.7% | Q4 2025 | Feb 06, 2026 |
| Insight Advisors, LLC/ PA | History | Added to | 8,659 | 1,135 | 0.17% | 0.17% | 20 | +109 | 1.27% | Q4 2025 | Feb 11, 2026 |
| HF Advisory Group, LLC | History | Added to | 8,009 | 1,050 | 0.37% | 0.36% | 21 | +384 | 5.04% | Q4 2025 | Jan 23, 2026 |
| COWA, LLC | History | Added to | 7,781 | 1,020 | 0.31% | 0.32% | 22 | +257 | 3.42% | Q4 2025 | Feb 12, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 7,702 | 1,009 | 0.0% | 0.0% | 23 | -60 | -0.77% | Q4 2025 | Mar 25, 2026 |
| Pathfinder Wealth Consulting, Inc. | History | New | 6,965 | 913 | 0.58% | — | 24 | +6,965 | New | Q4 2025 | Feb 09, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 6,952 | 911 | 0.0% | 0.0% | 25 | +1,063 | 18.05% | Q4 2025 | Feb 17, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 6,384 | 837 | 0.0% | 0.0% | 26 | -1,085 | -14.53% | Q4 2025 | Feb 17, 2026 |
| Navis Wealth Advisors, LLC | History | Added to | 6,138 | 804 | 0.34% | 0.59% | 27 | +48 | 0.79% | Q4 2025 | Feb 13, 2026 |
| PACIFIC SUN FINANCIAL CORP | History | Reduced | 5,894 | 772 | 0.37% | 0.38% | 28 | -115 | -1.91% | Q4 2025 | Feb 05, 2026 |
| Savant Capital, LLC | History | Reduced | 5,800 | 760 | 0.0% | 0.0% | 29 | -43 | -0.74% | Q4 2025 | Feb 10, 2026 |
| CITIGROUP INC | History | Reduced | 5,489 | 719 | 0.0% | 0.0% | 30 | -100 | -1.79% | Q4 2025 | Feb 13, 2026 |
| NewEdge Advisors, LLC | History | Added to | 5,448 | 714 | 0.0% | 0.0% | 31 | +20 | 0.37% | Q4 2025 | Feb 18, 2026 |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | History | Reduced | 5,320 | 697 | 0.0% | 0.01% | 32 | -234 | -4.21% | Q4 2025 | Feb 17, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Reduced | 5,300 | 694 | 0.0% | 0.0% | 33 | -1,300 | -19.7% | Q4 2025 | Feb 17, 2026 |
| CITADEL ADVISORS LLC | History | New | 5,030 | 659 | 0.0% | — | 34 | +5,030 | New | Q4 2025 | Feb 17, 2026 |
| Portland Financial Advisors Inc | History | No change | 4,215 | 552 | 1.17% | 1.16% | 35 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 4,026 | 527 | 0.0% | 0.0% | 36 | +696 | 20.9% | Q4 2025 | Feb 18, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 3,983 | 522 | 0.01% | 0.01% | 37 | 0 | 0.0% | Q4 2025 | Jan 20, 2026 |
| HighTower Advisors, LLC | History | Added to | 3,902 | 511 | 0.0% | 0.0% | 38 | +31 | 0.8% | Q4 2025 | Feb 06, 2026 |
| SUMMIT WEALTH GROUP LLC / CO | History | New | 3,645 | 477 | 0.06% | — | 39 | +3,645 | New | Q4 2025 | Feb 04, 2026 |
| Beacon Pointe Advisors, LLC | History | Reduced | 3,600 | 471 | 0.0% | 0.0% | 40 | -305 | -7.81% | Q4 2025 | Feb 18, 2026 |
| PARK AVENUE SECURITIES LLC | History | Reduced | 3,504 | 460 | 0.0% | 0.0% | 41 | -1,214 | -25.73% | Q4 2025 | Jan 05, 2026 |
| McAdam, LLC | History | Added to | 3,459 | 453 | 0.02% | 0.02% | 42 | +302 | 9.57% | Q4 2025 | Feb 13, 2026 |
| Strategic Blueprint, LLC | History | No change | 3,110 | 407 | 0.02% | 0.02% | 43 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Jaffetilchin Investment Partners, LLC | History | Reduced | 2,990 | 392 | 0.02% | 0.02% | 44 | -6 | -0.2% | Q4 2025 | Jan 15, 2026 |
| Capital Analysts, LLC | History | Reduced | 2,887 | 378 | 0.01% | 0.01% | 45 | -160 | -5.25% | Q4 2025 | Feb 11, 2026 |
| Fragasso Financial Advisors Inc | History | No change | 2,871 | 376 | 0.02% | 0.02% | 46 | 0 | 0.0% | Q4 2025 | Jan 07, 2026 |
| ROFFMAN MILLER ASSOCIATES INC /PA/ | History | Reduced | 2,695 | 353 | 0.02% | 0.02% | 47 | -13 | -0.48% | Q4 2025 | Jan 22, 2026 |
| Ausdal Financial Partners, Inc. | History | Reduced | 2,558 | 335 | 0.02% | 0.03% | 48 | -1,537 | -37.53% | Q4 2025 | Feb 13, 2026 |
| Waverly Advisors, LLC | History | Added to | 2,540 | 333 | 0.0% | 0.0% | 49 | +1 | 0.04% | Q4 2025 | Feb 17, 2026 |
| Swisher Financial Concepts, Inc. | History | Added to | 2,368 | 310 | 0.18% | 0.18% | 50 | +112 | 4.96% | Q4 2025 | Feb 10, 2026 |
| Continuum Advisory, LLC | History | No change | 2,282 | 299 | 0.03% | 0.03% | 51 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Compound Planning, Inc. | History | Reduced | 2,233 | 292 | 0.01% | 0.01% | 52 | -13 | -0.58% | Q4 2025 | Feb 19, 2026 |
| Western Wealth Management, LLC | History | No change | 2,015 | 264 | 0.01% | 0.01% | 53 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| IHT Wealth Management, LLC | History | Reduced | 1,917 | 251 | 0.01% | 0.01% | 54 | -86 | -4.29% | Q4 2025 | Feb 17, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 1,876 | 245 | 0.0% | 0.0% | 55 | +317 | 20.33% | Q4 2025 | Feb 13, 2026 |
| Mariner, LLC | History | Reduced | 1,817 | 238 | 0.0% | 0.0% | 56 | -233 | -11.37% | Q4 2025 | Feb 13, 2026 |
| Private Advisor Group, LLC | History | Reduced | 1,744 | 228 | 0.0% | 0.0% | 57 | -28 | -1.58% | Q4 2025 | Feb 17, 2026 |
| High Net Worth Advisory Group LLC | History | Reduced | 1,702 | 223 | 0.05% | 0.06% | 58 | -168 | -8.98% | Q4 2025 | Jan 23, 2026 |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | History | Added to | 1,567 | 205 | 0.0% | 0.0% | 59 | +12 | 0.77% | Q4 2025 | Feb 06, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 1,400 | 183 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| JPMORGAN CHASE & CO | History | New | 1,045 | 137 | 0.0% | — | 61 | +1,045 | New | Q4 2025 | Feb 11, 2026 |
| IFP Advisors, Inc | History | No change | 1,052 | 137 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| SageView Advisory Group, LLC | History | New | 990 | 129 | 0.0% | — | 63 | +990 | New | Q4 2025 | Feb 17, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | New | 966 | 126 | 0.01% | — | 64 | +966 | New | Q4 2025 | Jan 21, 2026 |
| Kestra Advisory Services, LLC | History | New | 927 | 121 | 0.0% | — | 65 | +927 | New | Q4 2025 | Feb 13, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 725 | 95 | 0.0% | 0.0% | 66 | -15 | -2.03% | Q4 2025 | Feb 12, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 480 | 62 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Sage Mountain Advisors LLC | History | No change | 452 | 59 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| AdvisorNet Financial, Inc | History | Added to | 388 | 50 | 0.0% | 0.0% | 69 | +3 | 0.78% | Q4 2025 | Jan 20, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 344 | 45 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q4 2025 | Mar 16, 2026 |
| BANK OF MONTREAL /CAN/ | History | New | 270 | 35 | 0.0% | — | 71 | +270 | New | Q4 2025 | Feb 12, 2026 |
| ASSETMARK, INC | History | Added to | 239 | 31 | 0.0% | 0.0% | 72 | +74 | 44.85% | Q4 2025 | Jan 23, 2026 |
| US BANCORP \DE\ | History | Added to | 233 | 30 | 0.0% | 0.0% | 73 | +20 | 9.39% | Q4 2025 | Jan 30, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | New | 200 | 26 | 0.0% | — | 74 | +200 | New | Q4 2025 | Feb 03, 2026 |
| VALLEY NATIONAL ADVISERS INC | History | Added to | 191 | 25 | 0.0% | 0.0% | 75 | +140 | 274.51% | Q4 2025 | Jan 23, 2026 |
| Tidemark, LLC | History | No change | 162 | 21 | 0.01% | 0.01% | 76 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| FMR LLC | History | Reduced | 153 | 20 | 0.0% | 0.0% | 77 | -6 | -3.77% | Q4 2025 | Feb 17, 2026 |
| Winthrop Capital Management, LLC | History | No change | 142 | 19 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Vermillion Wealth Management, Inc. | History | Added to | 121 | 15 | 0.01% | 0.0% | 79 | +1 | 0.83% | Q4 2025 | Feb 11, 2026 |
| N.E.W. Advisory Services LLC | History | Added to | 115 | 15 | 0.0% | 0.0% | 80 | +1 | 0.88% | Q4 2025 | Jan 28, 2026 |
| NBC SECURITIES, INC. | History | No change | 110 | 14 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Root Financial Partners, LLC | History | No change | 107 | 14 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| SOA Wealth Advisors, LLC. | History | Reduced | 70 | 9 | 0.0% | 0.01% | 84 | -602 | -89.58% | Q4 2025 | Jan 20, 2026 |
| Reyes Financial Architecture, Inc. | History | Reduced | 73 | 9 | 0.01% | 0.01% | 85 | -27 | -27.0% | Q4 2025 | Jan 26, 2026 |
| Bogart Wealth, LLC | History | No change | 74 | 9 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| AE Wealth Management LLC | History | Reduced | 63 | 8 | 0.0% | 0.0% | 88 | -6 | -8.7% | Q4 2025 | Jan 26, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 67 | 8 | 0.0% | 0.0% | 86 | +1 | 1.52% | Q4 2025 | Feb 09, 2026 |
| Capital Investment Advisory Services, LLC | History | No change | 67 | 8 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| Farther Finance Advisors, LLC | History | No change | 59 | 7 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| Spire Wealth Management | History | No change | 37 | 4 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| BLAIR WILLIAM & CO/IL | History | New | 11 | 1 | 0.0% | — | 91 | +11 | New | Q4 2025 | Feb 17, 2026 |
| Sunbelt Securities, Inc. | History | No change | 10 | 1 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q4 2025 | Feb 20, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -2,005 | -100.0% | Q3 2025 | Nov 14, 2025 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,702 | -100.0% | Q3 2025 | Nov 17, 2025 |
| Grey Fox Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -1,611 | -100.0% | Q3 2025 | Oct 29, 2025 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -625 | -100.0% | Q3 2025 | Nov 12, 2025 |
| United Financial Planning Group LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -411 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Global Retirement Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -33 | -100.0% | Q3 2025 | Oct 21, 2025 |
| WELLS FARGO & COMPANY/MN | History | New | 1 | 0 | — | — | — | +1 | New | Q4 2025 | Feb 13, 2026 |