SPDR SERIES TRUST - SMLV
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OSAIC HOLDINGS, INC. | History | Reduced | 82,740 | 11,342 | 0.02% | 0.02% | 1 | -1,777 | -2.1% | Q1 2026 | May 15, 2026 |
| DORVAL Corp | History | Reduced | 79,718 | 10,927 | 3.39% | 3.36% | 2 | -564 | -0.7% | Q1 2026 | Apr 22, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 76,409 | 10,474 | 0.03% | 0.03% | 3 | +1,587 | 2.12% | Q1 2026 | Apr 30, 2026 |
| IEQ CAPITAL, LLC | History | Reduced | 62,018 | 8,501 | 0.04% | 0.03% | 4 | -4,824 | -7.22% | Q1 2026 | May 14, 2026 |
| LPL Financial LLC | History | Reduced | 61,138 | 8,380 | 0.0% | 0.0% | 5 | -4,309 | -6.58% | Q1 2026 | May 06, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 57,388 | 7,866 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Roan Capital Partners | History | New | 33,938 | 4,652 | 4.3% | — | 7 | +33,938 | New | Q1 2026 | Apr 15, 2026 |
| Cetera Investment Advisers | History | Reduced | 24,982 | 3,424 | 0.0% | 0.0% | 8 | -482 | -1.89% | Q1 2026 | May 13, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 21,658 | 2,969 | 0.0% | 0.0% | 9 | -86 | -0.4% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Added to | 21,079 | 2,889 | 0.0% | 0.0% | 10 | +5,985 | 39.65% | Q1 2026 | May 05, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 18,876 | 2,587 | 0.0% | 0.0% | 11 | +8,441 | 80.89% | Q1 2026 | May 04, 2026 |
| McNaughton Wealth Management, LLC | History | Reduced | 18,820 | 2,579 | 1.07% | 1.06% | 12 | -905 | -4.59% | Q1 2026 | Apr 08, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 15,804 | 2,166 | 0.0% | 0.0% | 13 | -470 | -2.89% | Q1 2026 | Apr 27, 2026 |
| Johnson & White Wealth Management, LLC | History | Reduced | 13,555 | 1,858 | 0.79% | 0.78% | 14 | -50 | -0.37% | Q1 2026 | Apr 15, 2026 |
| IAG Wealth Partners, LLC | History | Reduced | 11,994 | 1,644 | 0.18% | 0.19% | 15 | -534 | -4.26% | Q1 2026 | Apr 29, 2026 |
| Capital Developers, LLC | History | Reduced | 11,822 | 1,620 | 1.46% | 1.43% | 16 | -375 | -3.07% | Q1 2026 | May 08, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 11,539 | 1,581 | 0.0% | 0.0% | 17 | -22 | -0.19% | Q1 2026 | May 15, 2026 |
| MORGAN STANLEY | History | Added to | 11,126 | 1,525 | 0.0% | 0.0% | 18 | +934 | 9.16% | Q1 2026 | May 15, 2026 |
| NorthRock Partners, LLC | History | Added to | 10,812 | 1,482 | 0.02% | 0.02% | 19 | +1 | 0.01% | Q1 2026 | May 15, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 9,053 | 1,240 | 0.0% | 0.0% | 20 | +112 | 1.25% | Q1 2026 | May 08, 2026 |
| Insight Advisors, LLC/ PA | History | Reduced | 8,645 | 1,185 | 0.23% | 0.17% | 21 | -14 | -0.16% | Q1 2026 | May 11, 2026 |
| COWA, LLC | History | Added to | 7,925 | 1,086 | 0.29% | 0.31% | 22 | +144 | 1.85% | Q1 2026 | May 14, 2026 |
| CITIGROUP INC | History | Added to | 7,342 | 1,006 | 0.0% | 0.0% | 23 | +1,853 | 33.76% | Q1 2026 | May 11, 2026 |
| HF Advisory Group, LLC | History | Reduced | 7,193 | 985 | 0.34% | 0.37% | 24 | -816 | -10.19% | Q1 2026 | Apr 21, 2026 |
| Pathfinder Wealth Consulting, Inc. | History | Reduced | 6,893 | 944 | 0.61% | 0.58% | 25 | -72 | -1.03% | Q1 2026 | Apr 20, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Reduced | 6,749 | 914 | 0.0% | 0.0% | 26 | -203 | -2.92% | Q1 2026 | May 15, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 6,294 | 862 | 0.0% | 0.0% | 27 | -90 | -1.41% | Q1 2026 | May 15, 2026 |
| Navis Wealth Advisors, LLC | History | Added to | 6,169 | 845 | 0.43% | 0.34% | 28 | +31 | 0.51% | Q1 2026 | May 15, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 6,117 | 838 | 0.0% | 0.0% | 29 | +1,087 | 21.61% | Q1 2026 | May 15, 2026 |
| PACIFIC SUN FINANCIAL CORP | History | Reduced | 5,772 | 791 | 0.38% | 0.37% | 30 | -122 | -2.07% | Q1 2026 | May 07, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | No change | 5,300 | 726 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | History | Reduced | 5,158 | 707 | 0.0% | 0.0% | 32 | -162 | -3.05% | Q1 2026 | May 15, 2026 |
| Clearview Wealth Management LLC | History | New | 4,239 | 581 | 0.41% | — | 33 | +4,239 | New | Q1 2026 | May 15, 2026 |
| Beacon Pointe Advisors, LLC | History | Added to | 4,221 | 578 | 0.0% | 0.0% | 34 | +621 | 17.25% | Q1 2026 | May 15, 2026 |
| Portland Financial Advisors Inc | History | No change | 4,215 | 577 | 1.2% | 1.17% | 35 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Savant Capital, LLC | History | Reduced | 4,180 | 572 | 0.0% | 0.0% | 36 | -1,620 | -27.93% | Q1 2026 | May 04, 2026 |
| HighTower Advisors, LLC | History | Added to | 3,923 | 537 | 0.0% | 0.0% | 37 | +21 | 0.54% | Q1 2026 | May 05, 2026 |
| MML INVESTORS SERVICES, LLC | History | Added to | 3,902 | 534 | 0.0% | 0.0% | 38 | +2,026 | 108.0% | Q1 2026 | May 04, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 3,869 | 530 | 0.0% | 0.0% | 39 | -157 | -3.9% | Q1 2026 | May 14, 2026 |
| McAdam, LLC | History | Added to | 3,850 | 527 | 0.02% | 0.02% | 40 | +391 | 11.3% | Q1 2026 | May 08, 2026 |
| SUMMIT WEALTH GROUP LLC / CO | History | Added to | 3,795 | 520 | 0.05% | 0.06% | 41 | +150 | 4.12% | Q1 2026 | Apr 23, 2026 |
| Stratos Wealth Partners, LTD. | History | Reduced | 3,582 | 491 | 0.01% | 0.01% | 42 | -401 | -10.07% | Q1 2026 | Apr 28, 2026 |
| Strategic Blueprint, LLC | History | No change | 3,110 | 426 | 0.02% | 0.02% | 43 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| Jaffetilchin Investment Partners, LLC | History | Added to | 3,003 | 411 | 0.02% | 0.02% | 44 | +13 | 0.43% | Q1 2026 | May 13, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 2,980 | 408 | 0.0% | — | 45 | +2,980 | New | Q1 2026 | May 15, 2026 |
| Fragasso Financial Advisors Inc | History | Reduced | 2,814 | 391 | 0.02% | 0.02% | 46 | -57 | -1.99% | Q1 2026 | Apr 07, 2026 |
| Waverly Advisors, LLC | History | Added to | 2,754 | 377 | 0.0% | 0.0% | 47 | +214 | 8.43% | Q1 2026 | May 15, 2026 |
| ROFFMAN MILLER ASSOCIATES INC /PA/ | History | Added to | 2,706 | 370 | 0.02% | 0.02% | 48 | +11 | 0.41% | Q1 2026 | Apr 14, 2026 |
| Ausdal Financial Partners, Inc. | History | Reduced | 2,548 | 349 | 0.02% | 0.02% | 49 | -10 | -0.39% | Q1 2026 | May 12, 2026 |
| Swisher Financial Concepts, Inc. | History | Added to | 2,525 | 346 | 0.19% | 0.18% | 50 | +157 | 6.63% | Q1 2026 | Apr 16, 2026 |
| AdvisorNet Financial, Inc | History | Added to | 2,395 | 328 | 0.02% | 0.0% | 51 | +2,007 | 517.27% | Q1 2026 | Apr 17, 2026 |
| Continuum Advisory, LLC | History | Added to | 2,319 | 317 | 0.03% | 0.03% | 52 | +37 | 1.62% | Q1 2026 | Apr 22, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 2,320 | 313 | 0.0% | 0.0% | 53 | +1,275 | 122.01% | Q1 2026 | May 13, 2026 |
| Compound Planning, Inc. | History | Reduced | 2,189 | 300 | 0.01% | 0.01% | 54 | -44 | -1.97% | Q1 2026 | May 14, 2026 |
| Western Wealth Management, LLC | History | No change | 2,015 | 276 | 0.01% | 0.01% | 55 | 0 | 0.0% | Q1 2026 | May 19, 2026 |
| Pinnacle Financial Partners, Inc. | History | New | 1,973 | 270 | 0.0% | — | 56 | +1,973 | New | Q1 2026 | May 14, 2026 |
| IHT Wealth Management, LLC | History | Reduced | 1,894 | 259 | 0.01% | 0.01% | 57 | -23 | -1.2% | Q1 2026 | May 15, 2026 |
| Mariner, LLC | History | No change | 1,817 | 249 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Private Advisor Group, LLC | History | Added to | 1,745 | 239 | 0.0% | 0.0% | 59 | +1 | 0.06% | Q1 2026 | Apr 24, 2026 |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | History | Added to | 1,575 | 215 | 0.0% | 0.0% | 60 | +8 | 0.51% | Q1 2026 | Apr 15, 2026 |
| Sigma Planning Corp | History | New | 1,553 | 212 | 0.01% | — | 61 | +1,553 | New | Q1 2026 | May 04, 2026 |
| Grey Fox Wealth Advisors, LLC | History | New | 1,511 | 207 | 0.04% | — | 62 | +1,511 | New | Q1 2026 | Apr 21, 2026 |
| LIBRA WEALTH LLC | History | New | 1,463 | 200 | 0.06% | — | 63 | +1,463 | New | Q1 2026 | Apr 28, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 1,417 | 194 | 0.0% | 0.0% | 64 | +1,350 | 2014.93% | Q1 2026 | May 15, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 1,400 | 183 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| IFP Advisors, Inc | History | No change | 1,052 | 144 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| SageView Advisory Group, LLC | History | No change | 990 | 129 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 725 | 99 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 480 | 65 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Sage Mountain Advisors LLC | History | No change | 452 | 61 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 344 | 47 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Medallion Wealth Advisors, LLC | History | No change | 250 | 34 | 0.01% | 0.01% | 72 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Capital Analysts, LLC | History | Reduced | 238 | 33 | 0.0% | 0.01% | 73 | -2,649 | -91.76% | Q1 2026 | May 14, 2026 |
| ASSETMARK, INC | History | No change | 239 | 32 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| US BANCORP \DE\ | History | No change | 233 | 31 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| FMR LLC | History | Added to | 203 | 27 | 0.0% | 0.0% | 76 | +50 | 32.68% | Q1 2026 | May 15, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | History | No change | 200 | 27 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| VALLEY NATIONAL ADVISERS INC | History | No change | 191 | 26 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| Tidemark, LLC | History | No change | 162 | 22 | 0.01% | 0.01% | 79 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| Winthrop Capital Management, LLC | History | No change | 142 | 19 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Vermillion Wealth Management, Inc. | History | Added to | 129 | 17 | 0.01% | 0.01% | 81 | +8 | 6.61% | Q1 2026 | Apr 17, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 114 | 15 | 0.0% | 0.0% | 83 | +47 | 70.15% | Q1 2026 | May 05, 2026 |
| NBC SECURITIES, INC. | History | No change | 110 | 15 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| N.E.W. Advisory Services LLC | History | No change | 115 | 15 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Root Financial Partners, LLC | History | No change | 107 | 14 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Bogart Wealth, LLC | History | No change | 74 | 10 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q1 2026 | Apr 28, 2026 |
| Reyes Financial Architecture, Inc. | History | No change | 73 | 10 | 0.01% | 0.01% | 87 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| NewEdge Advisors, LLC | History | Added to | 9,557 | 9 | 0.0% | 0.0% | 88 | +4,109 | 75.42% | Q1 2026 | May 15, 2026 |
| VANGUARD ADVISERS INC | History | New | 73 | 9 | 0.0% | — | 90 | +73 | New | Q1 2026 | May 08, 2026 |
| SOA Wealth Advisors, LLC. | History | No change | 70 | 9 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q1 2026 | May 20, 2026 |
| Farther Finance Advisors, LLC | History | No change | 59 | 8 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| AE Wealth Management LLC | History | Reduced | 47 | 6 | 0.0% | 0.0% | 92 | -16 | -25.4% | Q1 2026 | May 13, 2026 |
| Spire Wealth Management | History | No change | 37 | 5 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| 10Elms LLP | History | New | 35 | 4 | 0.0% | — | 94 | +35 | New | Q1 2026 | May 15, 2026 |
| BLAIR WILLIAM & CO/IL | History | No change | 11 | 1 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Sunbelt Securities, Inc. | History | No change | 10 | 1 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,702 | -100.0% | Q1 2026 | May 15, 2026 |
| PARK AVENUE SECURITIES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,504 | -100.0% | Q1 2026 | Apr 07, 2026 |
| High Net Worth Advisory Group LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -1,702 | -100.0% | Q1 2026 | Apr 17, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -966 | -100.0% | Q1 2026 | Apr 28, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -927 | -100.0% | Q1 2026 | Apr 30, 2026 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -270 | -100.0% | Q1 2026 | May 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q1 2026 | May 11, 2026 |